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  4. [Form 4] Equitable Holdings, Inc. Insider Trading Activity

EQH reports insider purchases of AB Units in private deals

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings Inc. (EQH) filed a Form 4 reporting purchases of a total of 75,000 AllianceBernstein L.P. AB Units on October 30, 2025 in privately negotiated transactions at $38.8097 per unit.

Following these purchases, EQH’s direct beneficial ownership increased to 81,520,154 AB Units. As of October 29, 2025, affiliates held 75,851,289 AB Units (Alpha Units Holdings, LLC) and 41,934,582 AB Units (Alpha Units Holding II, LLC).

Positive

  • None.

Negative

  • None.
Insider Equitable Holdings, Inc.
Role 10% Owner
Bought 75,000 shs ($2.91M)
Type Security Shares Price Value
Purchase Units 10,000 $38.8097 $388K
Purchase Units 15,000 $38.8097 $582K
Purchase Units 50,000 $38.8097 $1.94M
holding Units -- -- --
holding Units -- -- --
Holdings After Transaction: Units — 81,455,154 shares (Direct); Units — 75,851,289 shares (Indirect, Held by affiliate)
Footnotes (1)
  1. Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB"). On October 30, 2025, Equitable Holdings Inc. ("EQH") purchased 10,000 AB Units in a privately-negotiated transaction. Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person beneficially owned directly 81,445,154 AB Units. For more information on the Reporting Person and its direct holdings of AB Units, see its prior Form 4 filings with respect to AB Units. On October 30, 2025, EQH purchased 15,000 AB Units in a privately-negotiated transaction. On October 30, 2025, EQH purchased 50,000 AB Units in a privately-negotiated transaction. Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person's affiliates beneficially owned AB Units as follows: Alpha Units Holdings, LLC beneficially owned directly 75,851,289 AB Units, and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person's affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Equitable Holdings, Inc.
(Last) (First) (Middle)
1345 AVENUE OF THE AMERICAS
(Street)
NEW YORK NY 10105
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN L.P. [ NONE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Units(1) 10/30/2025 P 10,000(2) A $38.8097 81,455,154 D(3)
Units(1) 10/30/2025 P 15,000(4) A $38.8097 81,470,154 D(3)
Units(1) 10/30/2025 P 50,000(5) A $38.8097 81,520,154 D(3)
Units(1) 75,851,289 I(6) Held by affiliate
Units(1) 41,934,582 I(6) Held by additional affiliate
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").
2. On October 30, 2025, Equitable Holdings Inc. ("EQH") purchased 10,000 AB Units in a privately-negotiated transaction.
3. Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person beneficially owned directly 81,445,154 AB Units. For more information on the Reporting Person and its direct holdings of AB Units, see its prior Form 4 filings with respect to AB Units.
4. On October 30, 2025, EQH purchased 15,000 AB Units in a privately-negotiated transaction.
5. On October 30, 2025, EQH purchased 50,000 AB Units in a privately-negotiated transaction.
6. Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person's affiliates beneficially owned AB Units as follows: Alpha Units Holdings, LLC beneficially owned directly 75,851,289 AB Units, and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person's affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.
Remarks:
Affiliate of holder of general partnership units.
Ralph Petruzzo, Deputy General Counsel, Equitable Holdings, Inc. 10/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did EQH report in this Form 4 regarding AllianceBernstein L.P. (AB) units?

EQH reported buying a total of 75,000 AB Units on October 30, 2025 at $38.8097 per unit in privately negotiated transactions.

How many AB Units does EQH directly own after the reported transactions?

EQH directly owns 81,520,154 AB Units following the transactions.

Were the AB Unit purchases by EQH open-market or private?

They were privately negotiated transactions as disclosed.

What were EQH’s affiliate holdings in AB Units as of October 29, 2025?

Affiliates held 75,851,289 AB Units (Alpha Units Holdings, LLC) and 41,934,582 AB Units (Alpha Units Holding II, LLC).

On what date did EQH execute the AB Unit purchases?

The purchases occurred on October 30, 2025.

What was the per-unit price for the AB Unit purchases?

The price was $38.8097 per AB Unit.