ClearBridge EMO SVP reports no EMO holdings

Initial Form 3 for EMO investment manager Brett Michael Mossman reports no current ownership positions or trades in the fund’s securities.

Rhea-AI Filing Summary

ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) filed an initial statement of beneficial ownership on Form 3 for Brett Michael Mossman, identified as "Senior Vice President/Inv. Mgr." The filing lists no reportable holdings of EMO securities and no transactions by the reporting person or related entities.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does EMO’s new Form 3 filing report for Brett Michael Mossman?

It reports that Brett Michael Mossman, described as "Senior Vice President/Inv. Mgr," is a reporting person for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO), and that there are no reportable holdings or transactions in EMO securities associated with him in this filing.

Does the EMO Form 3 show any EMO shares owned by Brett Michael Mossman?

No. The Form 3 for Brett Michael Mossman lists no reportable beneficial ownership position in ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) securities at the time of this initial filing.

Are any EMO trades disclosed in this Form 3 for Brett Michael Mossman?

No trades are disclosed. The Form 3 shows no purchases, sales, exercises, gifts, or other transactions in EMO securities for Brett Michael Mossman or related entities as part of this filing.

What is Brett Michael Mossman’s role in relation to EMO in this Form 3?

He is identified as "Senior Vice President/Inv. Mgr" in the reporting-person section. The Form 3 classifies him as a person with a reportable relationship to ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) but with no reportable holdings or trades.

Does the EMO Form 3 mention any Rule 10b5-1 trading plan for Brett Michael Mossman?

No Rule 10b5-1 trading plan is reported for Brett Michael Mossman in this Form 3. The filing contains no indication that any pre-arranged trading plan is associated with his reporting status here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 01:18 PM Accepted by SEC EDGAR 09/11/2026 - 01:17 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mossman Brett Michael

(Last) (First) (Middle)

FRANKLIN TEMPLETON

ONE MADISON AVENUE, 17TH FLOOR

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Senior Vice President/Inv. Mgr

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Brett M. Mossman	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)