Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc. President and CEO Mark Pearson received a grant of 1,719.4200 shares of common stock on June 8, 2026. The award represents dividend equivalents on previously granted Restricted Stock Units under the company’s incentive plan and carried no cash purchase price.
Following this grant, Pearson directly holds 778,402.7178 shares of common stock, a figure that includes Restricted Stock Units and 11,011 shares acquired through the Employee Stock Purchase Plan. This is a compensation-related acquisition, not an open-market share purchase.
Equitable Holdings, Inc. Chief Accounting Officer William James Eckert IV reported two stock transactions. On June 8, 2026, he acquired 60.66 shares of common stock as a grant, including dividend equivalents on previously awarded RSUs. On June 10, 2026, he executed an open-market sale of 6,200 shares at $41.83 per share. After these transactions, he directly holds about 9,366.4556 common shares, with totals including RSUs.
J. Eckert IV submitted a Form 144 notice to sell restricted common stock. The filing lists 6,200 restricted shares tied to a 02/28/2026 vesting under a registered plan and records a prior sale of 7,300 shares on 05/15/2026 for $310,140.50.
Equitable Holdings, Inc. director L. Scott Bertram reported an open-market sale of common stock. On June 4, 2026, he sold 2,470 shares of Equitable Holdings common stock at a weighted average price of $41.0842 per share, executed in multiple trades between $41.07 and $41.09. Following this transaction, he directly holds 27,931 shares of the company’s common stock.
L. Scott reported a sale of 5,906 shares of Common Stock under Rule 144. The filing shows the disposition occurred on 05/08/2026 for proceeds of $251,536.54. The notice also lists 2,470 shares tied to a restricted stock vesting under a registered plan with vesting date 05/21/2025.
Equitable Holdings, Inc. director Francis Hondal reported additional ownership in company common stock. On May 20, 2026, Hondal received a grant of 4,400 shares of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan at a reference price of $42.05 per share, increasing direct holdings to 30,330.801 shares.
The filing also reports a series of previously unreported acquisitions totaling 1,143.801 shares of common stock between March 2023 and December 2025, generally in small monthly or quarterly amounts. According to the disclosure, these shares were acquired through a dividend reinvestment plan administered by the reporting person’s broker-dealer, and the late reporting resulted from an initial understanding that the automatic dividend reinvestment plan was not active.
Stansfield George reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director George Stansfield received a grant of 4,400 shares of common stock on May 20, 2026. The shares were fully vested and awarded at $42.05 per share under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this compensation-related award, he directly owns 43,227 shares of Equitable Holdings common stock.
Dachille Douglas A. reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Douglas A. Dachille received a grant of 4,400 shares of common stock on May 20, 2026 at a reported value of $42.05 per share. The award is fully vested and was granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this compensation grant, Dachille directly holds 7,793 shares of Equitable Holdings common stock.
Kaye Daniel G reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Daniel G. Kaye received a grant of 4,400 shares of Common Stock on May 20, 2026 at $42.05 per share. The award consists of fully vested stock granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this grant, Kaye directly holds 60,086 shares of Equitable Holdings common stock.
Stonehill Charles G.T. reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Charles G.T. Stonehill received a grant of 4,400 shares of common stock on May 20, 2026. The shares were fully vested and granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this award, Stonehill directly holds 41,857 shares of Equitable Holdings common stock.