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Equillium (EQ) adds registered shares to 2018 equity and ESPP plans

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
S-8

Rhea-AI Filing Summary

Equillium, Inc. filed a Form S-8 registration statement to register additional shares of common stock for issuance under its 2018 Equity Incentive Plan and 2018 Employee Stock Purchase Plan. The filing relies on General Instruction E, which allows the company to increase the number of securities for existing employee benefit plans by incorporating prior effective S-8 registration statements by reference. The document also lists standard corporate and legal exhibits, including the company’s charter, bylaws, equity plans, legal opinions, auditor consent, and a filing fee table, and is signed by the chief executive officer and the full board of directors.

Positive

  • None.

Negative

  • None.

As filed with the Securities and Exchange Commission on September 9, 2025

Registration No. 333-   

 

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Equillium, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   82-1554746

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

2223 Avenida de la Playa, Suite 105

La Jolla, California

  92037
(Address of Principal Executive Offices)   (Zip Code)

2018 Equity Incentive Plan

2018 Employee Stock Purchase Plan

(Full titles of the plans)

Bruce D. Steel

President and Chief Executive Officer

Equillium, Inc.

2223 Avenida de la Playa, Suite 105

La Jolla, California 92037

(Name and Address of agent for service)

(858) 240-1200

(Telephone number, including area code, of agent for service)

With a copy to:

Thomas A. Coll

Cooley LLP

10265 Science Center Drive

San Diego, California 92121

(858) 550-6000

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act:

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 
 


REGISTRATION OF ADDITIONAL SECURITIES

PURSUANT TO GENERAL INSTRUCTION E

This Registration Statement is being filed for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement of the Registrant on Form S-8 relating to the same employee benefit plans is effective.

The Registrant previously registered shares of its Common Stock for issuance under the Equillium, Inc. 2018 Equity Incentive Plan and the Equillium, Inc. 2018 Employee Stock Purchase Plan under Registration Statements on Form S-8 filed with the Securities and Exchange Commission on October 16, 2018 (File No. 333-227859), March 27, 2019 (File No. 333-230536), as amended on May 24, 2019, March 26, 2020 (File No. 333-237407), March 24, 2021 (File No. 333-254656), March 23, 2022 (File No. 333-263790), January 6, 2023 (File No. 333-269154) and March 25, 2024 (File No. 333-278213) (collectively, the “Prior Registration Statements”). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Prior Registration Statements.

Item 8. Exhibits.

 

Exhibit Number    Description
  4.1    Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 of the Registrant’s Current Report on Form 8-K filed on October 16, 2018).
  4.2    Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 of the Registrant’s Current Report on Form 8-K filed on October 16, 2018).
  4.3    Form of Common Stock Certificate of the Registrant (incorporated by reference to Exhibit 4.1 of the Registrant’s Registration Statement on Form S-1 (File No. 333-227387), as amended, originally filed on September 17, 2018).
  5.1*    Opinion of Cooley LLP.
 23.1*    Consent of Independent Registered Public Accounting Firm.
 23.2*    Consent of Cooley LLP. Reference is made to Exhibit 5.1.
 24.1*    Power of Attorney. Reference is made to the signature page hereto.
 99.1*    Equillium, Inc. 2018 Equity Incentive Plan, as amended, and Forms of Stock Option Grant Notice, Option Agreement and Notice of Exercise thereunder.
 99.2    Equillium, Inc. 2018 Employee Stock Purchase Plan (incorporated by reference to Exhibit 99.3 of the Registrant’s Registration Statement on Form S-8 (File No. 333-227859) filed on October 16, 2018).
107*    Filing Fee Table.

 

*

Filed herewith.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of La Jolla, State of California, on September 9, 2025.

 

EQUILLIUM, INC.

By:   /s/ Bruce D. Steel
  Bruce D. Steel
 

President and Chief Executive Officer

(Principal Executive Officer and Principal Financial Officer)

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Bruce D. Steel and Christine Zedelmayer, and each of them, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement on Form S-8 (including post-effective amendments), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his substitute, may lawfully do or cause to be done by virtue hereof

Pursuant to the requirements of the Securities Act of 1933, this registration statement on Form S-8 has been signed by the following persons in the capacities and on the date indicated.

 

SIGNATURE

  

TITLE

 

DATE

/s/ Bruce D. Steel

Bruce D. Steel

  

President, Chief Executive Officer and Director

(Principal Executive Officer and Principal Financial Officer)

  September 9, 2025

/s/ Penny Tom

Penny Tom

  

Senior Vice President, Finance

(Principal Accounting Officer)

  September 9, 2025

/s/ Daniel M. Bradbury

Daniel M. Bradbury

  

Chairman of the Board of Directors

  September 9, 2025

/s/ Peter Colabuono

Peter Colabuono

  

Director

  September 9, 2025

/s/ Stephen Connelly, Ph.D.

Stephen Connelly, Ph.D.

  

Director

  September 9, 2025

/s/ Martha J. Demski

Martha J. Demski

  

Director

  September 9, 2025

/s/ Bala S. Manian, Ph.D.

Bala S. Manian, Ph.D.

  

Director

  September 9, 2025

/s/ Charles McDermott

Charles McDermott

  

Director

  September 9, 2025

/s/ Mark Pruzanski, M.D.

Mark Pruzanski, M.D.

  

Director

  September 9, 2025

/s/ Barbara Troupin, M.D.

Barbara Troupin, M.D.

  

Director

  September 9, 2025

FAQ

What did Equillium (EQ) file in this Form S-8?

Equillium filed a Form S-8 registration statement to register additional shares of its common stock for issuance under the 2018 Equity Incentive Plan and the 2018 Employee Stock Purchase Plan, using General Instruction E to add to previously registered amounts.

Which Equillium stock plans are covered by this new S-8 filing?

The filing covers additional common stock issuable under the Equillium, Inc. 2018 Equity Incentive Plan and the Equillium, Inc. 2018 Employee Stock Purchase Plan.

How does Equillium use General Instruction E in this S-8?

Equillium uses General Instruction E to Form S-8 to register more securities of the same class for the same employee benefit plans, incorporating by reference its prior S-8 registration statements filed between 2018 and 2024.

Does this Form S-8 change Equillium’s existing equity plans?

The document indicates registration of additional securities for existing plans rather than creating new plans. It references the current 2018 Equity Incentive Plan and 2018 Employee Stock Purchase Plan and incorporates earlier registrations by reference.

Who signed Equillium’s Form S-8 registration statement?

The registration statement was signed on behalf of Equillium by Bruce D. Steel, President and Chief Executive Officer (also principal financial officer), and by the company’s principal accounting officer and all members of the board of directors.

What key exhibits are included with Equillium’s S-8?

The exhibits include Equillium’s amended and restated certificate of incorporation, amended and restated bylaws, a form of common stock certificate, the 2018 Equity Incentive Plan, the 2018 Employee Stock Purchase Plan, legal opinions from Cooley LLP, auditor consent, and a filing fee table.

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