Welcome to our dedicated page for ClearBridge Energy Midstream Opportunity Fund SEC filings (Ticker: EMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ClearBridge Energy Midstream Opportunity Fund Inc. filings document governance and shareholder voting matters for a non-diversified closed-end management investment company. Proxy materials cover director elections, preferred-share voting rights, common and preferred stock voting mechanics, board classifications, meeting procedures and auditor ratification. The filing record also relates to the Fund’s public-company governance, capital structure and shareholder-control provisions as a listed closed-end fund.
ClearBridge Energy Midstream Opportunity Fund (EMO) disclosed a director purchase on 10/13/2025. Robert D. Agdern acquired 385 common shares at $42.11, bringing his direct beneficial ownership to 1,538 shares.
The filing states the shares were purchased pursuant to the Fund’s Rights Offering, under which one transferable Right was issued for each share held and three Rights plus the Subscription Price were required to purchase one share. The holdings figure also includes shares acquired from the merger of ClearBridge MLP and Midstream Total Return Fund Inc. into EMO.
ClearBridge Energy Midstream Opportunity Fund Inc. filed Post-Effective Amendment No. 1 to its Form N-2 registration statement under Rule 462(d) solely to add and update exhibits. The amendment leaves all other parts of the prior registration statement unchanged and becomes effective immediately upon filing.
The filing lists updated financial statement references for the year ended November 30, 2024 and a detailed exhibit index, including charter documents, advisory and service agreements, and fee waiver and financing agreements. It also discloses estimated offering-related expenses totaling $406,740 and notes that there were 19 record holders of common stock as of June 30, 2025.