Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Vanguard Portfolio Management LLC, on behalf of itself and certain affiliates, reports beneficial ownership of 13,495,380 shares of Equitable Holdings Inc common stock. This position represents 4.94% of the class as of June 30, 2026.
Vanguard Portfolio Management has sole voting power over 51,389 shares and sole dispositive power over 13,495,380 shares, with no shared voting or dispositive power. The holdings include securities held by Vanguard funds and other client accounts over which Vanguard entities exercise voting and/or dispositive power. Vanguard states it is reporting ownership of 5 percent or less of the class and that no other single person has an interest in more than 5% of the securities reported.
Equitable Holdings, Inc. stockholders approved the proposed merger with Corebridge Financial, Inc. at a July 30, 2026 special meeting. Of 272,958,142 Equitable common shares outstanding as of the June 22, 2026 record date, 240,939,623 shares (about 88.27%) were represented in person or by proxy, constituting a quorum.
The Equitable Merger Agreement Proposal passed with 234,290,237 votes for, 6,368,053 against and 281,333 abstentions. A non-binding advisory proposal on potential executive compensation related to the transaction also passed, with 237,727,493 votes for and 2,770,679 against. An adjournment proposal was not needed.
In a joint announcement, Corebridge and Equitable reported that stockholders of both companies approved the merger, with preliminary support of 99.96% of Corebridge votes cast and 97.24% of Equitable votes cast in favor. The transaction remains subject to regulatory approvals and other customary closing conditions and is expected to close by year-end 2026.
Equitable Holdings, Inc. has scheduled its 2026 annual meeting of stockholders for September 23, 2026 at 12:00 p.m. Eastern Time. Stockholders of record at the close of business on August 7, 2026 will be entitled to vote at the meeting and any adjournments or postponements. The meeting location will be provided in the 2026 definitive proxy statement on Schedule 14A.
The company also updates deadlines for stockholder proposals and director nominations. Proposals seeking inclusion in the 2026 proxy statement under Rule 14a-8 must be received by the Secretary at the principal executive offices no later than August 7, 2026. Under the By-laws, other stockholder business and director nominations not included in the proxy statement must likewise be noticed in writing to the Secretary by the close of business on August 7, 2026, and must meet the detailed information requirements of Section 1.11 and applicable SEC rules; otherwise, the chair of the meeting may decline to introduce them.
Equitable Holdings President and CEO Mark Pearson reported exercising employee stock options covering 27,200 shares of common stock at an exercise price of $23.18 per share on July 20, 2026, and acquiring the same number of shares. On the same date, he sold an aggregate 39,700 shares of common stock at weighted average prices of $48.5361 and $49.19. These option exercises, granted under the 2019 Omnibus Incentive Plan, and related sales were effected pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd exercised employee stock options for 9,358 shares of common stock at $21.34 per share on July 15, 2026, then sold an aggregate 14,358 shares in open‑market transactions at weighted‑average prices between $47.57 and $49.54 per share. All trades were effected pursuant to a Rule 10b5‑1 trading plan adopted on May 1, 2025. Following these transactions, he directly held 69,747.5032 shares, including RSUs, and 9,359 employee stock options remained outstanding, exercisable at $21.34 and expiring on March 1, 2028.
Equitable Holdings, Inc. and Corebridge Financial, Inc. propose an all-stock merger to form New Equitable. Under the Merger Agreement, each share of Corebridge common stock will convert into 1.000 share of New Equitable common stock and each share of Equitable common stock will convert into 1.55516 shares of New Equitable common stock. The companies state New Equitable will serve over 12 million customers and have $1.5 trillion in assets under management and administration. Based on the disclosed exchange ratios and estimated outstanding shares, holders of Corebridge common stock are expected to hold approximately 51% of New Equitable common stock after closing and holders of Equitable common stock approximately 49%.
The boards of both companies unanimously recommend that stockholders vote “FOR” the merger. Special meetings for Corebridge and Equitable stockholders are scheduled to be held virtually on July 30, 2026; the record date for voting is June 22, 2026. The joint proxy statement/prospectus is dated June 23, 2026.
Equitable Holdings, Inc. President and CEO Mark Pearson reported an option exercise and share sale in company stock. He exercised employee stock options covering 27,200 shares of Common Stock at an exercise price of $23.18 per share and sold 39,700 shares in open-market transactions at a weighted average price of $45.285 per share.
After these transactions, he directly owns 765,902.7178 shares of Common Stock, which include Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The sale and option exercise were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on May 16, 2025.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd reported both option exercises and share sales of company common stock. On June 15, 2026, he sold 5,000 shares at an average price of $45.1149 and 9,358 shares at $45.1078 in open-market transactions.
On the same date, he exercised employee stock options for 9,358 shares of common stock at a strike price of $21.34 per share under the issuer’s 2018 Omnibus Incentive Plan. Following these transactions, he held approximately 74,748 common shares directly and 18,717 employee stock options. The filing notes these trades were made under a pre-arranged Rule 10b5-1 trading plan.