Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc. President and CEO Mark Pearson reported an exercise-and-sell transaction in company stock. He exercised employee stock options to acquire 25,813 shares of Common Stock at an exercise price of $23.18 per share, then sold 38,313 shares of Common Stock at a weighted average price of $40.0479 per share.
The filing notes these option exercises and sales were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Pearson on May 16, 2025, indicating they were scheduled in advance. Following these transactions, Pearson directly holds 801,683.2978 shares of Equitable Holdings Common Stock, reflecting a continued sizable ownership stake.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd exercised employee stock options and sold shares in a planned transaction. He exercised options for 9,358 shares of common stock at $21.34 per share, then sold 9,358 shares at a weighted average price of $40.0556 and an additional 5,000 shares at $40.00 per share.
After these trades, he directly held 89,403.4032 shares, and the total includes RSUs. The exercise and sale were carried out under a Rule 10b5-1 trading plan adopted on May 1, 2025, indicating the transactions were pre-scheduled rather than timed discretionarily.
Equitable Holdings, Inc. officer Nick Lane exercised employee stock options for 10,000 shares of common stock at $23.18 per share and, on the same day, sold 10,000 shares in open-market trades at a weighted average price of $40.0381. The transactions were executed under a pre-arranged Rule 10b5-1 trading plan. Following these moves, he directly holds about 124,218 shares of common stock and 14,417 remaining stock options.
Equitable Holdings, Inc. entered into a Voting and Support Agreement with Nippon Life Insurance Company and Corebridge Financial, Inc. in connection with the previously announced merger agreement among Equitable, Corebridge and newly formed holding companies.
The agreement generally requires Nippon Life to vote its Covered Stock of Corebridge in favor of the merger-related proposals and to refrain from transferring that stock before Corebridge stockholders approve the merger, subject to limited exceptions. Nippon Life must also use its reasonable best efforts to secure required regulatory and governmental approvals and keep Equitable and Corebridge informed of substantive communications with regulators.
At closing, HoldCo and Nippon Life are expected to enter a new stockholder’s agreement and a new registration rights agreement, each substantially similar to existing arrangements, which will then terminate. The Voting and Support Agreement will end upon closing of the merger, termination of the merger agreement, or certain other specified events.
EQH affiliate files Form 144 to sell 10,000 shares following an exercise of stock options. The notice lists 10,000 shares offered on 04/08/2026 via cash proceeds and names Morgan Stanley Smith Barney LLC as broker. The filing also reports recent 10b5-1 sales by Nick Lane totaling four transactions of 10,000, 20,000, 10,000 and 20,000 shares on 01/15/2026 and 02/17/2026, with reported proceeds alongside each trade.
The issuer submitted a Form 144 notice disclosing proposed sales of 9,358 common shares on 04/08/2026 tied to an exercise of stock options, and referencing 5,000 restricted stock units dated 02/28/2025. The filing also records prior 10b5-1 sales by Jeffrey Hurd of 6,790 shares on 01/15/2026 for $323,559.12.
Equitable Holdings Inc ownership filing shows The Vanguard Group reports 0 shares and 0% beneficial ownership of Common Stock. The filing is an amendment (No. 7) reflecting an internal realignment effective January 12, 2026 under SEC Release No. 34-39538 that caused certain Vanguard subsidiaries to report separately.
The amendment states Vanguard disaggregated previously aggregated holdings; the filing lists no sole or shared voting or dispositive power and affirms no other single person holds more than 5% of the class.
Equitable Holdings and Corebridge are combining in an all‑stock merger to form a single holding company operating under the Equitable brand. On a pro forma basis, Corebridge shareholders will own 51% and Equitable shareholders 49% of the new company, which is expected to close end of 2026 subject to regulatory and shareholder approvals.
The firms say the combined business will have $1.5 trillion of assets under management and administration, serve over 12 million customers, generate more than $4 billion of annual cash flow, and target at least $500 million of pretax expense synergies by the end of 2028. Management forecasts >double‑digit accretion to EPS and cash generation by the end of 2028, with Corebridge as the accounting acquirer and a 14‑member board split equally between the companies.
Equitable Holdings, Inc. posted an employee communication about the proposed merger with Corebridge Financial, Inc., describing the transaction and directing employees to learn more on March 26, 2026. The notice reiterates standard cautionary forward-looking language, lists key transaction risks, and explains that a Registration Statement on Form S-4 and a joint proxy statement/prospectus will be filed and mailed when effective.
The message emphasizes that the communication is not an offer or solicitation and urges recipients to read the forthcoming Registration Statement and definitive joint proxy statement/prospectus for full details.
Equitable Holdings, Inc. posted an employee communication about the proposed transaction with Corebridge Financial, Inc., describing the deal overview and next steps toward a Registration Statement on Form S-4.
The message outlines forward-looking statements, lists principal risks (including required stockholder and regulatory approvals, integration risks, financing and litigation), notes related proxy and Form S-4 filings, and directs readers to the joint proxy statement/prospectus and SEC filings for full details.