Equitable Holdings (NYSE: EQH) exec sells 10,000 shares after option exercise

Rhea-AI Filing Summary

Equitable Holdings, Inc. officer Nick Lane exercised employee stock options to acquire 10,000 shares of common stock at $23.18 per share and on the same date sold 10,000 shares at a weighted average price of $40.4421 per share.

The transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 18, 2025. Following these trades, Lane directly holds 124,218.2658 shares of common stock, a figure that includes Restricted Stock Units.

Insider Trade Summary 10b5-1

Net Seller: 10,000 shares ($404,421)

Net Sell 3 txns

Insider Lane Nick

Role See Remarks

Sold 10,000 shs ($404K)

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	10,000	$0.00	--
Exercise	Common Stock	10,000	$23.18	$232K
Sale	Common Stock	10,000	$40.4421	$404K

Holdings After Transaction: Employee Stock Option (right to buy) — 4,417 shares (Direct); Common Stock — 134,218.266 shares (Direct)

Footnotes (1)

1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025. Total includes Restricted Stock Units. This transaction was executed in multiple trades at prices ranging from $40.0100 to $40.8800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Key Figures

Options exercised: 10,000 shares Exercise price: $23.18 per share Shares sold: 10,000 shares +3 more

6 metrics

Options exercised 10,000 shares Employee Stock Option converted into common stock on April 15, 2026

Exercise price $23.18 per share Strike price for employee stock option exercise

Shares sold 10,000 shares Open-market sale of common stock on April 15, 2026

Weighted average sale price $40.4421 per share Average price across multiple trades within a disclosed range

Post-transaction holdings 124,218.2658 shares Direct ownership of Equitable Holdings common stock including RSUs

Option expiration date February 26, 2030 Original expiration for granted employee stock options

Key Terms

Rule 10b5-1 trading plan, Restricted Stock Units, Employee Stock Option, 2019 Omnibus Incentive Plan, +1 more

5 terms

Rule 10b5-1 trading plan financial

"The sales reported and options exercised were effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Restricted Stock Units financial

"Total includes Restricted Stock Units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Option financial

"Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan"

An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.

2019 Omnibus Incentive Plan financial

"Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan"

weighted average purchase price financial

"The price reported above reflects the weighted average purchase price."

The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lane Nick

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/15/2026		M		10,000(1)	A	$23.18	134,218.2658(2)	D
Common Stock	04/15/2026		S		10,000(1)	D	$40.4421(3)	124,218.2658(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$23.18	04/15/2026		M			10,000(1)	(4)	02/26/2030	Common Stock	10,000	$0	4,417	D

Explanation of Responses:

1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

2. Total includes Restricted Stock Units.

3. This transaction was executed in multiple trades at prices ranging from $40.0100 to $40.8800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

4. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Remarks:

Reporting person's title is President of Equitable Financial.

	/s/ Stella Lee as attorney-in-fact for Nick Lane	04/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Equitable Holdings (EQH) officer Nick Lane do in this Form 4?

Nick Lane exercised employee stock options to acquire 10,000 Equitable Holdings shares at $23.18 each, then sold 10,000 shares at a weighted average price of $40.4421 per share. These transactions are disclosed as part of his routine equity compensation activity.

How many Equitable Holdings (EQH) shares does Nick Lane hold after these transactions?

After the reported transactions, Nick Lane directly holds 124,218.2658 shares of Equitable Holdings common stock. This total includes Restricted Stock Units, meaning part of the position represents share-based awards that may vest over time according to the company’s incentive plans.

At what prices did Nick Lane exercise and sell Equitable Holdings (EQH) shares?

Nick Lane exercised stock options at an exercise price of $23.18 per share and sold 10,000 Equitable Holdings common shares at a weighted average price of $40.4421 per share. The sale price reflects multiple trades executed within a disclosed price range.

Was Nick Lane’s Equitable Holdings (EQH) trade pre-planned under Rule 10b5-1?

Yes. The Form 4 states the option exercises and related share sales were effected under a Rule 10b5-1 trading plan adopted on September 18, 2025. Such plans schedule trades in advance, reducing the significance of short-term market timing decisions by insiders.

What type of equity awards did Nick Lane exercise at Equitable Holdings (EQH)?

He exercised an Employee Stock Option granted under Equitable Holdings’ 2019 Omnibus Incentive Plan, covering 10,000 underlying common shares. The filing notes these options vested in three installments beginning on February 26, 2020, consistent with multi-year compensation vesting schedules.

Does the Equitable Holdings (EQH) Form 4 mention Restricted Stock Units for Nick Lane?

Yes. A footnote explains that Lane’s total post-transaction holdings of 124,218.2658 shares include Restricted Stock Units. RSUs are share-based awards that typically vest over time, further aligning the executive’s compensation with Equitable Holdings’ long-term stock performance.