[Form 4] Equitable Holdings, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Equitable Holdings director Scott Bertram reported a sale of company stock. The Form 4 shows a transaction on 08/21/2025 in which 2,600 shares of Equitable Holdings, Inc. (EQH) were sold at a price of $51.86 per share. After the sale, the reporting person beneficially owned 26,001 shares, held directly. The filing lists the reporter as a director and was signed by Michael Brudoley as attorney-in-fact on 08/22/2025. No derivative transactions or additional remarks are disclosed in the filing.

Positive

• None.

Negative

• Insider sale disclosed: Director sold 2,600 shares at $51.86, which may be viewed negatively by some investors even though no further context is provided

Insights

Financial Analyst

TL;DR: Director sold a modest stake; transaction appears routine and provides limited new valuation information.

The filing documents an open-market sale of 2,600 EQH shares at $51.86, leaving the director with 26,001 shares. The size of the sale relative to the remaining holding suggests a partial liquidity event rather than a significant shift in ownership or control. There are no accompanying derivative transactions or plan-based sale disclosures in the text provided. On its face, this is a routine Section 16 disclosure without material operational or financial implications for the company.

Corporate Governance Expert

TL;DR: Insider sale by a director was properly disclosed; filing contains required signature and timing details.

The Form 4 identifies the reporting person as a director and indicates the sale occurred on 08/21/2025, with the form signed 08/22/2025 by an attorney-in-fact. The submission includes the post-transaction beneficial ownership figure, satisfying basic disclosure norms. The filing does not state that the sale was pursuant to a Rule 10b5-1 plan, nor does it include additional explanatory remarks, limiting governance-related inferences. Based on the information provided, this is a compliant, routine insider transaction disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCOTT BERTRAM L

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NY 10105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/21/2025		S		2,600	D	$51.86	26,001	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Michael Brudoley as attorney-in-fact for Bertram Scott	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Equitable Holdings (EQH) report on this Form 4?

The Form 4 reports a sale of 2,600 shares of EQH on 08/21/2025 at $51.86 per share by director Scott Bertram.

How many EQH shares did the reporting person own after the transaction?

After the reported sale the reporting person beneficially owned 26,001 shares, held directly.

Was the sale reported as part of a Rule 10b5-1 trading plan?

The filing does not indicate that the transaction was made pursuant to a Rule 10b5-1 trading plan; no such plan is referenced in the provided content.

Who signed the Form 4 for the reporting person?

The signature block shows Michael Brudoley signed as attorney-in-fact for Scott Bertram on 08/22/2025.

Does the Form 4 show any derivative transactions for the reporting person?

No. Table II for derivative securities contains no reported transactions in the provided filing content.