STOCK TITAN

Empery Digital (NASDAQ: EMPD) extends at-the-market share sales agreement with Aegis

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Empery Digital Inc. entered into Amendment No. 2 and Waiver to its existing at-the-market issuance sales agreement with Aegis Capital Corp. The amendment, dated June 2, 2026, extends the agreement so that it will automatically terminate only after all shares authorized under the program have been issued and sold, unless ended earlier by either party.

Positive

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Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
At-The-Market Issuance Sales Agreement financial
"entered into Amendment No. 2 and Waiver to the At-The-Market Issuance Sales Agreement"
An at-the-market issuance sales agreement lets a company sell newly created shares directly into the public market at the current market price through a broker, on an ongoing basis rather than in one large deal. For investors, it matters because it can provide the company with flexible cash like adding fuel a little at a time, but it can also reduce each existing share’s ownership percentage and put downward pressure on the stock if sales are large.
material definitive agreement regulatory
"Item 1.01 Entry Into a Material Definitive Agreement."
A material definitive agreement is a legally binding contract that creates major, long‑term obligations or rights for a company, such as loans, asset sales, mergers, or supplier deals. Think of it like a mortgage or lease for a business: it can change future cash flow, risk and control, so investors watch these agreements closely because they can materially affect a company’s value, financial health and stock price.
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
waiver financial
"Amendment No. 2 and Waiver to the At-The-Market Issuance Sales Agreement"
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

__________________________

 

FORM 8-K

__________________________

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 3, 2026 (June 2, 2026)

__________________________

 

Empery Digital Inc.

(Exact Name of Registrant as Specified in its Charter)

__________________________

 

Delaware 001-40867 84-4882689

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification Number)

 

3121 Eagles Nest Street, Suite 120

Round Rock, TX 78665

(Address of principal executive offices and zip code)

 

(512) 400-4271

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-14(c)).

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.00001 per share   EMPD   NASDAQ

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

   

 

 

Item 1.01 Entry Into a Material Definitive Agreement.

 

Amendment of At-The-Market Issuance Sales Agreement

 

On June 2, 2026, Empery Digital Inc. (the “Company”) entered into Amendment No. 2 and Waiver to the At-The-Market Issuance Sales Agreement (the “ATM Amendment”) with Aegis Capital Corp. (“Aegis”) which, among other matters, extends the term of the At-The-Market Issuance Sales Agreement dated October 18, 2024, between the Company and Aegis, as amended, such that, unless earlier terminated by one of the parties thereto, it will automatically terminate upon the issuance and sale of all of the shares authorized thereunder.

 

The foregoing description of terms and conditions of the ATM Amendment does not purport to be complete and is qualified in its entirety by the full text of such document, which is attached hereto as Exhibit 10.1.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
     
10.1  

Amendment No. 2 and Waiver to the At-The-Market Issuance Sales Agreement, dated June 2, 2026, by and between Aegis Capital Corp. and Empery Digital Inc.

104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

EMPERY DIGITAL INC.

 
     

Date: June 3, 2026

/s/ Greg Endo

 
  Greg Endo  
  Chief Financial Officer  

 

 

 

 

 

 

 

 

 

 

 

 

 

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FAQ

What did Empery Digital Inc. (EMPD) announce in this 8-K filing?

Empery Digital Inc. reported signing Amendment No. 2 and Waiver to its at-the-market issuance sales agreement with Aegis Capital Corp., extending the agreement’s term until all authorized shares under the program are issued and sold, unless earlier terminated by a party.

Who is Empery Digital’s sales agent under the amended at-the-market program?

Aegis Capital Corp. acts as Empery Digital’s sales agent under the amended at-the-market issuance sales agreement. The June 2, 2026 amendment continues this relationship while adjusting the agreement’s term to end once all authorized shares under the program have been sold.

How does the amendment affect the term of Empery Digital’s ATM agreement?

The amendment changes the term so the at-the-market issuance sales agreement will automatically terminate upon issuance and sale of all shares authorized under the program, unless one of the parties ends it earlier, clarifying how long the arrangement can remain in place for share sales.

When was Empery Digital’s original at-the-market agreement with Aegis dated?

The original at-the-market issuance sales agreement between Empery Digital and Aegis Capital Corp. was dated October 18, 2024. The June 2, 2026 amendment modifies that prior agreement, including extending how long it can remain active for potential share issuances.

Where can investors find the full text of Empery Digital’s ATM amendment?

The full text of Amendment No. 2 and Waiver to the at-the-market issuance sales agreement is filed as Exhibit 10.1 to the report. The company’s description is expressly qualified by reference to this exhibit, which provides the complete contractual details.

Filing Exhibits & Attachments

4 documents