STOCK TITAN

Nick Lane trades stock at Equitable Holdings (NYSE: EQH) under 10b5-1

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings insider Nick Lane reported option exercises and share sales. On January 15, 2026, Lane exercised an employee stock option for 10,000 shares of Equitable Holdings common stock at an exercise price of $23.18 per share. That same day, he sold a total of 30,000 shares of common stock in three transactions at weighted-average sale prices of $47.6474, $47.6516 and $47.6497 per share. Following these transactions, Lane beneficially owned 99,957.8 shares of common stock and 34,417 employee stock options, with the share total including restricted stock units. The filing notes that the sales and option exercise were carried out under a pre-established Rule 10b5-1 trading plan adopted on September 18, 2025.

Positive

  • None.

Negative

  • None.
Insider Lane Nick
Role See Remarks
Sold 30,000 shs ($1.43M)
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) 10,000 $0.00 --
Exercise Common Stock 10,000 $23.18 $232K
Sale Common Stock 10,000 $47.6474 $476K
Sale Common Stock 10,000 $47.6516 $477K
Sale Common Stock 10,000 $47.6497 $476K
Holdings After Transaction: Employee Stock Option (right to buy) — 34,417 shares (Direct); Common Stock — 129,957.8 shares (Direct)
Footnotes (1)
  1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025. Total includes Restricted Stock Units. This transaction was executed in multiple trades at prices ranging from $47.2000 to $48.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lane Nick

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/15/2026 M 10,000(1) A $23.18 129,957.8(2) D
Common Stock 01/15/2026 S 10,000(1) D $47.6474(3) 119,957.8(2) D
Common Stock 01/15/2026 S 10,000 D $47.6516(3) 109,957.8 D
Common Stock 01/15/2026 S 10,000 D $47.6497(3) 99,957.8 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $23.18 01/15/2026 M 10,000(1) (4) 02/26/2030 Common Stock 10,000 $0 34,417 D
Explanation of Responses:
1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.
2. Total includes Restricted Stock Units.
3. This transaction was executed in multiple trades at prices ranging from $47.2000 to $48.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.
Remarks:
Reporting Person's title is: President of Equitable Financial.
/s/ Swathi Padmanabhan as attorney-in-fact for Nick Lane 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Nick Lane report for EQH on this Form 4?

Nick Lane, an officer of Equitable Holdings, Inc. (EQH), reported exercising an employee stock option for 10,000 shares of common stock at $23.18 per share and selling a total of 30,000 shares of common stock in three separate transactions on January 15, 2026.

How many Equitable Holdings (EQH) shares did Nick Lane sell and at what prices?

On January 15, 2026, Nick Lane sold 30,000 shares of Equitable Holdings common stock in three transactions of 10,000 shares each, at weighted-average prices of $47.6474, $47.6516 and $47.6497 per share. One of these sale prices reflects multiple trades between $47.2000 and $48.1700, averaged for reporting.

What stock option transaction did Nick Lane report for EQH?

Lane reported exercising an employee stock option (right to buy) covering 10,000 shares of Equitable Holdings common stock at an exercise price of $23.18 per share on January 15, 2026. The option was granted under the issuer's 2019 Omnibus Incentive Plan and vested in three installments beginning on February 26, 2021.

How many Equitable Holdings (EQH) shares and options does Nick Lane own after these transactions?

After the reported transactions, Nick Lane beneficially owned 99,957.8 shares of Equitable Holdings common stock and 34,417 employee stock options. The share total includes restricted stock units, as disclosed in the footnotes.

Was Nick Lanes EQH trading done under a Rule 10b5-1 plan?

Yes. The filing states that the sales and option exercise reported on this Form 4 were effected under a Rule 10b5-1 trading plan that Nick Lane adopted on September 18, 2025. Such plans allow pre-arranged trading of shares under defined conditions.