STOCK TITAN

Emerson Electric CEO: 10,016 shares withheld for taxes

The reported ownership also includes shares held through a trust, custodial accounts for his children and benefit plans.

Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Emerson Electric Co. President & CEO and director Surendralal Lanca Karsanbhai had 10,016 shares withheld on November 6, 2026, for required minimum taxes upon vesting of previously reported restricted stock units. The shares’ fair market value on the withholding date was $163.0625 per share. Afterward, he directly held 282,136 shares.

Insider Karsanbhai Surendralal Lanca
Role President & CEO
Type Security Shares Price Value
Tax Withholding Common Stock F1, F2 10,016 $163.0625 $1.63M
Holding Common Stock -- -- --
Holding Common Stock -- -- --
Holding Common Stock -- -- --
Holding Common Stock -- -- --
Holding Common Stock -- -- --
Holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 282,136.4016 shares (Direct); Common Stock — 271,743.0331 shares (Indirect, By Trust); Common Stock — 453.26 shares (Indirect, Custodian Account for Son); Common Stock — 453.26 shares (Indirect, Custodian Account for Daughter); Common Stock — 671.027 shares (Indirect, 401(k) plan); Common Stock — 50.22 shares (Indirect, 401(k) excess plan); Common Stock — 2,525.06 shares (Indirect, 401(k) excess plan II)
Footnotes (2)
  1. F1. Shares withheld for required minimum taxes upon vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
  2. F2. Fair market value on date of withholding described in Note 1.
Shares withheld 10,016 shares For required minimum taxes upon vesting of previously reported restricted stock units on November 6, 2026
Fair market value $163.0625 per share On November 6, 2026, the withholding date
Direct common stock holdings 282,136 shares Following the November 6, 2026 transaction
Common stock held by trust 271,743 shares Indirect holding reported as of November 6, 2026
restricted stock units technical
"vesting of previously reported restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
fair market value financial
"Fair market value on date of withholding"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
Rule 16b-3 regulatory
"exempt pursuant to Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
shareholder approved benefit plan technical
"under shareholder approved benefit plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many EMR shares were withheld for taxes, and at what price?

On November 6, 2026, 10,016 shares were withheld for required minimum taxes upon vesting of previously reported restricted stock units. Their fair market value on the withholding date was $163.0625 per share; Karsanbhai directly held 282,136 shares afterward.

What indirect EMR share holdings were reported after the withholding?

Reported indirect holdings included 271,743 shares by trust; 453 shares in each custodian account for his son and daughter; 671 shares in a 401(k) plan; 50 shares in a 401(k) excess plan; and 2,525 shares in a 401(k) excess plan II, as of November 6, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Karsanbhai Surendralal Lanca

(Last)(First)(Middle)
C/O EMERSON ELECTRIC CO.
8027 FORSYTH BLVD.

(Street)
ST. LOUIS MISSOURI 63105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/06/2026F(1)10,016(1)D$163.0625(2)282,136.4016D
Common Stock271,743.0331IBy Trust
Common Stock453.26ICustodian Account for Son
Common Stock453.26ICustodian Account for Daughter
Common Stock671.027I401(k) plan
Common Stock50.22I401(k) excess plan
Common Stock2,525.06I401(k) excess plan II
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares withheld for required minimum taxes upon vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
2. Fair market value on date of withholding described in Note 1.
Remarks:
/s/ John A. Sperino, Attorney-in-Fact for Surendralal Lanca Karsanbhai11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading