Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Equitable Holdings, Inc. (NYSE: EQH) SEC filings page provides access to the company’s official regulatory disclosures as a New York Stock Exchange–listed financial services holding company. Through these documents, investors can review how Equitable Holdings reports on its retirement, protection, asset management and wealth management activities, as well as its capital structure and material agreements.
Current and periodic reports such as Forms 8-K, 10-Q and 10-K contain information on quarterly and annual financial results, segment performance and key business developments. Recent 8-K filings have covered earnings releases for specific quarters, changes to segment reporting following a life reinsurance transaction, and updates to revolving credit agreements and reimbursement agreements related to letter of credit facilities.
Transaction-related filings detail material definitive agreements and other events. For Equitable Holdings, these include disclosures about a large coinsurance and modified coinsurance transaction with RGA Reinsurance Company covering a quota share of in-force individual life insurance contracts, as well as an investment advisory agreement under which AllianceBernstein manages assets associated with the ceded policies. Other filings describe tender offers for existing debt securities and the establishment or termination of credit facilities.
Equitable Holdings also files documents related to its capital markets and listed securities, including its common stock and depositary shares representing interests in Series A and Series C preferred stock. These filings outline the securities registered under Section 12(b) of the Exchange Act and any related corporate actions.
On Stock Titan, AI-powered tools can help interpret lengthy filings by highlighting key items such as segment changes, reinsurance arrangements, credit agreements and capital management actions. Real-time updates from EDGAR, combined with AI-generated summaries, enable users to quickly understand the implications of new 8-Ks, 10-Qs, 10-Ks and other filings for Equitable Holdings.
Equitable Holdings, Inc. President and CEO Mark Pearson reported an option exercise and an open-market share sale. He exercised employee stock options for 27,200 shares of common stock at an exercise price of $23.18 per share, converting them into common shares.
On the same date, he sold 39,700 common shares in open-market transactions at a weighted average price of $41.6282 per share, under a pre-arranged Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, he directly holds about 789,183.2978 common shares and 81,600 employee stock options.
Equitable Holdings, Inc. filed an amended annual report to add Part III information on directors, executive officers, corporate governance, compensation, ownership and auditor matters that would normally appear in a proxy statement. The filing also reiterates that Equitable agreed to an all-stock merger with Corebridge Financial under a new holding company structure, with both boards unanimously approving the Merger Agreement.
The amendment details a largely independent board, committee structures and audit oversight, including three audit committee financial experts. It outlines a pay-for-performance executive compensation program that received 94.3% shareholder support in 2025, with most pay delivered in variable cash and equity tied to Non-GAAP Operating Earnings, cash flow, value of new business and strategic initiatives.
For 2025, management highlights include $1.7 billion of Non-GAAP Operating Earnings, $2.6 billion of cash flow to the holding company and record $1.1 trillion of assets under management and advisement. Capital strength is emphasized with a combined NAIC RBC ratio of about 475% and $1.8 billion of capital returned to shareholders, alongside a major life reinsurance transaction with RGA that released $2 billion of capital.
Equitable Holdings, Inc. officer Nick Lane exercised employee stock options to acquire 10,000 shares of common stock at $23.18 per share and on the same date sold 10,000 shares at a weighted average price of $40.4421 per share.
The transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 18, 2025. Following these trades, Lane directly holds 124,218.2658 shares of common stock, a figure that includes Restricted Stock Units.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd exercised employee stock options and sold shares in a pre-planned transaction. He exercised options for 9,358 shares of common stock at $21.34 per share and then sold a total of 14,358 shares in multiple open-market trades around $40–$41 per share. After these transactions, he directly held 89,403.4032 shares of common stock, and that total includes RSUs. The filing notes that both the option exercise and related sales were executed under a Rule 10b5-1 trading plan adopted by Hurd.
Equitable Holdings, Inc. President and CEO Mark Pearson exercised stock options for 1,387 shares of common stock at $23.18 per share and then sold 1,387 shares at a weighted average price of $40.0271 on the same day. These transactions were carried out under a pre-arranged Rule 10b5-1 trading plan. Following the sale, he directly holds about 801,683.2978 shares of common stock, and his direct position remains large relative to the shares sold.
Equitable Holdings is considering repurchasing shares of its common stock before completing its pending merger with Corebridge Financial, which was announced on March 26, 2026. Any such buybacks would occur during the proxy process and remain fully at Equitable’s discretion.
The company would first need a waiver from Corebridge, because their merger agreement currently prohibits share repurchases while the deal is pending. Equitable emphasizes there is no assurance repurchases will occur, and if they do, the timing, amount, price and methods would be determined solely by the company.
The filing also includes extensive forward-looking statements language, highlighting risks that could affect both potential repurchases and completion or benefits of the proposed merger, including regulatory approvals, integration challenges, market conditions and other factors described in future SEC filings.
Jeffrey Hurd reported sales of Common Stock under 10b5-1 instructions. The filing lists a 10b5-1 sale of 9,358 shares for $374,840.30 and a separate 10b5-1 sale of 5,000 shares for $200,000, both dated 04/08/2026. The record also shows an exercise of stock options for 9,358 shares dated 04/15/2026 and restricted stock units of 5,000 dated 02/28/2025.
Equitable Holdings filing a Form 144 reporting proposed sales of common stock. The filing lists a 10,000-share sale tied to an exercise of stock options on 04/15/2026 and multiple prior 10b5-1 sales: 10,000 shares on 04/08/2026, 10,000 shares on 02/17/2026, and 20,000 shares on 02/17/2026. Cash proceeds are shown for each transaction.
Equitable Holdings, Inc. President and CEO Mark Pearson reported an exercise-and-sell transaction in company stock. He exercised employee stock options to acquire 25,813 shares of Common Stock at an exercise price of $23.18 per share, then sold 38,313 shares of Common Stock at a weighted average price of $40.0479 per share.
The filing notes these option exercises and sales were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Pearson on May 16, 2025, indicating they were scheduled in advance. Following these transactions, Pearson directly holds 801,683.2978 shares of Equitable Holdings Common Stock, reflecting a continued sizable ownership stake.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd exercised employee stock options and sold shares in a planned transaction. He exercised options for 9,358 shares of common stock at $21.34 per share, then sold 9,358 shares at a weighted average price of $40.0556 and an additional 5,000 shares at $40.00 per share.
After these trades, he directly held 89,403.4032 shares, and the total includes RSUs. The exercise and sale were carried out under a Rule 10b5-1 trading plan adopted on May 1, 2025, indicating the transactions were pre-scheduled rather than timed discretionarily.