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Enphase (NASDAQ: ENPH) director receives 6,428 RSUs under 2021 plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GOMO STEVEN J reported acquisition or exercise transactions in this Form 4 filing.

Enphase Energy director Steven J. Gomo reported receiving 6,428 shares of common stock as a grant of restricted stock units under the 2021 Equity Incentive Plan. The award was at a price of $0.00 per share as equity compensation, not a market purchase.

After this grant, he holds 14,359 Enphase shares directly and 93,773 shares indirectly through a trust. The RSUs vest in four equal quarterly installments from the grant date, fully vesting on the earlier of the one-year anniversary of the grant or the company’s next annual stockholder meeting, subject to his continuous service.

Positive

  • None.

Negative

  • None.
Insider GOMO STEVEN J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 6,428 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 14,359 shares (Direct, null); Common Stock — 93,773 shares (Indirect, By Trust)
Footnotes (1)
  1. Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date. These shares are held directly by the Trust for which the Reporting Person serves as a trustee.
RSU grant size 6,428 shares Restricted stock units granted under 2021 Equity Incentive Plan
Grant price $0.00 per share Equity compensation, not an open-market purchase
Direct holdings after grant 14,359 shares Common stock held directly by Steven J. Gomo
Indirect trust holdings 93,773 shares Common stock held indirectly through a trust
Vesting schedule 4 equal quarterly installments RSUs vest over approximately one year or until next annual meeting
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2021 Equity Incentive Plan financial
"RSUs issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan")"
Continuous Service financial
"subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan)"
Trust financial
"These shares are held directly by the Trust for which the Reporting Person serves as a trustee"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOMO STEVEN J
(Last)(First)(Middle)
C/O ENPHASE ENERGY, INC.
47281 BAYSIDE PARKWAY
(Street)
FREMONT CALIFORNIA 94538
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Enphase Energy, Inc. [ ENPH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A6,428A(1)$014,359D
Common Stock93,773IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.
2. These shares are held directly by the Trust for which the Reporting Person serves as a trustee.
Remarks:
/s/ Lisan Hung, Attorney-in-Fact for Steven Gomo05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Enphase Energy (ENPH) director Steven J. Gomo report on this Form 4?

Steven J. Gomo reported an equity award of 6,428 restricted stock units of Enphase Energy common stock. The grant is compensation under the 2021 Equity Incentive Plan and was recorded at $0.00 per share, meaning no cash was paid to acquire the shares.

How many Enphase Energy shares does Steven J. Gomo hold after this transaction?

After the reported award, Steven J. Gomo holds 14,359 Enphase Energy shares directly. He also has 93,773 shares held indirectly through a trust for which he serves as trustee, providing a combined visible equity position across direct and indirect holdings in the company.

What are the vesting terms of Steven J. Gomo’s 6,428 Enphase RSUs?

The 6,428 restricted stock units vest in four equal quarterly installments from the grant date. All RSUs will be fully vested on the earlier of the one-year anniversary of the grant or Enphase’s next annual stockholder meeting, assuming his continuous service through each vesting date.

Under which plan were Steven J. Gomo’s Enphase RSUs granted?

The RSUs were granted under Enphase Energy’s 2021 Equity Incentive Plan. This plan provides stock-based compensation, and these particular RSUs are subject to quarterly vesting and continuous service requirements, aligning director compensation with the company’s long-term share performance over the vesting period.

Is Steven J. Gomo’s Enphase RSU grant a market purchase or compensation award?

The 6,428 Enphase RSUs represent a compensation award, not a market purchase. The Form 4 lists the transaction code as a grant or award, with a price of $0.00 per share, indicating the shares were issued as part of his director compensation package.