Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Joan M. Lamntenant received a grant of 6,897 shares of fully vested common stock valued at $42.05 per share under the company’s Amended and Restated 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this award, she directly holds 54,788 common shares.
Isaacs-Lowe Arlene reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Arlene Isaacs-Lowe received a grant of 4,400 shares of common stock valued at $42.05 per share. This was a fully vested award made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following the grant, she directly holds 20,763 shares of common stock.
Equitable Holdings President and CEO Mark Pearson reported an option exercise and share sale involving the company’s common stock. He exercised employee stock options to acquire 27,200 shares at $23.18 per share, then sold 39,700 shares in open-market transactions at a weighted average price of $42.6004 per share.
The filing notes these trades were executed under a Rule 10b5-1 trading plan adopted on May 16, 2025, indicating they were pre‑scheduled. After these transactions, Pearson directly owns 776,683.2978 shares of common stock, which include restricted stock units and 11,011 shares acquired through the Employee Stock Purchase Plan, along with 54,400 employee stock options with a $23.18 exercise price expiring on February 26, 2030.
Equitable Holdings, Inc. reported that its Chief Accounting Officer, William James Eckert IV, completed an open-market sale of 7,300 shares of common stock. The shares were sold at a price of $42.4850 per share, according to the filing.
After this transaction, Eckert holds 15,505.7956 shares directly, and the total includes restricted stock units. Based on the before-and-after share counts, the sale represents roughly one-third of his reported holdings prior to the trade.
Equitable Holdings, Inc. officer Nick Lane reported an option exercise and same‑day stock sale in Common Stock. He exercised employee stock options for 4,417 shares at $23.18 per share, then sold 4,417 shares in an open‑market transaction at a weighted average price of $42.4464 per share.
The sale trade prices ranged from $42.06 to $42.79. These transactions were executed under a pre‑arranged Rule 10b5‑1 trading plan adopted on September 18, 2025. Following the transactions, Lane directly owns 124,218.2658 shares of Common Stock, which includes Restricted Stock Units.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd reported an exercise-and-sell transaction in company stock. On May 15, 2026, he sold a total of 14,358 shares of common stock in open-market transactions at weighted average prices around $42.44 per share, executed under a pre-arranged Rule 10b5-1 trading plan adopted on May 1, 2025. The same day, he exercised employee stock options covering 9,358 shares of common stock at an exercise price of $21.34 per share under the issuer's 2018 Omnibus Incentive Plan. Following these transactions, Hurd directly owned 79,403.4032 shares of common stock, which the disclosure notes includes RSUs, and held 28,075 employee stock options with an exercise price of $21.34 per share expiring on March 1, 2028.
Equitable Holdings filed a Rule 144 notice reporting proposed sales of Common Stock. The filing lists compensation shares of 37,500 RSUs dated 02/28/2025 and a stock option exercise of 81,600 shares dated 05/18/2026 (cash). It also discloses recent sales by Mark Pearson: 38,313 shares on 04/08/2026, 1,387 shares on 04/15/2026, and 39,700 shares on 04/20/2026.
EQH reporting proposed and recent insider sales: multiple 10b5-1 sales by Jeffrey Hurd and planned dispositions tied to option exercise and RSUs. The filing lists option exercises of 28,074 shares on 05/15/2026 and 15,000 RSUs from 02/28/2025, plus discrete 10b5-1 sale trades on 04/08/2026 and 04/15/2026.
EQH-related Form 144 notice: A broker/dealer filing lists 4,417 shares of Common Stock tied to an exercise of stock options to be sold for cash on 05/15/2026. The excerpt also records prior 10b5-1 sales by Nick Lane of 10,000 shares on 04/15/2026, 10,000 on 04/08/2026, and 30,000 across 02/17/2026 (two entries of 10,000 and 20,000).
EQH (Form 144 notice) reports a proposed sale of 7,300 shares of Common Stock by an affiliate, listed with Morgan Stanley Smith Barney LLC as broker. The notice breaks the 7,300 shares into four restricted‑stock vesting lots dated 02/28/2023, 02/28/2024, 02/28/2025, and 02/28/2026
The filing shows an associated monetary figure of $310,140.50 and lists NYSE and the broker address; no sale execution details or timing beyond the filing metadata are provided in the excerpt.