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Evolution Petroleum CEO surrenders 12.3K shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EVOLUTION PETROLEUM CORP (EPM) reported that President & CEO Loyd Kelly William surrendered 12,300 shares of common stock on September 1, 2026 to the company to satisfy income tax withholding obligations upon vesting of a restricted stock grant, at a reference price of $3.69 per share. Following this tax-withholding disposition, he directly holds 417,228 shares of EPM common stock. No Rule 10b5-1 trading plan is reported.

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Insider Loyd Kelly William
Role PRESIDENT & CEO
Type Security Shares Price Value
Tax Withholding Common Stock F1 12,300 $3.69 $45K
Holdings After Transaction: Common Stock — 417,228 shares (Direct)
Footnotes (1)
  1. F1. Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.
Shares surrendered for tax withholding 12,300 shares Common stock surrendered on September 1, 2026 to satisfy income tax withholding on restricted stock vesting
Reference price per share $3.69 per share Price associated with the 12,300 shares surrendered for tax withholding
Shares held after transaction 417,228 shares Direct beneficial ownership of Evolution Petroleum common stock by the CEO after the September 1, 2026 transaction
restricted stock grant financial
"upon the vesting of restricted stock grant"
A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.
income tax withholding obligations financial
"to satisfy income tax withholding obligations upon the vesting"
Form 4 regulatory
"reported on this Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What transaction did EPM’s CEO report on this Form 4?
Loyd Kelly William reported surrendering 12,300 shares of Evolution Petroleum (EPM) common stock on September 1, 2026 to the company to satisfy income tax withholding obligations upon vesting of a restricted stock grant.

Was the EPM Form 4 transaction an open-market sale or purchase?
No. The Form 4 states the CEO’s 12,300-share disposition was for payment of tax liability by delivering or withholding securities upon restricted stock vesting, not an open-market sale or purchase.

How many EPM shares does the CEO hold after this Form 4 transaction?
After the tax-withholding disposition, President & CEO Loyd Kelly William directly holds 417,228 shares of Evolution Petroleum (EPM) common stock, as reported in the Form 4 filing.

What price per share is referenced in the EPM Form 4 transaction?
The Form 4 reports a reference price of $3.69 per share for the 12,300 shares surrendered to cover income tax withholding obligations related to a restricted stock grant vesting.

Was the Evolution Petroleum (EPM) CEO’s transaction under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5-1 checkbox is not affirmed; it indicates no Rule 10b5-1 trading plan governed this tax-withholding share disposition.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Loyd Kelly William
(Last)(First)(Middle)
1155 DAIRY ASHFORD ROAD
SUITE 425
(Street)
HOUSTON TEXAS 77079
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
EVOLUTION PETROLEUM CORP [ EPM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026F12,300(1)D$3.69417,228D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.
/s/ KELLY W. LOYD09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR