Equitable director plans $151K stock sale

A company director has filed a Rule 144 notice to sell Equitable Holdings, Inc. common stock previously received as restricted stock compensation.

Available on EDGAR 09/21/2026 - 04:07 PM EDT Accepted by SEC EDGAR 09/21/2026 - 04:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Equitable Holdings, Inc. (EQH) director L. Scott has filed a notice of proposed sale of common stock under Rule 144. The filing covers up to 2,780 shares of EQH common stock to be sold through Morgan Stanley Smith Barney LLC on the NYSE. These shares were acquired as restricted stock vesting under a registered plan on May 20, 2020 as compensation for services rendered. The notice also reports that L. Scott sold 1,466 shares of EQH common stock on August 6, 2026.

Key Figures

Shares proposed for sale: 2,780 shares Aggregate market value of proposed sale: $151,093.00 Shares sold in past 3 months: 1,466 shares +3 more

6 metrics

Shares proposed for sale 2,780 shares Common stock of Equitable Holdings, Inc. covered by the Rule 144 notice

Aggregate market value of proposed sale $151,093.00 Market value reported for the 2,780 EQH shares to be sold

Shares sold in past 3 months 1,466 shares EQH common stock sold by L. Scott on August 6, 2026

Value of shares sold August 6, 2026 $74,986.93 Total proceeds from sale of 1,466 EQH shares during past three months

Acquisition date of restricted stock May 20, 2020 Date the restricted stock vesting under a registered plan was acquired

Form 144 notice date September 21, 2026 Date shown with the signature on the Form 144

Key Terms

Rule 144, Restricted Stock Vesting Under a Registered Plan, services rendered, Securities To Be Sold, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 05/20/2020 | Restricted Stock Vesting Under a Registered Plan"

services rendered financial

"2780 | 05/20/2020 | Services Rendered"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Equitable Holdings, Inc. (EQH) disclose in this Form 144?

The filing reports that director L. Scott has filed a Rule 144 notice to sell 2,780 shares of Equitable Holdings, Inc. common stock, originally received as restricted stock vesting under a registered plan on May 20, 2020.

How many EQH shares are proposed to be sold under this Rule 144 notice?

The notice covers the proposed sale of 2,780 shares of Equitable Holdings, Inc. common stock. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, according to the filing.

What is the aggregate market value of the EQH shares covered by this Form 144?

The Form 144 lists an aggregate market value of $151,093.00 for the 2,780 shares of Equitable Holdings, Inc. common stock proposed to be sold. This value is reported in the securities information section of the notice.

What prior EQH stock sales by L. Scott are reported in this Form 144?

The filing reports that L. Scott sold 1,466 shares of Equitable Holdings, Inc. common stock on August 6, 2026 for total proceeds of $74,986.93, as part of the disclosure of securities sold during the past three months.

How and when did L. Scott acquire the EQH shares to be sold?

The shares to be sold were acquired on May 20, 2020 as restricted stock vesting under a registered plan from the issuer, Equitable Holdings, Inc., in connection with services rendered, according to the securities-to-be-sold section.

Which broker is handling the proposed EQH share sale under this Form 144?

The proposed sale of 2,780 EQH shares is listed as being handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, with the shares to be sold on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001221780
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	EQUITABLE HOLDINGS, INC.
SEC File Number	001-38469
Address of Issuer	1345 AVENUE OF THE AMERICAS NEW YORK NEW YORK 10105
Phone	(212) 554-1234
Name of Person for Whose Account the Securities are To Be Sold	BERTRAM L SCOTT
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2780	151093.00	273035157	09/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/20/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			2780	05/20/2020	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BERTRAM L SCOTT 1345 Avenue of the Americas New York NY 10105	Common	08/06/2026	1466	74986.93

144: Remarks and Signature

Remarks
Date of Notice	09/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Bertram Scott
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)