Empery Digital (EMPD) investor Tice Brown reports 11.5% stake

Rhea-AI Filing Summary

Tice P. Brown and Woodmont Investing LLC filed an Amendment No. 3 to their Schedule 13D for Empery Digital Inc., updating their reported ownership percentages after a change in shares outstanding. Brown now reports beneficial ownership of 3,342,022 shares of common stock, representing 11.5% of the class.

Of these shares, 2,753,494 are held through Woodmont Investing LLC, 320,000 are in Brown’s Roth IRA, 268,528 are held directly, and 680,000 are underlying stock options exercisable within 60 days. The percentages are based on 28,983,402 shares outstanding as of March 16, 2026. The filing states the percentage change arises solely from a decrease in shares outstanding, not from new transactions by the reporting persons.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/18/2026 - 05:11 PM Learn about SEC filing dates

FAQ

How many Empery Digital (EMPD) shares does Tice P. Brown report owning in this Schedule 13D/A amendment?

Tice P. Brown reports beneficial ownership of 3,342,022 shares of Empery Digital common stock. This total includes shares held directly, through entities and accounts he controls, plus 680,000 shares underlying stock options exercisable within 60 days under Rule 13d-3(d)(1).

What percentage of Empery Digital’s common stock does Tice P. Brown’s reported stake represent?

Brown’s reported beneficial ownership represents 11.5% of Empery Digital’s outstanding common stock. This percentage is calculated using 28,983,402 shares outstanding as of March 16, 2026, after adjusting for 616,598 pre-funded warrants reported as potentially exercisable.

How many Empery Digital (EMPD) shares does Woodmont Investing LLC report owning?

Woodmont Investing LLC reports beneficial ownership of 2,753,494 shares of Empery Digital common stock. These shares are wholly owned through the LLC, a single-member entity owned by Tice P. Brown, over which he has sole voting and dispositive power according to the amendment.

Why was Amendment No. 3 to the Empery Digital (EMPD) Schedule 13D filed by Tice Brown and Woodmont Investing LLC?

The amendment was filed because the ownership percentage changed solely due to a decrease in Empery Digital’s aggregate shares outstanding. The filing specifically notes this percentage change did not result from any purchase or sale transaction by the reporting persons.

How is the 28,983,402 share figure for Empery Digital (EMPD) outstanding stock determined in the filing?

The amendment states 28,983,402 shares outstanding are calculated by subtracting 616,598 pre-funded warrants reported as potentially exercisable from 29,600,000 shares outstanding as of March 16, 2026, as disclosed on Empery Digital’s website treasury dashboard.

What internal share transfer involving Empery Digital (EMPD) is disclosed in Item 5(c) of the amendment?

Item 5(c) discloses that on March 6, 2026, Woodmont Investing LLC transferred 67,634 shares of Empery Digital common stock to Tice P. Brown’s personal account for no consideration. This adjusts where Brown’s holdings are held but not his overall beneficial ownership level.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)

Empery Digital Inc.

(Name of Issuer)

Common Stock, par value $0.00001 per share

(Title of Class of Securities)

(CUSIP Number)

Tice Brown
PO Box 20907,
New York, NY, 10009
(917) 232-9377

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

03/16/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP No.

1

Name of reporting person

Brown, Tice

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

PF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 3,342,022.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 3,342,022.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

3,342,022.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

11.5 %

14

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:

The aggregate beneficial ownership includes 680,000 shares underlying stock options that are exercisable within 60 days pursuant to Rule 13d-3(d)(1).

SCHEDULE 13D

CUSIP No.

1

Name of reporting person

Woodmont Investing LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

WC

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 2,753,494.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 2,753,494.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

2,753,494.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

9.5 %

14

Type of Reporting Person (See Instructions)

OO

Comment for Type of Reporting Person:

The aggregate beneficial ownership includes 680,000 shares underlying stock options that are exercisable within 60 days pursuant to Rule 13d-3(d)(1).

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Common Stock, par value $0.00001 per share
(b)	Name of Issuer: Empery Digital Inc.
(c)	Address of Issuer's Principal Executive Offices: 3121 Eagles Nest, Suite 120, Round Rock, TEXAS , 78665.
Item 1 Comment: This Amendment No. 3 to Schedule 13D (this "Amendment") amends and supplements the Schedule 13D filed on February 3, 2026 (the "Original Schedule 13D"), as amended by (i) Amendment No. 1 filed with the SEC on February 23, 2026, and (ii) Amendment No. 2 filed with the SEC on February 27, 2026 to the Original Schedule 13D relating to the shares of common stock, $0.00001 par value per share (the "Shares"), of Empery Digital Inc. (the "Issuer"), a Delaware corporation. The Original Schedule 13D, as amended, is hereinafter referred to as the "Schedule 13D." This Amendment is being filed due to a change in the percentage of the outstanding number of Shares owned by the Reporting Persons solely due to a decrease in the aggregate number of Shares outstanding and not due to any transaction by the Reporting Persons. Except as specifically provided herein, this Amendment does not modify any of the information previously reported in the Schedule 13D. Capitalized terms used herein and not otherwise defined herein shall have the respective meanings assigned to such terms in the Schedule 13D.
Item 5.	Interest in Securities of the Issuer
(a)	Item 5(a) of the Schedule 13D is hereby amended and restated as follows: The aggregate percentage of Shares reported owned by the Reporting Persons is based upon 28,983,402 Shares outstanding as of March 16, 2026, which is the difference obtained by subtracting (i) 616,598 pre-funded warrants reported as potentially exercisable in the Issuer's Press Release dated March 16, 2026 from (ii) the 29,600,000 Shares outstanding as of March 16, 2026, as disclosed on the Issuer's website at https://www.emperydigital.com/treasury-dashboard. 2,753,494 of the 3,342,022 shares of Common Stock reported are held in Woodmont Investing LLC, a single member LLC wholly owned by Tice P. Brown, over which shares of Common Stock Tice P. Brown has the sole voting and dispositive power. 320,000 of the 3,342,022 shares of Common Stock reported are held in Tice P. Brown's Roth IRA, over which shares of Common Stock Tice P. Brown has the sole voting and dispositive power. 268,528 of the 3,342,022 shares of Common Stock reported are owned by Tice P. Brown directly. The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer that he or it does not directly own. Other than as expressly reported herein, each Reporting Person disclaims beneficial ownership of the Shares that he or it does not directly own.
(b)	The information set forth in Item 5(a) is incorporated into this Item 5(b).
(c)	Item 5(c) of the Schedule 13D is hereby amended as follows: On March 6, 2026, Woodmont Investing LLC transferred 67,634 Shares to Tice P. Brown's personal account for no consideration.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Brown, Tice

Signature:	/s/ Tice P. Brown
Name/Title:	Tice P. Brown
Date:	03/18/2026

Woodmont Investing LLC

Signature:	/s/ Tice P. Brown
Name/Title:	Tice P. Brown / Managing Member
Date:	03/18/2026