ClearBridge Energy Midstream Opportunity Fund Inc. filings document governance and shareholder voting matters for a non-diversified closed-end management investment company. Proxy materials cover director elections, preferred-share voting rights, common and preferred stock voting mechanics, board classifications, meeting procedures and auditor ratification. The filing record also relates to the Fund’s public-company governance, capital structure and shareholder-control provisions as a listed closed-end fund.
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) filed an initial statement of beneficial ownership on Form 3 for Brett Michael Mossman, identified as "Senior Vice President/Inv. Mgr." The filing lists no reportable holdings of EMO securities and no transactions by the reporting person or related entities.
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) had a Form 3 filed for Ann Elizabeth Doyle, identified as a Senior Vice President. The filing is an initial statement of beneficial ownership and reports no transactions or share holdings for her in EMO securities at this time.
Corebridge Financial, Inc. (CRBG), as a parent holding company, reports beneficial ownership of securities of Clearbridge Energy Midstream Opportunity Fund Inc. through its indirect wholly owned subsidiary, American General Life Insurance Company. American General directly holds and beneficially owns 160,000 shares of the fund’s Mandatory Redeemable Preferred Stock.
These holdings represent 9.2% of the class. CRBG reports 0 shares with sole voting or dispositive power and 160,000 shares with shared voting and shared dispositive power. The securities and related CUSIP details are further described in accompanying exhibits, and the report is signed by Executive Vice President and General Counsel Polly Klane on behalf of CRBG.
Corebridge Financial, Inc. reported disposition transactions in this Form 4 filing.
Corebridge Financial, Inc. and subsidiary American General Life Insurance Company reported that 134,286 shares of ClearBridge Energy Midstream Opportunity Fund’s Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at $35.23 per share (including a $35.00 liquidation value plus about $0.23 accrued interest), leaving them with no Series J holdings. They continue to hold 160,000 shares of Series P Mandatory Redeemable Preferred Stock and indirect positions in 3.56% Series N Notes due June 11, 2027 and 3.76% Series O Notes due June 11, 2030, including principal amounts of $1,380,371.82 and $671,532.25, respectively.
ClearBridge Energy Midstream Opportunity Fund Inc. insider reports no holdings. A reporting person affiliated as a director/COO-subadviser filed an initial Form 3 indicating that no securities of ClearBridge Energy Midstream Opportunity Fund Inc. were beneficially owned as of the event date of 01/01/2026.
ClearBridge Energy Opportunity Fund Inc. (EMO) is asking stockholders to vote at its April 17, 2026 annual meeting in New York. Common and preferred holders are being asked to elect Class III directors, including Robert D. Agdern and Peter Mason, with preferred holders also voting on Eileen A. Kamerick.
Stockholders are also asked to ratify PricewaterhouseCoopers LLP as independent registered public accountants for the fiscal year ending November 30, 2026. The proxy explains voting mechanics, board structure, committee roles, director compensation and major beneficial owners, and encourages voting by mail, telephone or internet even if stockholders do not attend in person.
Morgan Stanley and Morgan Stanley Smith Barney LLC report significant ownership stakes in ClearBridge Energy Midstream Opportunity Fund Inc. common stock. Morgan Stanley reports beneficial ownership of 1,309,627 shares, representing 7.2% of the fund’s common stock, with shared voting power over 15,059 shares and shared dispositive power over the full 1,309,627 shares.
Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,294,569 shares, representing 7.1% of the class, with shared voting power over 1 share and shared dispositive power over 1,294,569 shares. The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The reported positions are as of the event date 12/31/2025.
ClearBridge Energy Midstream Opportunity Fund Inc. filed Post-Effective Amendment No. 2 to its Form N-2 registration statement under the 1933 and 1940 Acts. The filing, made under Rule 462(d), is solely to add or update exhibits and becomes effective immediately upon filing.
The amendment leaves all other parts of the registration statement unchanged and incorporates the existing contents by reference. It also lists estimated offering issuance and distribution expenses totaling $406,740, including a SEC registration fee of $61,240, a FINRA fee of $60,500, accounting fees of $10,000, and legal fees of $275,000.
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) is launching an at-the-market offering of up to $323,174,473 of common stock through Franklin Distributors, with UBS Securities LLC as sub-placement agent. Shares will be sold on the NYSE or in negotiated deals at prices at or above net asset value plus commissions.
The Fund will pay a 1.00% commission on gross proceeds, out of which the Distributor may pay the sub-placement agent up to 0.80%. Assuming all shares are sold at $46.61, estimated net proceeds are about $319.8 million, to be invested within roughly three months in energy midstream investments consistent with the Fund’s objective of high total return with an emphasis on cash distributions.
As of November 30, 2025, the Fund reported $978.4 million in net assets, with mandatory redeemable preferred stock of $68.2 million and outstanding leverage via notes and a credit facility. EMO’s shares have recently traded at discounts to net asset value, and the Fund has a history of regular monthly cash distributions.