Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc. (EQH) reported an insider stock sale by its Chief Operating Officer, Jeffrey J. Hurd. On 11/17/2025, Hurd sold 3,790 shares of common stock at a weighted average price of $42.8064 and an additional 3,000 shares at a weighted average price of $43.8783. These transactions were executed under a Rule 10b5-1 trading plan adopted on May 1, 2025, which is designed to pre-arrange trades to avoid discretionary timing. Following the sales, Hurd beneficially owned 68,307.78 shares of EQH common stock, which total includes Restricted Stock Units.
Equitable Holdings insider plans sale of common stock under Rule 144. The notice covers the proposed sale of 119,100 shares of common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $5,111,772 and 286,532,039 shares outstanding.
The seller acquired 37,500 shares on 02/28/2024 as restricted stock units granted by the issuer and 81,600 shares on 11/18/2025 through a stock option exercise paid in cash. Over the prior three months, the same insider sold 39,700 shares of common stock on 09/18/2025 for gross proceeds of $2,152,758 and another 39,700 shares on 10/20/2025 for $1,912,224.
EQH filed a Form 144 indicating that an affiliate plans to sell 6,790 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $303,648.80. The shares were acquired on 02/28/2024 as restricted stock units from the issuer, and the issuer has 286,532,039 shares of common stock outstanding. During the past three months, the same account completed two 10b5-1 sales of 6,790 shares each, on 09/15/2025 and 10/15/2025, for gross proceeds of $364,537.45 and $332,632.59, respectively. The seller represents that they are not aware of undisclosed material adverse information about the issuer’s operations.
Equitable Holdings, Inc. (EQH) filed a Form 13F Holdings Report, disclosing institutional equity holdings reported for the period. The filing lists 1,616 line items in the information table with an aggregate reported value of $13,598,576,476 (rounded to the nearest dollar).
The report includes 3 other included managers: Equitable Investment Management Group, LLC; EQUITABLE ADVISORS, LLC; and Equitable Investment Management, LLC. This is an administrative holdings disclosure that summarizes positions managed by the firm and its listed affiliates.
Equitable Holdings reported a sharp swing to loss in its latest quarter. For the first nine months of 2025, net income was a loss of $1,348 million, compared with profit of $788 million a year earlier, and net loss attributable to Holdings was $1,595 million. The biggest driver was a large life reinsurance deal with RGA: the company ceded a 75% quota share of in-force individual life and Closed Block business, transferred $11.6 billion of assets and booked a $1.1 billion loss in investment gains (losses), net.
Equitable also recorded a $499 million loss from novating certain legacy variable annuity policies, reflecting reductions in market risk benefit assets and liabilities. Despite these hits, operating cash flow was positive at $868 million and cash and cash equivalents more than doubled to $13,604 million at September 30, 2025. Total equity fell to $1,604 million from $3,423 million, pressured by losses, preferred share redemptions and significant buybacks, partly offset by a $2,538 million improvement in other comprehensive income.
The company continued reshaping its asset management exposure, completing a tender offer for 19.7 million AB Holding units for $758 million, which helped lift its economic interest in AllianceBernstein from about 62% to about 69%.
Equitable Holdings (EQH) filed an 8-K stating it furnished a press release announcing financial results for the quarter ended September 30, 2025. The company also furnished a detailed Financial Supplement for the same period.
The investor presentation for the quarter will be accessible on EQH’s investor relations site at 4:15 p.m. ET on November 4, 2025. Per General Instruction B.2, the materials under Items 2.02 and 7.01 are furnished, not filed. Exhibits include 99.1 (press release) and 99.2 (financial supplement).
Equitable Holdings Inc. (EQH) filed a Form 4 reporting purchases of a total of 75,000 AllianceBernstein L.P. AB Units on October 30, 2025 in privately negotiated transactions at $38.8097 per unit.
Following these purchases, EQH’s direct beneficial ownership increased to 81,520,154 AB Units. As of October 29, 2025, affiliates held 75,851,289 AB Units (Alpha Units Holdings, LLC) and 41,934,582 AB Units (Alpha Units Holding II, LLC).
Equitable Holdings (EQH) announced changes to how it reports its business segments following the July 31, 2025 closing of its reinsurance Transaction with RGA Reinsurance Company. Beginning in the third quarter of 2025, the company will combine its Individual Retirement and Group Retirement segments into a single Retirement segment and move its legacy business and life insurance business (previously in Protection Solutions) into Corporate and Other.
Equitable furnished an updated Financial Supplement (Exhibit 99.1) for the period ended June 30, 2025 with recast historical segment results and GAAP reconciliations. The changes affect only segment presentation and have no impact on previously reported Consolidated Financial Statements. The company cautions that recast audited financial statements may differ, perhaps materially, from Exhibit 99.1. An investor presentation (Exhibit 99.2) outlining key impacts is also furnished and will be available on October 22, 2025. The materials are furnished under Regulation FD and are not deemed filed.
Equitable Holdings (EQH) reported insider activity by President and CEO Mark Pearson on 10/20/2025 under a Rule 10b5-1 trading plan. He exercised 27,200 employee stock options at an exercise price of $23.18 and sold 37,500 shares at a weighted average price of $48.1525, plus an additional 2,200 shares at a weighted average price of $48.4116.
Following these transactions, his beneficial ownership was 689,040 shares, which includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The derivative table shows 244,800 employee stock options beneficially owned after the reported transactions, with the option grant expiring on 02/26/2030.
Equitable Holdings (EQH) executive Kurt Meyers filed an initial statement of beneficial ownership (Form 3) as of 10/07/2025. He directly holds 21,694 shares of common stock, which includes 2,186 shares acquired under the Equitable Stock Purchase Plan.
The filing also lists restricted stock units (RSUs) granted under the 2019 Omnibus Incentive Plan, each representing one share upon vesting: 1,196 and 2,254 RSUs vesting in three annual installments beginning on February 28, 2024 and 2025, respectively; 21,523 RSUs vesting on February 28, 2027; and 2,665 RSUs vesting in three annual installments beginning on February 28, 2026.