STOCK TITAN

Equitable Holdings (EQH) president reports option exercise and share sales

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. insider Nick Lane, President of Equitable Financial, reported several stock transactions on December 18, 2025. He exercised an employee stock option to acquire 10,000 shares of common stock at an exercise price of $23.18 per share, then sold 30,000 shares of common stock in three separate sales the same day at weighted average prices of $47.8799, $47.8714, and $47.8735 per share. After these transactions, he beneficially owned 119,957.8 shares of common stock, including restricted stock units, and 44,417 employee stock options with a $23.18 exercise price expiring on February 26, 2030. All reported trades and the option exercise were carried out under a Rule 10b5-1 trading plan adopted on September 18, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lane Nick

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
12/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2025 M 10,000(1) A $23.18 149,957.8(2) D
Common Stock 12/18/2025 S 10,000(1) D $47.8799(3) 139,957.8(2) D
Common Stock 12/18/2025 S 10,000 D $47.8714(4) 129,957.8 D
Common Stock 12/18/2025 S 10,000 D $47.8735(5) 119,957.8 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $23.18 12/18/2025 M 10,000(1) (6) 02/26/2030 Common Stock 10,000 $0 44,417 D
Explanation of Responses:
1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.
2. Total includes Restricted Stock Units.
3. This transaction was executed in multiple trades at prices ranging from $47.4800 to $48.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. This transaction was executed in multiple trades at prices ranging from $47.4600 to $48.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
5. This transaction was executed in multiple trades at prices ranging from $47.4400 to $48.3300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.
Remarks:
Reporting Person's title is: President of Equitable Financial.
/s/ Swathi Padmanabhan as attorney-in-fact for Nick Lane 12/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Equitable Holdings (EQH) report for Nick Lane?

Nick Lane, President of Equitable Financial, exercised an employee stock option for 10,000 shares of Equitable Holdings common stock at $23.18 per share and sold a total of 30,000 shares of common stock in three transactions on December 18, 2025.

At what prices did the Equitable Holdings (EQH) insider sell shares?

The reported sales on December 18, 2025 were executed at weighted average prices of $47.8799, $47.8714, and $47.8735 per share, each representing separate groups of trades within specified price ranges.

How many Equitable Holdings (EQH) shares does Nick Lane own after the transactions?

Following the reported transactions, Nick Lane beneficially owned 119,957.8 shares of Equitable Holdings common stock, and this total includes restricted stock units as noted in the filing.

What stock options does the Equitable Holdings (EQH) insider still hold?

After exercising part of his grant, Nick Lane held 44,417 employee stock options with an exercise price of $23.18 per share, expiring on February 26, 2030, under the issuer's 2019 Omnibus Incentive Plan.

Were the Equitable Holdings (EQH) insider trades made under a Rule 10b5-1 plan?

Yes. The filing states that the sales and option exercise on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by Nick Lane on September 18, 2025.

What is Nick Lane’s role at Equitable Holdings (EQH)?

The remarks section identifies the reporting person’s title as President of Equitable Financial, a business within Equitable Holdings, Inc.

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