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Equitable Holdings (EQH) CAO reports 53.76 RSU dividend equivalents and 19,925.46 units owned

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. officer and Chief Accounting Officer William Eckert reported an automatic acquisition of common stock-linked awards. On 12/01/2025, he received 53.76 additional common stock units at a price of $0, recorded as an "A" (acquired) transaction. After this event, he beneficially owned a total of 19,925.46 common stock-related units.

The filing explains that these units are dividend equivalents on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan. Dividend equivalents are credited when Equitable pays dividends on the common shares underlying the RSUs, and they vest and settle on the same schedule and terms as the original RSUs, with each unit representing a contingent right to receive one share of common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eckert William James IV

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 A 53.76(1) A $0 19,925.46(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
/s/ Ralph Petruzzo as attorney-in-fact for William Eckert 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did EQH report for William Eckert on this Form 4?

The Chief Accounting Officer, William Eckert, reported acquiring 53.76 common stock units on 12/01/2025, recorded as an "A" (acquired) transaction at $0 per unit.

How many Equitable Holdings (EQH) securities does William Eckert now beneficially own?

Following the reported transaction, William Eckert beneficially owns 19,925.46 common stock-related units, and the total includes Restricted Stock Units (RSUs).

What are the dividend equivalents mentioned in the EQH Form 4 filing?

Dividend equivalents accrue on previously awarded RSUs when dividends are paid on the underlying common shares, and are issued as additional RSUs, each representing a contingent right to receive one share of common stock.

Do the dividend equivalent RSUs for EQH vest on a different schedule from the original RSUs?

No. The filing states that the dividend equivalent RSUs vest proportionally with, and are subject to settlement and expiration on the same terms as, the underlying RSUs to which they relate.

What is the relationship of the reporting person to Equitable Holdings (EQH)?

The reporting person is an officer of Equitable Holdings, Inc., serving as the company’s Chief Accounting Officer.

Was this EQH Form 4 filed for a single reporting person or a group?

The document indicates that the Form 4 was filed by one reporting person, not by a group.
Equitable Holdings Inc

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