EnerSys director Hoffen receives dividend stock awards

Q: Why were the EnerSys director’s stock units granted?

The units were granted in connection with the cash dividend paid on October 2, 2026, to stockholders of record as of September 18, 2026. The Deferred Stock Units related to 45,762 vested DSUs granted on various dates; the Restricted Stock Units related to vested RSUs granted under the EnerSys Deferred Compensation Plan for Non-Employee Directors. Both were adjusted for previously declared and paid cash dividends.

The awards were tied to previously granted vested units, and both were payable concurrent with their underlying units.

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Rhea-AI Filing Summary

EnerSys director Howard I. Hoffen reported two dividend-related awards on October 2, 2026: 67.0236 shares in the form of Deferred Stock Units and 4.3099 shares in the form of Restricted Stock Units. The DSUs related to 45,762 vested DSUs granted on various dates. Hoffen disclaimed beneficial ownership of the 67.0236 shares except to the extent ultimately realized and reported no direct pecuniary interest in them. Both awards were vested and payable concurrent with their underlying units.

Insider Trade Summary

Grant/Award: 71.3335 shares

Grant/Award 2 txns

Insider HOFFEN HOWARD I

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^{F1, F3}	67.0236	$0.00	$0.00
Grant/Award	Common Stock ^F2	4.3099	$0.00	$0.00

Holdings After Transaction: Common Stock — 48,777.3335 shares (Direct)

Footnotes (3)

F1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on October 2, 2026, to stockholders of record as of September 18, 2026 (the "Dividend"), with respect to 45,762 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
F2. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
F3. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

Key Figures

Deferred Stock Unit award shares: 67.0236 shares Restricted Stock Unit award shares: 4.3099 shares Vested Deferred Stock Units referenced: 45,762 DSUs +1 more

4 metrics

Deferred Stock Unit award shares 67.0236 shares Award reported October 2, 2026

Restricted Stock Unit award shares 4.3099 shares Award reported October 2, 2026

Vested Deferred Stock Units referenced 45,762 DSUs Granted to Howard I. Hoffen on various dates

Cash-dividend record date September 18, 2026 Record date for stockholders receiving the dividend associated with the awards

Key Terms

Deferred Stock Units, Restricted Stock Units, pecuniary interest, EnerSys Deferred Compensation Plan for Non-Employee Directors

4 terms

Deferred Stock Units financial

"granted in the form of Deferred Stock Units"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

Restricted Stock Units financial

"granted in the form of Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

pecuniary interest financial

"has no direct pecuniary interest in such shares"

EnerSys Deferred Compensation Plan for Non-Employee Directors financial

"under the EnerSys Deferred Compensation Plan for Non-Employee Directors"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did the EnerSys director acquire in the reported awards?

On October 2, 2026, director Howard I. Hoffen reported awards of 67.0236 shares in the form of Deferred Stock Units and 4.3099 shares in the form of Restricted Stock Units. He disclaimed beneficial ownership of the 67.0236 shares except to the extent ultimately realized and reported no direct pecuniary interest in them.

Why were the EnerSys director’s stock units granted?

The units were granted in connection with the cash dividend paid on October 2, 2026, to stockholders of record as of September 18, 2026. The Deferred Stock Units related to 45,762 vested DSUs granted on various dates; the Restricted Stock Units related to vested RSUs granted under the EnerSys Deferred Compensation Plan for Non-Employee Directors. Both were adjusted for previously declared and paid cash dividends.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/06/2026 - 04:29 PM Accepted by SEC EDGAR 10/06/2026 - 04:28 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOFFEN HOWARD I

(Last)

(First)

(Middle)

2366 BERNVILLE ROAD

(Street)

READING

PENNSYLVANIA

19605

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/02/2026		A		67.0236⁽¹⁾	A	$0	48,773.0236⁽³⁾	D
Common Stock	10/02/2026		A		4.3099⁽²⁾	A	$0	48,777.3335	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on October 2, 2026, to stockholders of record as of September 18, 2026 (the "Dividend"), with respect to 45,762 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

2. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

3. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

	/s/ John Yarbrough by Power of Attorney	10/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR