Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc.'s Chief Financial Officer Robin M. Raju reported an equity compensation grant in the form of restricted stock units tied to the company's common stock. On February 11, 2026, he acquired 29,226 units at a reference price of $45.85 per share.
Each restricted stock unit represents the right to receive one share of common stock upon vesting. The units vest in three equal annual installments beginning on February 28, 2027, with shares to be delivered within 30 days after each vesting date. Following this grant, Raju beneficially owns 169,813.66 common shares in total, including restricted stock units, all held directly.
Equitable Holdings, Inc., a more than 10% owner of AllianceBernstein L.P., reported updated ownership of its AB Units and related exchange rights. Following an internal transaction coded "J" on 10/29/2025, Equitable directly beneficially owned 81,445,154 AB Units.
It also indirectly beneficially owned 75,851,289 AB Units through Alpha Units Holdings, Inc. and 41,934,582 AB Units through Alpha Units Holdings II, Inc., both wholly owned subsidiaries. Derivative "Exchange Right" positions over 14,894,140 and 19,682,946 AB Units, tied to a July 10, 2025 Amended and Restated Exchange Agreement, are now shown with 0 derivative securities beneficially owned.
Equitable Holdings, Inc. furnished an update that it has released its financial results for the quarter and full year ended December 31, 2025. These results are described in a press release furnished as Exhibit 99.1 and a detailed Financial Supplement furnished as Exhibit 99.2.
The company also prepared an investor presentation for its earnings call covering the same period, which is accessible via its investor relations website at the stated time. All of these materials are furnished, not filed, so they are not subject to certain Exchange Act liability provisions and are only incorporated into other filings if specifically referenced.
Equitable Holdings, Inc. insider activity: President and CEO Mark Pearson reported several equity transactions dated 01/20/2026. He exercised 27,200 employee stock options at an exercise price of $23.18 per share, receiving the same number of shares of common stock. On the same date, he sold 33,838 shares of common stock at a weighted average price of $46.1059 and an additional 5,862 shares at a weighted average price of $46.7701.
The filing states that these option exercises and sales were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following the reported transactions, Pearson directly beneficially owned 652,945.01 shares of Equitable Holdings common stock, which includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan, as well as 163,200 employee stock options.
Equitable Holdings insider Nick Lane reported option exercises and share sales. On January 15, 2026, Lane exercised an employee stock option for 10,000 shares of Equitable Holdings common stock at an exercise price of $23.18 per share. That same day, he sold a total of 30,000 shares of common stock in three transactions at weighted-average sale prices of $47.6474, $47.6516 and $47.6497 per share. Following these transactions, Lane beneficially owned 99,957.8 shares of common stock and 34,417 employee stock options, with the share total including restricted stock units. The filing notes that the sales and option exercise were carried out under a pre-established Rule 10b5-1 trading plan adopted on September 18, 2025.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd reported selling common stock of Equitable Holdings, Inc. The filing shows a sale of 6,790 shares of common stock on January 15, 2026, coded as an open-market sale. The weighted average sale price was $47.6523 per share, with the individual trades executed between $47.2000 and $48.1800.
After this transaction, Hurd beneficially owned 55,022.56 shares of Equitable Holdings common stock, and this total includes Restricted Stock Units. The sale was carried out under a Rule 10b5-1 trading plan that Hurd adopted on May 1, 2025, indicating the trades were pre-arranged under that plan.
EQH reported a planned resale of common stock under Rule 144. The notice covers the proposed sale of 2,449 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 118,017.00. These shares were acquired on 02/28/2025 as a stock award from the issuer, described as compensation.
The notice states that 286,532,039 shares of this class were outstanding at the time referenced in the form. By signing, the seller represents they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Equitable Holdings, Inc. insider Nick Lane, President of Equitable Financial, reported several stock transactions on December 18, 2025. He exercised an employee stock option to acquire 10,000 shares of common stock at an exercise price of $23.18 per share, then sold 30,000 shares of common stock in three separate sales the same day at weighted average prices of $47.8799, $47.8714, and $47.8735 per share. After these transactions, he beneficially owned 119,957.8 shares of common stock, including restricted stock units, and 44,417 employee stock options with a $23.18 exercise price expiring on February 26, 2030. All reported trades and the option exercise were carried out under a Rule 10b5-1 trading plan adopted on September 18, 2025.
Equitable Holdings, Inc. President and CEO Mark Pearson reported a planned stock transaction involving option exercises and share sales. On 12/18/2025, he exercised employee stock options covering 27,200 shares of common stock at an exercise price of $23.18 per share and acquired those shares. The same day, he sold 39,700 shares of common stock in market transactions at a weighted average price of $47.8757 per share.
After these transactions, Pearson beneficially owned 665,445.01 shares of Equitable Holdings common stock in direct form, a figure that includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. Following the option exercise, he held 190,400 employee stock options. The filing notes that the option exercise and related sale activity were effected under a Rule 10b5-1 trading plan adopted on May 16, 2025.
EQH filed a Form 144 indicating a planned insider sale of common stock. The filing covers 90,000 shares of common stock to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $4,334,400. The filing notes that there were 286,532,039 shares of this class outstanding.
The seller acquired 30,000 of these shares on 12/18/2025 through the exercise of stock options paid in cash, and 60,000 shares on 02/14/2024 as restricted stock units granted by the issuer. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.