4,417 EQH Shares Proposed Sale, Prior Nick Lane 10b5-1 Trades (EQH)

Rhea-AI Filing Summary

EQH-related Form 144 notice: A broker/dealer filing lists 4,417 shares of Common Stock tied to an exercise of stock options to be sold for cash on 05/15/2026. The excerpt also records prior 10b5-1 sales by Nick Lane of 10,000 shares on 04/15/2026, 10,000 on 04/08/2026, and 30,000 across 02/17/2026 (two entries of 10,000 and 20,000).

Insights

Securities Lawyer

Form 144 documents proposed insider resale and prior 10b5-1 transactions.

The filing shows a proposed sale of 4,417 shares on 05/15/2026

Past brokered 10b5-1 sales by Nick Lane are listed with exact share counts and gross proceeds; cash‑flow treatment for the proposed sale is stated as Cash. Timing and settlement mechanics beyond the listed dates are not provided in the excerpt.

Key Figures

Shares proposed to be sold: 4,417 shares 10b5-1 sale on 04/15/2026: 10,000 shares 10b5-1 sale on 04/08/2026: 10,000 shares +1 more

4 metrics

Shares proposed to be sold 4,417 shares Exercise of stock options, 05/15/2026

10b5-1 sale on 04/15/2026 10,000 shares Gross proceeds $404,421.00

10b5-1 sale on 04/08/2026 10,000 shares Gross proceeds $400,381.00

10b5-1 sales on 02/17/2026 30,000 shares Two entries: 10,000 ($449,918.00) and 20,000 ($899,732.00)

Key Terms

Form 144, 10b5-1, Exercise of Stock Options

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for NICK LANE 1345 Avenue of the Americas"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Exercise of Stock Options financial

"Securities To Be Sold | Exercise of Stock Options"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 04:24 PM Learn about SEC filing dates

FAQ

What does the Form 144 for EQH disclose?

The filing discloses a proposed sale of 4,417 shares arising from an exercise of stock options to be sold for cash on 05/15/2026. It also lists recent 10b5-1 sales by Nick Lane totaling 30,000 shares on 02/17/2026.

Who conducted the prior 10b5-1 sales listed in the filing?

The excerpt names Nick Lane as the seller for prior 10b5-1 transactions, showing 10,000 shares on 04/15/2026, 10,000 on 04/08/2026, and two transactions on 02/17/2026 totaling 30,000 shares.

What proceeds were reported for the recent 10b5-1 sales?

The excerpt reports gross proceeds of $404,421.00 for the 10,000-share sale on 04/15/2026, $400,381.00 for 04/08/2026, and $449,918.00 plus $899,732.00 for the two entries on 02/17/2026.

Who is the broker/dealer handling the proposed sale?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker/dealer associated with the securities to be sold on 05/15/2026, according to the provided excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4417	187810.84	281519390	05/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2026	Exercise of Stock Options	Issuer			4417	05/15/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	04/15/2026	10000	404421.00
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	04/08/2026	10000	400381.00
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	02/17/2026	10000	449918.00
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	02/17/2026	20000	899732.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)