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ENS Form 4: CFO Andrea Funk Forfeits 967.54 Shares from RSU Vesting

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Andrea J. Funk, EVP & Chief Financial Officer of EnerSys (ENS), reported a transaction dated 08/12/2025 on Form 4 showing a disposal of 967.5422 shares of EnerSys common stock at a price of $95.39 per share. Following the reported disposition, the filing states the reporting person beneficially owns 58,705.9334 shares directly. The filing explains the shares were forfeited in connection with the vesting of Restricted Stock Units granted on August 12, 2022. The Form 4 was signed by John Yarbrough by power of attorney on 08/14/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: A routine insider disposition tied to RSU vesting reduced the CFO's direct share count modestly.

The report documents a disposal of 967.5422 shares at $95.39 that the filing characterizes as forfeited upon RSU vesting from an award dated August 12, 2022. Post-transaction direct beneficial ownership is stated as 58,705.9334 shares. The disclosure is specific about dates, amounts, and the administrative signature by power of attorney, which satisfies Section 16 reporting mechanics. There is no additional financial or operational information in the filing to imply broader company impact.

TL;DR: Form 4 shows a compliance disclosure for RSU-related forfeiture and a resulting insider share count update.

The filing identifies the reporting person as EnerSys's EVP & Chief Financial Officer and records that 967.5422 shares were disposed at $95.39, described as forfeited in connection with RSU vesting from August 12, 2022. The document includes an executed signature by power of attorney dated August 14, 2025, indicating procedural completion. This is a standard Section 16 filing without indications of unusual governance events or material corporate actions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Funk Andrea J.

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/12/2025 F 967.5422(1) D $95.39 58,705.9334 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022.
Remarks:
John Yarbrough, by Power of Attorney 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Andrea J. Funk report on Form 4 for ENS?

The Form 4 reports a disposal of 967.5422 shares of EnerSys common stock on 08/12/2025 at a price of $95.39 per share.

Why were the 967.5422 shares disposed according to the filing?

The filing states the shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022.

How many EnerSys (ENS) shares does the reporting person own after the transaction?

Following the reported transaction the filing shows 58,705.9334 shares of direct beneficial ownership.

What is Andrea J. Funk's role at EnerSys as listed on the Form 4?

The Form 4 lists Andrea J. Funk as EVP & Chief Financial Officer of EnerSys.

Who signed the Form 4 and when was it signed?

The Form 4 bears the signature of John Yarbrough, by Power of Attorney, dated 08/14/2025.
EnerSys

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