Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Lane Nick reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. officer Nick Lane received a grant of 383.8600 shares of common stock on March 12, 2026, at no purchase price. The award reflects dividend equivalents on previously granted Restricted Stock Units under the company’s incentive plan. Following this grant, Lane holds 124,218.2658 shares, including RSUs.
Eckert William James IV reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings Chief Accounting Officer William James Eckert IV received a grant of 58.58 shares of Common Stock at no cost, credited as dividend equivalents on previously awarded Restricted Stock Units under the company’s incentive plan. Following this award, he directly holds 22,805.7956 shares of Common Stock, including RSUs.
Equitable Holdings, Inc. officer Seth P. Bernstein reported acquiring 126.7600 shares of common stock on a grant or award basis. These shares represent dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan, rather than an open-market purchase.
The filing states that dividend equivalents are issued in the form of RSUs and vest on the same schedule and terms as the underlying RSUs. Following this award, Bernstein directly holds a total of 55,734.5603 shares of common stock, including RSUs.
Raju Robin M reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. Chief Financial Officer Raju Robin M received an award of 391.64 shares of common stock on account of dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs). These dividend equivalents are issued as additional RSUs and follow the same vesting and settlement terms as the underlying RSUs.
After this award, his directly held position, including RSUs, totals 185,774.48 shares of common stock. This reflects a compensation-related grant rather than an open-market purchase or sale.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd reported receiving 332.2900 shares of common stock on March 12, 2026 as a grant classified as a dividend-equivalent award. The shares were issued at a price of $0.0000 per share under the company’s incentive plan and reflect dividend equivalents accrued on previously awarded Restricted Stock Units.
Following this acquisition, Hurd holds a total of 94,403.4032 shares of common stock, including RSUs, directly. These dividend-equivalent RSUs vest and settle on the same terms as the related RSUs and represent routine, compensation-related accruals rather than open-market purchases or sales.
Equitable Holdings, Inc. executive Seth P. Bernstein reported equity compensation and related tax-withholding transactions in company common stock. On March 2, 2026, he received a grant/award of 20,451.7303 shares of common stock at $0.00 per share, reflecting the vesting of Performance Shares granted under the 2019 Omnibus Incentive Plan and earned based on performance objectives for the period from January 1, 2023 through December 31, 2025.
On the same date, a total of 16,? ,? shares were disposed of under code F transactions at $40.22 per share to cover tax liabilities upon vesting of earlier Restricted Stock Units and these Performance Shares, as noted in the footnotes. Following these transactions, Bernstein directly held 55,607.8003 shares of common stock, and this total includes Restricted Stock Units.
Equitable Holdings executive Lane Nick reported equity award activity and related tax withholding on common stock. On March 2, 2026, he received a grant or award of 64,063.6058 common shares at $0.0000 per share, reflecting the vesting of performance shares under the 2019 Omnibus Incentive Plan.
On the same date, 15,401 shares and 32,704 shares of common stock at $40.2200 per share were disposed of to cover tax liabilities upon vesting of restricted stock units and performance shares. After these transactions, he directly held 123,834.4058 common shares, and this total includes restricted stock units.
Equitable Holdings Chief Legal Officer Kurt Meyers reported share movements tied to equity compensation on March 2, 2026. He received a grant/vesting of 6,777.3416 shares of common stock at no cost, reflecting earned performance shares under the 2019 Omnibus Incentive Plan.
On the same date, 1,404 shares and 2,944 shares of common stock were withheld to cover tax obligations upon vesting of restricted stock units and performance shares at $40.22 per share. After these transactions, Meyers directly owned 33,926.0916 shares of Equitable Holdings common stock, including shares acquired through the company’s stock purchase plan.
Equitable Holdings, Inc. President and CEO Mark Pearson reported equity compensation activity involving company common stock. On March 2, 2026, he received a grant or award of 261,176.8978 shares, reflecting the vesting of performance shares granted under the 2019 Omnibus Incentive Plan and earned based on performance objectives for the period from January 1, 2023 through December 31, 2025. On the same date, a total of 212,109 shares (67,679 shares and 144,430 shares) were disposed of through tax-withholding transactions to cover taxes due upon vesting of prior restricted stock units and performance shares, rather than open-market sales. Following these transactions, his directly held holdings, which include restricted stock units, increased as reported in the Form 4.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd reported equity compensation-related transactions in the company’s common stock. On March 2, 2026, he received a grant or award of 57,904.5532 shares of common stock at $0.00 per share, including Restricted Stock Units and vested Performance Shares earned under the 2019 Omnibus Incentive Plan for the performance period from January 1, 2023 through December 31, 2025.
On the same date, a total of 42,848 shares of common stock (13,288 shares and 29,560 shares) were disposed of at $40.22 per share to cover tax obligations upon the vesting of Restricted Stock Units and Performance Shares. After these transactions, Hurd directly owned 94,071.1132 shares of common stock, including Restricted Stock Units.