STOCK TITAN

Enlivex Ltd. (ENLV) sees 9.99% stake reported via convertible note

(Neutral)
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Lind Global Asset Management XIV, LLC, together with The Lind Partners, LLC and Jeff Easton, reports beneficial ownership of ordinary shares of Enlivex Ltd. through a Senior Secured Convertible Promissory Note. The Note is convertible into ordinary shares but is subject to a 9.99% beneficial ownership limitation, so conversions cannot increase their stake above 9.99% of Enlivex’s ordinary shares.

Each Reporting Person is listed with 1,927,744 ordinary shares beneficially owned, representing 9.99% of the class, with sole voting and dispositive power over these shares. Jeff Easton, as managing member of The Lind Partners, may be deemed to share voting and dispositive power over the shares held by Lind Global Asset Management XIV, LLC, while disclaiming beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 1,927,744 shares Ordinary shares beneficially owned by each Reporting Person as shown in Row 9
Percent of class 9.99% Percentage of Enlivex ordinary share class beneficially owned by each Reporting Person
Par value per share NIS 6.00 per share Par value of Enlivex ordinary shares
Beneficial ownership limitation 9.99% Conversion of the Note limited so holder cannot own more than 9.99% of ordinary shares
Senior Secured Convertible Promissory Note financial
"The reporting person holds a Senior Secured Convertible Promissory Note, as amended…"
A senior secured convertible promissory note is a formal IOU a company issues that is backed by specific assets (secured), given higher priority for repayment than other debts (senior), and can be exchanged for company shares instead of cash (convertible). For investors this means the loan is safer than unsecured debt because it has collateral and repayment priority, but it also carries the potential for dilution if the lender converts the note into equity — like holding a mortgage-backed IOU that can later be swapped for ownership stakes.
beneficial ownership financial
"limiting the holder's ability to convert the Note if such conversion would cause the holder to beneficially own greater than 9.99%"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
dispositive power financial
"Sole Dispositive Power 1,927,744.00… Shared Dispositive Power 0.00"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
pecuniary interest financial
"Mr. Easton disclaims beneficial ownership… except to the extent of his pecuniary interest therein."

FAQ

What percentage of Enlivex Ltd. (ENLV) shares do the Lind entities report owning?

The Reporting Persons disclose beneficial ownership of 9.99% of Enlivex’s ordinary shares. This percentage reflects shares issuable under a convertible Note, constrained by a 9.99% beneficial ownership limitation that prevents further conversion above that threshold.

How many Enlivex Ltd. (ENLV) shares are reported as beneficially owned?

The filing lists 1,927,744 Enlivex ordinary shares as beneficially owned by each Reporting Person. These shares are tied to a Senior Secured Convertible Promissory Note and are subject to a cap that limits ownership to 9.99% of the company’s ordinary shares.

What instrument gives Lind Global Asset Management XIV exposure to Enlivex Ltd. (ENLV)?

Lind Global Asset Management XIV holds a Senior Secured Convertible Promissory Note of Enlivex. This Note is convertible into ordinary shares, but conversions are restricted so that beneficial ownership cannot exceed 9.99% of Enlivex’s outstanding ordinary shares at any time.

Who are the Reporting Persons in the Enlivex Ltd. (ENLV) ownership statement?

The Reporting Persons are Lind Global Asset Management XIV, LLC, The Lind Partners, LLC, and Jeff Easton. The Lind Partners is investment manager to Lind Global, and Easton is its managing member, potentially giving them voting and dispositive power over the reported shares.

What powers over Enlivex Ltd. (ENLV) shares do the Reporting Persons claim?

Each Reporting Person reports sole voting power and sole dispositive power over 1,927,744 Enlivex ordinary shares. They report no shared voting or dispositive power, while Easton disclaims beneficial ownership beyond his pecuniary interest in the securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





M4130Y171

(CUSIP Number)
08/11/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: (1) The reporting person holds a Senior Secured Convertible Promissory Note, as amended by Amendment No. 1 to Senior Secured Convertible Promissory Note (the "Note"), convertible into ordinary shares, subject to a provision limiting the holder's ability to convert the Note if such conversion would cause the holder to beneficially own greater than 9.99% of the Issuer's ordinary shares.


SCHEDULE 13G




Comment for Type of Reporting Person: (1) The reporting person holds a Note convertible into ordinary shares, subject to a provision limiting the holder's ability to convert the Note if such conversion would cause the holder to beneficially own greater than 9.99% of the Issuer's ordinary shares.


SCHEDULE 13G




Comment for Type of Reporting Person: The reporting person holds a Note convertible into ordinary shares, subject to a provision limiting the holder's ability to convert the Note if such conversion would cause the holder to beneficially own greater than 9.99% of the Issuer's ordinary shares.


SCHEDULE 13G



Lind Global Asset Management XIV, LLC
Signature:/s/ The Lind Partners, LLC, its Investment Manager
Name/Title:Jeff Easton, Managing Member
Date:08/13/2026
Lind Partners LLC
Signature:/s/ Jeff Easton
Name/Title:Jeff Easton, Managing Member
Date:08/13/2026
EASTON JEFF
Signature:/s/ Jeff Easton
Name/Title:Jeff Easton
Date:08/13/2026