Energys Group CTO reports 9.65M-share stake

Energys Group Ltd (ENGS) received an initial beneficial ownership report from Lau Michael Kwok Yan, a director, Chief Technology Officer and more-than-10% shareholder.

Rhea-AI Filing Summary

Energys Group Ltd (ENGS) received an initial beneficial ownership report from Lau Michael Kwok Yan, a director, Chief Technology Officer and more-than-10% shareholder. Lau reports indirect ownership of 9,650,000 Ordinary Shares through Moonglade Investment Limited, which he controls via Moon Shadow Global Limited, over which he has sole voting and dispositive power.

He also reports Series A Convertible Preferred Shares that are convertible into 106,900 Ordinary Shares held indirectly through Moonglade Investment Limited and 1,048,470 Ordinary Shares held directly. These preferred shares are convertible at an exercise price of $0.0000 per share and have no expiration date on conversion. The filing reflects holdings only, not new market transactions.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Lau Michael Kwok Yan

Role Chief Technology Officer

Type	Security	Shares	Price	Value
holding	Series A Convertible Preferred Shares F3, F2	--	--	--
holding	Series A Convertible Preferred Shares F3	--	--	--
holding	Ordinary Shares, par value US$0.0001 F1	--	--	--

Holdings After Transaction: Series A Convertible Preferred Shares — 106,900 contracts (Indirect, See footnote); Series A Convertible Preferred Shares — 1,048,470 contracts (Direct); Ordinary Shares, par value US$0.0001 — 9,650,000 shares (Indirect, See footnote)

Footnotes (3)

1. F1. Represents 9,650,000 Ordinary Shares held of record by Moonglade Investment Limited. Moonglade Investment Limited is owned by Moon Shadow Global Limited as to 69.7% and is, therefore, controlled by Moon Shadow Global Limited. Moon Shadow Global Limited is 100% owned by the Reporting Person, who is also its sole director. Therefore, the Reporting Person has sole voting and dispositive power over the ordinary shares owned of record by Moonglade Investment Limited.
2. F2. Represents 106,900 Ordinary Shares underlying Series A Convertible Preferred Shares held of record by Moonglade Investment Limited and 1,048,470 Ordinary Shares underlying Series A Convertible Preferred Shares owned of record by the Reporting Person. Moonglade Investment Limited is owned by Moon Shadow Global Limited as to 69.7% and is, therefore, controlled by Moon Shadow Global Limited. Moon Shadow Global Limited is 100% owned by the Reporting Person, who is also its sole director. Therefore, the Reporting Person has sole voting and dispositive power over the ordinary shares owned of record by Moonglade Investment Limited.
3. F3. There is no expiration date on the conversion of the preferred shares.

Key Figures

Indirect Ordinary Shares: 9,650,000 shares Underlying Ordinary Shares (indirect, Series A): 106,900 shares Underlying Ordinary Shares (direct, Series A): 1,048,470 shares +2 more

5 metrics

Indirect Ordinary Shares 9,650,000 shares Ordinary Shares held of record by Moonglade Investment Limited and beneficially controlled by Lau

Underlying Ordinary Shares (indirect, Series A) 106,900 shares Ordinary Shares underlying Series A Convertible Preferred Shares held by Moonglade Investment Limited

Underlying Ordinary Shares (direct, Series A) 1,048,470 shares Ordinary Shares underlying Series A Convertible Preferred Shares owned of record by Lau

Series A Conversion Price $0.0000 per share Exercise price for conversion of Series A Convertible Preferred Shares into Ordinary Shares

Series A Conversion Expiration No expiration date Footnote states there is no expiration date on conversion of preferred shares

Key Terms

Series A Convertible Preferred Shares, Ordinary Shares, voting and dispositive power, par value

4 terms

Series A Convertible Preferred Shares financial

"Represents 106,900 Ordinary Shares underlying Series A Convertible Preferred Shares held"

Series A convertible preferred shares are an early round of investment stock that gives holders special rights, such as being paid before common shareholders if the company is sold or shuts down, and sometimes receiving fixed dividends. They can be exchanged for ordinary (common) shares under agreed conditions, so they act like a tradeable ticket that can become regular ownership later. For investors this matters because these shares reduce downside risk while preserving the upside and affect future ownership and dilution.

Ordinary Shares financial

"Represents 9,650,000 Ordinary Shares held of record by Moonglade"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

voting and dispositive power financial

"Therefore, the Reporting Person has sole voting and dispositive power over the ordinary shares"

par value financial

"Ordinary Shares, par value US$0.0001"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for ENGS disclose about Lau Michael Kwok Yan?

It discloses that Lau Michael Kwok Yan, a director, Chief Technology Officer and more-than-10% shareholder of ENGS, has significant direct and indirect beneficial ownership in Ordinary Shares and Series A Convertible Preferred Shares, establishing his initial ownership position as an insider.

How many ENGS Ordinary Shares does Lau indirectly hold through Moonglade Investment Limited?

He indirectly holds 9,650,000 Ordinary Shares through Moonglade Investment Limited, which is controlled by Moon Shadow Global Limited, a company that is 100% owned and solely directed by Lau, giving him sole voting and dispositive power over these shares.

What ENGS Ordinary Shares are underlying Lau’s Series A Convertible Preferred Shares?

The Series A Convertible Preferred Shares are convertible into 106,900 Ordinary Shares held of record by Moonglade Investment Limited and 1,048,470 Ordinary Shares owned of record directly by Lau, according to the beneficial ownership footnotes.

What is the conversion price of Lau’s Series A Convertible Preferred Shares in ENGS?

The Series A Convertible Preferred Shares reported by Lau are convertible into Ordinary Shares at an exercise price of $0.0000 per share, meaning no cash payment is required upon conversion as disclosed in the filing data.

Do Lau’s Series A Convertible Preferred Shares in ENGS have an expiration date?

No. A footnote states that there is no expiration date on the conversion of the preferred shares, so the Series A Convertible Preferred Shares can be converted into Ordinary Shares without a stated time limit.

Does this ENGS Form 3 show that Lau bought or sold shares on March 18, 2026?

No buy or sell transactions are reported. The entries are holding records with no transaction codes indicating purchases or sales, so the document serves as an initial statement of Lau’s beneficial ownership rather than recording new trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 03:21 PM Accepted by SEC EDGAR 09/18/2026 - 03:20 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lau Michael Kwok Yan

(Last) (First) (Middle)

FRANKLYN HOUSE,

DAUX ROAD

(Street)

BILLINGSHURST, WEST SUSSEX RH149SJ

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Energys Group Ltd [ ENGS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, par value US$0.0001	9,650,000(1)	I	See footnote(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Convertible Preferred Shares	04/25/2024	(3)	Ordinary Shares	106,900	$0	I	See footnote(2)
Series A Convertible Preferred Shares	04/25/2024	(3)	Ordinary Shares	1,048,470	$0	D

Explanation of Responses:

1. Represents 9,650,000 Ordinary Shares held of record by Moonglade Investment Limited. Moonglade Investment Limited is owned by Moon Shadow Global Limited as to 69.7% and is, therefore, controlled by Moon Shadow Global Limited. Moon Shadow Global Limited is 100% owned by the Reporting Person, who is also its sole director. Therefore, the Reporting Person has sole voting and dispositive power over the ordinary shares owned of record by Moonglade Investment Limited.

2. Represents 106,900 Ordinary Shares underlying Series A Convertible Preferred Shares held of record by Moonglade Investment Limited and 1,048,470 Ordinary Shares underlying Series A Convertible Preferred Shares owned of record by the Reporting Person. Moonglade Investment Limited is owned by Moon Shadow Global Limited as to 69.7% and is, therefore, controlled by Moon Shadow Global Limited. Moon Shadow Global Limited is 100% owned by the Reporting Person, who is also its sole director. Therefore, the Reporting Person has sole voting and dispositive power over the ordinary shares owned of record by Moonglade Investment Limited.

3. There is no expiration date on the conversion of the preferred shares.

	/s/ Michael Lau	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)