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Empery Digital (EMPD) investor Tice Brown reports 11.5% stake

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Tice P. Brown and Woodmont Investing LLC filed an Amendment No. 3 to their Schedule 13D for Empery Digital Inc., updating their reported ownership percentages after a change in shares outstanding. Brown now reports beneficial ownership of 3,342,022 shares of common stock, representing 11.5% of the class.

Of these shares, 2,753,494 are held through Woodmont Investing LLC, 320,000 are in Brown’s Roth IRA, 268,528 are held directly, and 680,000 are underlying stock options exercisable within 60 days. The percentages are based on 28,983,402 shares outstanding as of March 16, 2026. The filing states the percentage change arises solely from a decrease in shares outstanding, not from new transactions by the reporting persons.

Positive

  • None.

Negative

  • None.





If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
The aggregate beneficial ownership includes 680,000 shares underlying stock options that are exercisable within 60 days pursuant to Rule 13d-3(d)(1).


SCHEDULE 13D




Comment for Type of Reporting Person:
The aggregate beneficial ownership includes 680,000 shares underlying stock options that are exercisable within 60 days pursuant to Rule 13d-3(d)(1).


SCHEDULE 13D


Brown, Tice
Signature:/s/ Tice P. Brown
Name/Title:Tice P. Brown
Date:03/18/2026
Woodmont Investing LLC
Signature:/s/ Tice P. Brown
Name/Title:Tice P. Brown / Managing Member
Date:03/18/2026

FAQ

How many Empery Digital (EMPD) shares does Tice P. Brown report owning in this Schedule 13D/A amendment?

Tice P. Brown reports beneficial ownership of 3,342,022 shares of Empery Digital common stock. This total includes shares held directly, through entities and accounts he controls, plus 680,000 shares underlying stock options exercisable within 60 days under Rule 13d-3(d)(1).

What percentage of Empery Digital’s common stock does Tice P. Brown’s reported stake represent?

Brown’s reported beneficial ownership represents 11.5% of Empery Digital’s outstanding common stock. This percentage is calculated using 28,983,402 shares outstanding as of March 16, 2026, after adjusting for 616,598 pre-funded warrants reported as potentially exercisable.

How many Empery Digital (EMPD) shares does Woodmont Investing LLC report owning?

Woodmont Investing LLC reports beneficial ownership of 2,753,494 shares of Empery Digital common stock. These shares are wholly owned through the LLC, a single-member entity owned by Tice P. Brown, over which he has sole voting and dispositive power according to the amendment.

Why was Amendment No. 3 to the Empery Digital (EMPD) Schedule 13D filed by Tice Brown and Woodmont Investing LLC?

The amendment was filed because the ownership percentage changed solely due to a decrease in Empery Digital’s aggregate shares outstanding. The filing specifically notes this percentage change did not result from any purchase or sale transaction by the reporting persons.

How is the 28,983,402 share figure for Empery Digital (EMPD) outstanding stock determined in the filing?

The amendment states 28,983,402 shares outstanding are calculated by subtracting 616,598 pre-funded warrants reported as potentially exercisable from 29,600,000 shares outstanding as of March 16, 2026, as disclosed on Empery Digital’s website treasury dashboard.

What internal share transfer involving Empery Digital (EMPD) is disclosed in Item 5(c) of the amendment?

Item 5(c) discloses that on March 6, 2026, Woodmont Investing LLC transferred 67,634 shares of Empery Digital common stock to Tice P. Brown’s personal account for no consideration. This adjusts where Brown’s holdings are held but not his overall beneficial ownership level.
Empery Digital Inc.

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