Evolution Petroleum CAO surrenders 2,897 shares

Rhea-AI Filing Summary

EVOLUTION PETROLEUM CORP (EPM) reported that Chief Accounting Officer Kelly Beatty surrendered 2,897 shares of common stock on September 1, 2026 to the company to satisfy income tax withholding obligations upon the vesting of a restricted stock grant at $3.69 per share. Following this tax-withholding disposition, Beatty holds 68,842 shares of common stock directly. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Tax Withholding: 2,897 shares

Tax Withholding 1 txn

Insider Beatty Kelly

Role CHIEF ACCOUNTING OFFICER

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	2,897	$3.69	$11K

Holdings After Transaction: Common Stock — 68,842 shares (Direct)

Footnotes (1)

1. F1. Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

Key Figures

Shares surrendered for tax withholding: 2,897 shares Transaction share value: $3.69 per share Shares owned after transaction: 68,842 shares

3 metrics

Shares surrendered for tax withholding 2,897 shares Common stock surrendered on September 1, 2026 to satisfy income tax withholding on restricted stock vesting

Transaction share value $3.69 per share Valuation of common stock used in the September 1, 2026 tax-withholding disposition

Shares owned after transaction 68,842 shares Direct holdings of Kelly Beatty in Evolution Petroleum common stock following the reported transaction

Key Terms

restricted stock grant, income tax withholding obligations, Form 4, Rule 10b5-1 trading plan

4 terms

restricted stock grant financial

"upon the vesting of restricted stock grant"

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

income tax withholding obligations financial

"to satisfy income tax withholding obligations upon the vesting"

Form 4 regulatory

"reported in the Form 4"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did EPM report for Kelly Beatty on this Form 4?

The filing reports that Kelly Beatty surrendered 2,897 shares of Evolution Petroleum common stock to the company on September 1, 2026 to satisfy income tax withholding obligations upon the vesting of a restricted stock grant.

At what price were the EPM shares valued in Kelly Beatty’s tax-withholding transaction?

The surrendered shares were valued at $3.69 per share in the September 1, 2026 transaction used to satisfy income tax withholding obligations related to a restricted stock vesting.

How many EPM shares does Kelly Beatty own after this Form 4 transaction?

After the September 1, 2026 tax-withholding disposition, Kelly Beatty directly owns 68,842 shares of Evolution Petroleum common stock, as reported in the Form 4.

Was Kelly Beatty’s EPM Form 4 transaction part of a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported for this September 1, 2026 tax-withholding disposition of Evolution Petroleum shares.

Did the Form 4 report an open-market sale or purchase of EPM shares by Kelly Beatty?

No. The Form 4 reports a tax-withholding disposition of 2,897 shares surrendered to the company upon restricted stock vesting, rather than an open-market sale or purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 04:26 PM Accepted by SEC EDGAR 09/03/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beatty Kelly

(Last) (First) (Middle)

1155 DAIRY ASHFORD ROAD

SUITE 425

(Street)

HOUSTON TEXAS 77079

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EVOLUTION PETROLEUM CORP [ EPM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF ACCOUNTING OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		F		2,897(1)	D	$3.69	68,842	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.

	/s/ KELLY BEATTY	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)