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  4. [Form 3] Empery Digital Inc. Initial Statement of Beneficial Ownership

Empery Digital Inc. (EMPD) gets Form 3 showing 2.93M shares held indirectly

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Empery Asset Management, LP filed an initial ownership report as a ten percent owner of Empery Digital Inc.. The filing shows 2,930,345 shares of Common Stock held indirectly through certain funds for which Empery Asset Management, LP serves as investment manager. Empery Asset Management, LP may be deemed to beneficially own these shares but disclaims beneficial ownership except to the extent of its pecuniary interest.

Positive

  • None.

Negative

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Insider Empery Asset Management, LP
Role 10% Owner
Type Security Shares Price Value
holding Common Stock F1 -- -- --
Holdings After Transaction: Common Stock — 2,930,345 shares (Indirect, See Footnotes)
Footnotes (1)
  1. F1. Represents shares of Common Stock held by certain funds to which Empery Asset Management, LP serves as investment manager (the "Empery Funds"). Empery Asset Management, LP may be deemed to beneficially own the shares held by the Empery Funds. Ryan Lane, the Empery Digital Inc.'s Chairman and Co-Chief Executive Officer, is the managing member of RML GP Owner, LLC, the managing member of Empery AM GP, LLC, the general partner of Empery Asset Management, LP. Empery Asset Management, LP disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
Indirectly held Common Stock 2,930,345 shares Shares of Empery Digital Inc. Common Stock reported as indirectly owned by Empery Asset Management, LP
Ownership type Indirect (I) Reported ownership of 2,930,345 Common Stock shares is classified as indirect
Form type Form 3 Initial statement of beneficial ownership by Empery Asset Management, LP as a ten percent owner
beneficially own financial
"Empery Asset Management, LP may be deemed to beneficially own the shares held"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"disclaims beneficial ownership of such shares except to the extent of its pecuniary interest"
ten percent owner regulatory
"Empery Asset Management, LP is identified as a ten percent owner of Empery Digital Inc."
indirect ownership financial
"Represents shares of Common Stock held by certain funds reported as indirect ownership"

FAQ

What ownership did Empery Asset Management report in EMPD on this Form 3?
Empery Asset Management, LP reported indirect ownership of 2,930,345 shares of Empery Digital Inc. Common Stock, held by funds it manages and reflected as beneficial ownership subject to a pecuniary-interest disclaimer.

Is Empery Asset Management a ten percent owner of Empery Digital Inc. (EMPD)?
Yes. The Form 3 identifies Empery Asset Management, LP as a ten percent owner of Empery Digital Inc., based on indirect holdings through funds it manages that collectively hold 2,930,345 Common Stock shares.

How are the 2,930,345 EMPD shares held that Empery Asset Management reported?
The 2,930,345 Common Stock shares are held by certain funds (the Empery Funds) for which Empery Asset Management, LP acts as investment manager, and are therefore reported as indirect ownership with a beneficial ownership disclaimer.

Does Empery Asset Management fully claim beneficial ownership of its EMPD shares?
No. Empery Asset Management, LP states it may be deemed to beneficially own the shares held by the Empery Funds, but it disclaims beneficial ownership except to the extent of its pecuniary interest, if any.

Were there any buy or sell transactions in this EMPD Form 3 filing?
No specific buy or sell transactions are reported. The Form 3 presents a holding entry showing 2,930,345 shares of Common Stock owned indirectly as of the reported date, without indicating a recent trade.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Empery Asset Management, LP
(Last)(First)(Middle)
1 ROCKEFELLER PLAZA, SUITE 1205
(Street)
NEW YORK NEW YORK 10020
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026		3. Issuer Name and Ticker or Trading Symbol
Empery Digital Inc. [ EMPD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock2,930,345(1)ISee Footnotes(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Common Stock held by certain funds to which Empery Asset Management, LP serves as investment manager (the "Empery Funds"). Empery Asset Management, LP may be deemed to beneficially own the shares held by the Empery Funds. Ryan Lane, the Empery Digital Inc.'s Chairman and Co-Chief Executive Officer, is the managing member of RML GP Owner, LLC, the managing member of Empery AM GP, LLC, the general partner of Empery Asset Management, LP. Empery Asset Management, LP disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
/s/ Empery Asset Management, LP, By: /s/ Ryan M. Lane, Title: Chief Investment Officer08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR