Equitable Holdings Inc SEC Filings

Equitable Holdings, Inc. (EQH) filed a Form 13F Holdings Report, disclosing institutional equity holdings reported for the period. The filing lists 1,616 line items in the information table with an aggregate reported value of $13,598,576,476 (rounded to the nearest dollar).

The report includes 3 other included managers: Equitable Investment Management Group, LLC; EQUITABLE ADVISORS, LLC; and Equitable Investment Management, LLC. This is an administrative holdings disclosure that summarizes positions managed by the firm and its listed affiliates.

Equitable Holdings (EQH) filed an 8-K stating it furnished a press release announcing financial results for the quarter ended September 30, 2025. The company also furnished a detailed Financial Supplement for the same period.

The investor presentation for the quarter will be accessible on EQH’s investor relations site at 4:15 p.m. ET on November 4, 2025. Per General Instruction B.2, the materials under Items 2.02 and 7.01 are furnished, not filed. Exhibits include 99.1 (press release) and 99.2 (financial supplement).

Equitable Holdings Inc. (EQH) filed a Form 4 reporting purchases of a total of 75,000 AllianceBernstein L.P. AB Units on October 30, 2025 in privately negotiated transactions at $38.8097 per unit.

Following these purchases, EQH’s direct beneficial ownership increased to 81,520,154 AB Units. As of October 29, 2025, affiliates held 75,851,289 AB Units (Alpha Units Holdings, LLC) and 41,934,582 AB Units (Alpha Units Holding II, LLC).

Equitable Holdings (EQH) announced changes to how it reports its business segments following the July 31, 2025 closing of its reinsurance Transaction with RGA Reinsurance Company. Beginning in the third quarter of 2025, the company will combine its Individual Retirement and Group Retirement segments into a single Retirement segment and move its legacy business and life insurance business (previously in Protection Solutions) into Corporate and Other.

Equitable furnished an updated Financial Supplement (Exhibit 99.1) for the period ended June 30, 2025 with recast historical segment results and GAAP reconciliations. The changes affect only segment presentation and have no impact on previously reported Consolidated Financial Statements. The company cautions that recast audited financial statements may differ, perhaps materially, from Exhibit 99.1. An investor presentation (Exhibit 99.2) outlining key impacts is also furnished and will be available on October 22, 2025. The materials are furnished under Regulation FD and are not deemed filed.

Equitable Holdings (EQH) reported insider activity by President and CEO Mark Pearson on 10/20/2025 under a Rule 10b5-1 trading plan. He exercised 27,200 employee stock options at an exercise price of $23.18 and sold 37,500 shares at a weighted average price of $48.1525, plus an additional 2,200 shares at a weighted average price of $48.4116.

Following these transactions, his beneficial ownership was 689,040 shares, which includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The derivative table shows 244,800 employee stock options beneficially owned after the reported transactions, with the option grant expiring on 02/26/2030.

Equitable Holdings (EQH) executive Kurt Meyers filed an initial statement of beneficial ownership (Form 3) as of 10/07/2025. He directly holds 21,694 shares of common stock, which includes 2,186 shares acquired under the Equitable Stock Purchase Plan.

The filing also lists restricted stock units (RSUs) granted under the 2019 Omnibus Incentive Plan, each representing one share upon vesting: 1,196 and 2,254 RSUs vesting in three annual installments beginning on February 28, 2024 and 2025, respectively; 21,523 RSUs vesting on February 28, 2027; and 2,665 RSUs vesting in three annual installments beginning on February 28, 2026.

Equitable Holdings (EQH) disclosed insider sales by Chief Operating Officer Jeffrey J. Hurd. On 10/15/2025, he sold 5,883 shares of common stock at a weighted average price of $48.8608 and 907 shares at a weighted average price of $49.8178. Following these transactions, his beneficial ownership was 75,097.78 shares. The filing states the sales were made under a Rule 10b5-1 trading plan adopted on May 1, 2025, and that the reported prices reflect weighted averages from multiple trades within disclosed ranges. The total beneficial ownership figure includes Restricted Stock Units.

Robin Raju, Chief Financial Officer of Equitable Holdings, Inc. (EQH), reported insider transactions dated 09/22/2025. The Form 4 shows three linked transactions: two option exercises/awards that resulted in acquisition of 8,726 shares at an effective price of $18.74 and 17,162 shares at $23.18, and a sale of 36,888 shares at $54.00. After these transactions the reporting person’s beneficial ownership is reported as 140,257.89 shares. The derivative table clarifies the acquisitions stem from employee stock options exercisable with zero exercise price for reporting purposes and the acquired shares include Restricted Stock Units. The Form 4 is filed by one reporting person and signed by an attorney-in-fact on behalf of Robin Raju.