[144] Equitable Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Equitable Holdings, Inc. (EQH) Form 144 notice: A holder intends to sell 2,600 shares of EQH common stock through Morgan Stanley Smith Barney LLC on 08/21/2025 on the NYSE, representing an aggregate market value of $134,836.00. The shares were acquired on 05/22/2024 via restricted stock vesting under a registered plan and were issued by the company in payment for services. The filer reports no securities sold in the past three months and affirms no undisclosed material adverse information. Contact and filer identification fields in the form appear blank or not provided in the extracted content.

Insights

Securities Analyst

TL;DR: Small, routine post-vesting sale; unlikely to affect valuation or control.

The notice documents a planned sale of 2,600 shares valued at $134,836 to be executed through a broker on the NYSE. The shares originated from restricted stock vesting under a registered plan and were issued as payment for services, which is a common compensation-related disposition. Given the company's ~299.5 million outstanding shares, this sale is immaterial to capitalization and liquidity metrics. No recent sales in the prior three months are reported, and the filer attests to the absence of undisclosed material information.

Compliance/Risk Analyst

TL;DR: Filing meets Rule 144 disclosure elements; no red flags visible in provided content.

The form includes required elements: class of security, broker details, acquisition date and nature, sale date and exchange, and a certification about material information. The acquisition was restricted stock vesting and payment was for services, which aligns with permissible disclosures. Some contact and filer identifier fields in the provided extract are blank or not shown, which limits verification but does not indicate noncompliance from the visible fields.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2600	134836.00	299536468	08/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/22/2024	Restricted stock vesting under a registered plan	Issuer			2600	05/22/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Equitable Holdings (EQH) Form 144 report?

The form reports a proposed sale of 2,600 EQH common shares valued at $134,836 to be sold on 08/21/2025 on the NYSE through Morgan Stanley Smith Barney LLC.

How were the EQH shares being sold acquired?

The 2,600 shares were acquired on 05/22/2024 via restricted stock vesting under a registered plan and were issued as payment for services.

Does the Form 144 show other recent sales by the same person?

No. The filing states
Nothing to Report
for securities sold during the past three months.

Which broker and exchange are listed for the proposed sale?

Broker: Morgan Stanley Smith Barney LLC, and the sale is to occur on the NYSE.

Does the filer disclose any undisclosed material information about EQH?

The filer represents that they do not know any material adverse information about the issuer that has not been publicly disclosed.