Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc. (EQH) reported that Chief Operating Officer Jeffrey J. Hurd exercised employee stock options for 9,359 shares of common stock at an exercise price of $21.34 per share, fully exhausting this option grant. On the same date, he sold 14,359 common shares in multiple open-market transactions at weighted average prices generally between $51.02 and $53.10. All reported option exercises and sales were effected under a Rule 10b5-1 trading plan adopted on May 1, 2025, and the options were originally granted under the company’s 2018 Omnibus Incentive Plan.
EQH insider Jeffrey Hurd filed a notice to sell EQH common stock, including shares from an Exercise of Stock Options dated 08/17/2026 for 9,359 shares and from Restricted Stock Units dated 02/28/2025 for 5,000 shares. The filing also lists recent sales of EQH common stock under a Rule 10b5-1 trading plan on 06/15/2026 and 07/15/2026.
Equitable Holdings, Inc. filed a Form 13F holdings report as an institutional investment manager. The report covers 1,835 reportable positions with an aggregate reported value of $16,749,362,699. The filing consolidates information for 3 other included managers affiliated with Equitable.
Equitable Holdings, Inc. (symbol EQH), together with its indirect wholly owned subsidiary AXA Equitable Financial Services LLC, reports beneficial ownership of Class I Common Shares of Beneficial Interest of AB Private Lending Fund on a Schedule 13G/A. They report 4,400,000 Class I shares held for client discretionary investment advisory accounts, representing 66.7% of that share class. This percentage is based on 6,604,286 Class I shares outstanding as of June 30, 2026. Equitable Holdings reports sole voting and dispositive power over these shares, while AXA Equitable Financial Services LLC reports shared voting and dispositive power over the same amount. The filing states the shares were acquired solely for investment purposes.
Canada Pension Plan Investment Board reports beneficial ownership of common stock of Equitable Holdings, Inc. on an amended Schedule 13G. The position consists of 9,106,103 shares of common stock, representing 3.3% of the outstanding class.
The investor has sole voting power and sole dispositive power over all 9,106,103 shares, with no shared voting or dispositive power reported. The percentage ownership is based on 273,035,157 shares outstanding as of August 4, 2026, as disclosed by Equitable Holdings. The reporting person is a pension investment manager subject to the Canada Pension Plan Investment Board Act and certifies that its Canadian regulatory regime is substantially comparable to that of functionally equivalent U.S. institutions.
T. Rowe Price Associates, Inc. filed an amended Schedule 13G indicating beneficial ownership of 18,270,539 shares of Equitable Holdings Inc. common stock as of June 30, 2026, representing 6.7% of the class.
The firm reports sole voting power over 17,205,242 shares and sole dispositive power over 18,270,539 shares, with no shared voting or dispositive power. T. Rowe Price Associates states that this filing should not be construed as an admission that it is the beneficial owner of these securities and expressly denies such beneficial ownership.
Equitable Holdings, Inc. reported that President and CEO Mark Pearson received an automatic award of 1,358.6900 shares of common stock on August 10, 2026. These shares are dividend equivalents accrued on previously awarded Restricted Stock Units and are issued as additional RSUs. Following this grant, Pearson directly holds 754,761.4078 shares of common stock, including RSUs and 11,011 shares acquired under the Employee Stock Purchase Plan.
Equitable Holdings, Inc. reported that its Chief Financial Officer, Raju Robin M, received an automatic acquisition of 320.4700 shares of common stock on 2026-08-10. These shares represent dividend equivalents credited as additional Restricted Stock Units (RSUs) under the company’s incentive plan. Following this grant, the CFO’s directly held common stock and RSUs total 186,500.5100 shares.
Eckert William James IV reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. reported that Chief Accounting Officer William James Eckert IV received an automatic grant of 47.93 common-share-equivalent RSUs on August 10, 2026. These RSUs represent dividend equivalents that accrue on previously awarded Restricted Stock Units and vest and settle on the same terms as the related RSUs. Following this grant, his directly held common stock and RSUs total 8,467.3856 shares.
Equitable Holdings, Inc. reported that Chief Operating Officer Jeffrey J. Hurd received an acquisition of 271.9100 shares of common stock in the form of dividend equivalents on previously awarded Restricted Stock Units (RSUs). These dividend equivalents vest and settle on the same terms as the related RSUs, bringing his directly held common stock (including RSUs) to 70,019.4132 shares.