Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Pearson Mark reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings President and CEO Mark Pearson received an equity grant. On February 11, 2026, he was awarded 123,010 shares of common stock in the form of restricted stock units at a reference price of $45.85 per share under the company’s 2019 Omnibus Incentive Plan.
The restricted stock units vest in three equal annual installments beginning on February 28, 2027, with vested shares to be delivered within 30 days after each vesting date. Following this grant, Pearson beneficially owns 775,955.01 shares of Equitable Holdings common stock, including restricted stock units.
HURD JEFFREY J reported acquisition or exercise transactions in a Form 4 filing for EQH. The filing lists transactions totaling 23,992 shares at a weighted average price of $45.85 per share. Following the reported transactions, holdings were 79,015 shares.
Meyers Kurt reported acquisition or exercise transactions in a Form 4 filing for EQH. The filing lists transactions totaling 9,597 shares at a weighted average price of $45.85 per share. Following the reported transactions, holdings were 31,497 shares.
Lane Nick reported acquisition or exercise transactions in a Form 4 filing for EQH. The filing lists transactions totaling 27,918 shares at a weighted average price of $45.85 per share. Following the reported transactions, holdings were 127,876 shares.
Equitable Holdings executive Seth P. Bernstein reported an equity award under the company’s 2019 Omnibus Incentive Plan. On 02/11/2026 he acquired 8,725 shares of common stock at $45.85 per share, bringing his directly held stake to 52,215.07 shares, including restricted stock units.
The award consists of restricted stock units that each represent a right to receive one share upon vesting. These units vest in three equal annual installments beginning on February 28, 2027, with vested shares to be delivered within 30 days after each vesting date.
Equitable Holdings, Inc.'s Chief Financial Officer Robin M. Raju reported an equity compensation grant in the form of restricted stock units tied to the company's common stock. On February 11, 2026, he acquired 29,226 units at a reference price of $45.85 per share.
Each restricted stock unit represents the right to receive one share of common stock upon vesting. The units vest in three equal annual installments beginning on February 28, 2027, with shares to be delivered within 30 days after each vesting date. Following this grant, Raju beneficially owns 169,813.66 common shares in total, including restricted stock units, all held directly.
Equitable Holdings, Inc., a more than 10% owner of AllianceBernstein L.P., reported updated ownership of its AB Units and related exchange rights. Following an internal transaction coded "J" on 10/29/2025, Equitable directly beneficially owned 81,445,154 AB Units.
It also indirectly beneficially owned 75,851,289 AB Units through Alpha Units Holdings, Inc. and 41,934,582 AB Units through Alpha Units Holdings II, Inc., both wholly owned subsidiaries. Derivative "Exchange Right" positions over 14,894,140 and 19,682,946 AB Units, tied to a July 10, 2025 Amended and Restated Exchange Agreement, are now shown with 0 derivative securities beneficially owned.
Equitable Holdings, Inc. furnished an update that it has released its financial results for the quarter and full year ended December 31, 2025. These results are described in a press release furnished as Exhibit 99.1 and a detailed Financial Supplement furnished as Exhibit 99.2.
The company also prepared an investor presentation for its earnings call covering the same period, which is accessible via its investor relations website at the stated time. All of these materials are furnished, not filed, so they are not subject to certain Exchange Act liability provisions and are only incorporated into other filings if specifically referenced.
Equitable Holdings, Inc. insider activity: President and CEO Mark Pearson reported several equity transactions dated 01/20/2026. He exercised 27,200 employee stock options at an exercise price of $23.18 per share, receiving the same number of shares of common stock. On the same date, he sold 33,838 shares of common stock at a weighted average price of $46.1059 and an additional 5,862 shares at a weighted average price of $46.7701.
The filing states that these option exercises and sales were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following the reported transactions, Pearson directly beneficially owned 652,945.01 shares of Equitable Holdings common stock, which includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan, as well as 163,200 employee stock options.
Equitable Holdings insider Nick Lane reported option exercises and share sales. On January 15, 2026, Lane exercised an employee stock option for 10,000 shares of Equitable Holdings common stock at an exercise price of $23.18 per share. That same day, he sold a total of 30,000 shares of common stock in three transactions at weighted-average sale prices of $47.6474, $47.6516 and $47.6497 per share. Following these transactions, Lane beneficially owned 99,957.8 shares of common stock and 34,417 employee stock options, with the share total including restricted stock units. The filing notes that the sales and option exercise were carried out under a pre-established Rule 10b5-1 trading plan adopted on September 18, 2025.