[144] Equitable Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Equitable Holdings (EQH) filed a Form 144 to report a proposed sale of 1,800 common shares. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an approximate aggregate market value of $94,932 and an approximate sale date of 09/16/2025. The 1,800 shares were acquired on 05/22/2024 as restricted stock that vested under a registered plan; the consideration is listed as services rendered. The filer reports no securities sold in the past three months. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information about the issuer.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for a small restricted-stock sale; appears compliant with disclosure rules.

The filing documents a proposed sale under Rule 144 of 1,800 common shares acquired via restricted stock vesting on 05/22/2024. The sale is being arranged through Morgan Stanley Smith Barney LLC with an indicated aggregate market value of $94,932 and an approximate trade date of 09/16/2025. The filer certifies no undisclosed material adverse information and reports no sales in the prior three months. From a compliance standpoint, required fields (acquisition details, broker, amount, market value, and certification) are present, supporting adherence to Rule 144 procedural requirements.

Equity Research Analyst

TL;DR: Small transaction relative to outstanding shares; unlikely to be material to EQH equity holders.

The notice shows 1,800 shares against 299,536,468 shares outstanding, representing a de minimis portion of equity. The shares originated from restricted stock vesting and are being sold through a broker on the NYSE. The filing contains no earnings, operational, or strategic information about the issuer. As such, the direct market impact of this planned sale is expected to be negligible based on the quantities disclosed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1800	94932.00	299536468	09/16/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/22/2024	Restricted stock vesting under a registered plan	Issuer			1800	05/22/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Equitable Holdings' (EQH) Form 144 disclose?

The Form 144 discloses a proposed sale of 1,800 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $94,932 and an approximate sale date of 09/16/2025.

How were the 1,800 EQH shares acquired?

The shares were acquired on 05/22/2024 as restricted stock vesting under a registered plan; the payment/consideration is listed as services rendered.

Does the filer report any EQH sales in the prior three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Through which broker will the EQH shares be sold?

The broker named is Morgan Stanley Smith Barney LLC Executive Financial Services located at 1 New York Plaza, 8th Floor, New York, NY; the sale is to occur on the NYSE.

What representation does the filer make about material information?

By signing the notice, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.