Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings Chief Accounting Officer William James Eckert IV reported stock-based compensation activity involving company common shares. On 2026-03-02, he received a grant or award of 11,088.7556 shares at $0.0000 per share, reflecting vesting of Performance Shares granted under the 2019 Omnibus Incentive Plan for performance from January 1, 2023 through December 31, 2025.
On the same date, 2,450 shares and 5,661 shares were disposed of at $40.2200 per share to cover tax liabilities upon vesting of previous Restricted Stock Units and Performance Shares, rather than open-market selling. After these transactions, he directly held 22,747.2156 common shares, and the total includes Restricted Stock Units.
Equitable Holdings Chief Financial Officer Robin M. Raju reported equity compensation activity and related tax withholding in company stock. On March 2, 2026, he received a grant or award of 62,831.18 shares of common stock at $0.0000 per share, increasing his directly held stake. On the same date, the company withheld 15,186 shares and 32,076 shares of common stock at $40.22 per share to cover tax liabilities tied to the vesting of earlier Restricted Stock Units and Performance Shares earned under the 2019 Omnibus Incentive Plan. Following these transactions, he directly owned 185,382.84 shares, including Restricted Stock Units.
Equitable Holdings, Inc. describes a diversified financial services business focused on retirement, asset management and wealth management. The company managed $1.1 trillion of assets under management and administration as of December 31, 2025, with its structure built around Equitable, AllianceBernstein and Equitable Advisors.
The Retirement segment reported account value of $174.9 billion and 2025 first-year premiums and deposits of $22.4 billion, led by registered index-linked annuities and traditional variable annuities. Net retirement flows were $5.9 billion in 2025, down from $7.1 billion in 2024.
Asset Management, driven by AllianceBernstein, had $866.9 billion in assets under management at year-end 2025 and net revenues of $4.5 billion, with a balanced mix across institutional, retail and private wealth clients. The Wealth Management franchise supported about 4,600 advisors and $122.0 billion in assets under administration, with trailing twelve-month revenue per advisor rising to $440,000.
Equitable Holdings, Inc. executive Nick Lane exercised employee stock options for 10,000 shares on February 17, 2026, converting them into common stock at $23.18 per share.
On the same date, he sold a total of 30,000 common shares in open-market transactions at weighted average prices around $44–$45 per share under a Rule 10b5-1 trading plan adopted on September 18, 2025.
After these transactions, he directly held 107,875.8 shares of Equitable Holdings common stock, and this total includes Restricted Stock Units.
Equitable Holdings President and CEO Mark Pearson reported option exercises and share sales in EQH stock. On February 18, 2026, he exercised employee stock options for 27,200 shares at $23.18 per share, receiving the same number of common shares.
On the same date, he sold 39,700 common shares at a weighted average price of $45.50 per share in open-market transactions. These trades, and the related option exercises, were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following these transactions, he directly owned 763,455.01 common shares, which the disclosure notes includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
Equitable Holdings insider filed a Form 144 reporting proposed sales of Common Stock and related issuer awards. The filing lists two reported dispositions by Mark Pearson of 39,700 shares on 12/18/2025 and 39,700 shares on 01/20/2026, with accompanying ownership figures of 1,900,666 and 1,834,298 respectively. The document also lists issuer awards and exercises dated 02/28/2024 (12,500 RSUs), 02/28/2025 (25,000 RSUs) and a 02/18/2026 stock option exercise (81,600 shares, cash).
Equitable Holdings, Inc. and AXA Equitable Financial Services LLC filed an amendment to a Schedule 13G reporting beneficial ownership of Class I Common Shares of AB Private Lending Fund. The filing states 4,400,000 shares, representing 68.02% of the class, based on December 31, 2025.
The filing says the shares were acquired solely for investment purposes on behalf of client discretionary investment advisory accounts. Signatures show reporting representatives dated February 17, 2026.
Canada Pension Plan Investment Board has filed an amended Schedule 13G reporting beneficial ownership of 19,284,053 shares of Equitable Holdings, Inc. common stock, representing 6.7% of the class. This percentage is based on 286,532,039 shares outstanding as of November 5, 2025, as cited from the company’s Form 10-Q.
The filing shows CPP Investments has sole voting and dispositive power over all reported shares and no shared power. It states the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Equitable Holdings.
Equitable Holdings, Inc. filed a quarterly Form 13F holdings report as an institutional investment manager. The filing states that all holdings for this manager are included in this report. In total, the information table covers 1,667 investment positions with an aggregate reported value of $14,627,055,760, rounded to the nearest dollar.
The report lists three other included managers associated with Equitable’s asset management and advisory operations: Equitable Investment Management Group, LLC, Equitable Advisors, LLC, and Equitable Investment Management, LLC. The report is signed on behalf of the reporting manager by Anthony Bruccoleri, Lead Director of Equitable Life Insurance Company.
Eckert William James IV reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings’ Chief Accounting Officer William James Eckert IV received an equity award in the form of restricted stock units. On February 11, 2026, he was granted 4,144 shares of common stock at a reference price of $45.85 per share under the 2019 Omnibus Incentive Plan.
The restricted stock units vest in three equal annual installments starting on February 28, 2027, with shares delivered within 30 days after each vesting date. Following this award, Eckert beneficially owns 19,769.46 shares of Equitable Holdings common stock, and this total includes restricted stock units.