Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Equitable Holdings, Inc. (NYSE: EQH) SEC filings page provides access to the company’s official regulatory disclosures as a New York Stock Exchange–listed financial services holding company. Through these documents, investors can review how Equitable Holdings reports on its retirement, protection, asset management and wealth management activities, as well as its capital structure and material agreements.
Current and periodic reports such as Forms 8-K, 10-Q and 10-K contain information on quarterly and annual financial results, segment performance and key business developments. Recent 8-K filings have covered earnings releases for specific quarters, changes to segment reporting following a life reinsurance transaction, and updates to revolving credit agreements and reimbursement agreements related to letter of credit facilities.
Transaction-related filings detail material definitive agreements and other events. For Equitable Holdings, these include disclosures about a large coinsurance and modified coinsurance transaction with RGA Reinsurance Company covering a quota share of in-force individual life insurance contracts, as well as an investment advisory agreement under which AllianceBernstein manages assets associated with the ceded policies. Other filings describe tender offers for existing debt securities and the establishment or termination of credit facilities.
Equitable Holdings also files documents related to its capital markets and listed securities, including its common stock and depositary shares representing interests in Series A and Series C preferred stock. These filings outline the securities registered under Section 12(b) of the Exchange Act and any related corporate actions.
On Stock Titan, AI-powered tools can help interpret lengthy filings by highlighting key items such as segment changes, reinsurance arrangements, credit agreements and capital management actions. Real-time updates from EDGAR, combined with AI-generated summaries, enable users to quickly understand the implications of new 8-Ks, 10-Qs, 10-Ks and other filings for Equitable Holdings.
Equitable Holdings Chief Accounting Officer William James Eckert IV executed a significant insider transaction on June 20, 2025. The executive sold 4,000 shares of common stock at a price of $53.085 per share, resulting in a transaction value of approximately $212,340.
Following the transaction, Eckert maintains beneficial ownership of 19,827.25 shares, which includes Restricted Stock Units (RSUs). The sale was executed as a direct ownership transaction and was reported through Form 4 filing on June 23, 2025.
Key transaction details:
- Transaction Type: Sale of Common Stock
- Share Price: $53.085
- Transaction Date: June 20, 2025
- Filing Date: June 28, 2025
- Ownership Type: Direct (D)
Form 144 filing for Equitable Holdings indicates a proposed sale of 4,000 shares of common stock with an aggregate market value of $212,340 (approximately $53.09 per share) through Morgan Stanley Smith Barney LLC.
Key details of the transaction:
- Securities were originally acquired on February 14, 2024 through restricted stock vesting under a registered plan
- Planned execution date: June 20, 2025
- Trading venue: NYSE
- Total shares outstanding: 303,895,221
The filing indicates no other securities were sold by the insider during the past 3 months. This Form 144 represents a notice of proposed sale of securities pursuant to Rule 144 under the Securities Act of 1933, requiring disclosure of material information regarding planned insider stock sales.
Mark Pearson, President, CEO and Director of Equitable Holdings (EQH), executed several transactions on June 16, 2025 under a pre-established Rule 10b5-1 trading plan from May 30, 2024:
- Exercised 20,000 employee stock options at $23.18 per share
- Subsequently sold a total of 30,000 shares in multiple transactions: - 9,029 shares at avg. $52.93 - 10,971 shares at avg. $53.38 - 5,105 shares at avg. $52.98 - 4,895 shares at avg. $53.39
- Following these transactions, Pearson holds 724,367 shares directly (including RSUs) and 346,400 employee stock options
The exercised options were granted under the company's 2019 Omnibus Incentive Plan and had vested in three installments starting February 26, 2021. The transactions represent a partial monetization of his equity position while maintaining significant ownership in the company.