ClearBridge EMO SVP reports no share holdings

A Senior Vice President of EMO filed an initial Form 3, reporting no current beneficial holdings or transactions in the fund’s securities.

Available on EDGAR 09/10/2026 - 10:48 AM EDT Accepted by SEC EDGAR 09/10/2026 - 10:47 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) had a Form 3 filed for Ann Elizabeth Doyle, identified as a Senior Vice President. The filing is an initial statement of beneficial ownership and reports no transactions or share holdings for her in EMO securities at this time.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"had a Form 3 filed for Ann Elizabeth Doyle"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"initial statement of beneficial ownership and reports no transactions"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"The reporting person, Ann Elizabeth Doyle, is identified as"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for EMO disclose about Ann Elizabeth Doyle?

The Form 3 filing shows that Ann Elizabeth Doyle, a Senior Vice President of EMO, has filed an initial statement of beneficial ownership and reports no transactions or share holdings in ClearBridge Energy Midstream Opportunity Fund Inc. at this time.

Does the EMO Form 3 show any EMO shares owned by Ann Elizabeth Doyle?

No. The Form 3 for EMO reports no share holdings by Ann Elizabeth Doyle and includes no reported transactions in the fund’s securities.

What is the role of the reporting person in the EMO Form 3?

The reporting person, Ann Elizabeth Doyle, is identified as a Senior Vice President of ClearBridge Energy Midstream Opportunity Fund Inc. on the Form 3.

Are there any buy or sell transactions reported in this EMO Form 3?

No. The insider filing data show zero buy, sell, acquire, or dispose transactions and no derivative transactions reported for this Form 3.

What is the purpose of this Form 3 related to EMO?

This Form 3 serves as an initial statement of beneficial ownership for a Senior Vice President of EMO. It establishes a baseline disclosure and, in this case, indicates no current beneficial ownership in the fund’s securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Doyle Ann Elizabeth

(Last) (First) (Middle)

FRANKLIN TEMPLETON

ONE MADISON AVENUE, 17TH FLOOR

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Senior Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Ann E. Doyle	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)