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Morgan Stanley (NYSE: EMO) units report over 7% stakes in ClearBridge Energy Midstream fund

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Morgan Stanley and Morgan Stanley Smith Barney LLC report significant ownership stakes in ClearBridge Energy Midstream Opportunity Fund Inc. common stock. Morgan Stanley reports beneficial ownership of 1,309,627 shares, representing 7.2% of the fund’s common stock, with shared voting power over 15,059 shares and shared dispositive power over the full 1,309,627 shares.

Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,294,569 shares, representing 7.1% of the class, with shared voting power over 1 share and shared dispositive power over 1,294,569 shares. The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The reported positions are as of the event date 12/31/2025.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Morgan Stanley
Signature:Christopher O'Hara
Name/Title:Authorized Signatory, Morgan Stanley
Date:02/11/2026
Morgan Stanley Smith Barney LLC
Signature:David Galasso
Name/Title:Authorized Signatory, Morgan Stanley Smith Barney LLC
Date:02/11/2026
Exhibit Information

EXHIBIT NO. EXHIBITS ------------------ ------------------------------------ 99.1 Joint Filing Agreement 99.2 Item 7 Information * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).

FAQ

What ownership stake does Morgan Stanley report in EMO?

Morgan Stanley reports beneficial ownership of 1,309,627 shares of ClearBridge Energy Midstream Opportunity Fund Inc. common stock, representing 7.2% of the outstanding class as of 12/31/2025. These shares are held with shared voting and dispositive power, not to influence control.

How many EMO shares does Morgan Stanley Smith Barney LLC hold?

Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,294,569 shares of EMO common stock, equal to 7.1% of the class. It has shared voting power over 1 share and shared dispositive power over 1,294,569 shares as of the reported ownership date.

Is Morgan Stanley seeking to control ClearBridge Energy Midstream Opportunity Fund Inc.?

No. The securities are certified as acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of ClearBridge Energy Midstream Opportunity Fund Inc., nor in connection with any transaction intended to have that effect.

What type of entities are Morgan Stanley and Morgan Stanley Smith Barney LLC in this EMO filing?

Morgan Stanley is classified as an HC (parent holding company or control person). Morgan Stanley Smith Barney LLC is classified as a BD, IA, meaning a registered broker-dealer and investment adviser, reflecting their regulated roles in holding the EMO shares reported.

What is the event date for Morgan Stanley’s ownership report on EMO?

The reported ownership stakes in ClearBridge Energy Midstream Opportunity Fund Inc. are tied to an event date of 12/31/2025. This date anchors the 7.2% and 7.1% beneficial ownership percentages and associated share counts disclosed by the reporting entities.

Who signed the EMO Schedule 13G/A on behalf of Morgan Stanley entities?

The statement was signed by Christopher O'Hara, Authorized Signatory for Morgan Stanley, and David Galasso, Authorized Signatory for Morgan Stanley Smith Barney LLC, each certifying the accuracy and completeness of the beneficial ownership information disclosed.
ClearBridge Energy Midstream Opportunity

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