Equitable Holdings exec gets 131 RSU equivalents

BERNSTEIN SETH P reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

BERNSTEIN SETH P reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. executive Seth P. Bernstein reported an automatic award tied to prior Restricted Stock Units, receiving 131.27 shares-equivalent at no cost as dividend equivalents under the company’s incentive plan. Following this grant, his direct holdings, including RSUs, total 55,865.8303 shares of common stock.

Insider Trade Summary

Grant/Award: 131.27 shares

Grant/Award 1 txn

Insider BERNSTEIN SETH P

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	131.27	$0.00	$0.00

Holdings After Transaction: Common Stock — 55,865.8303 shares (Direct)

Footnotes (2)

1. F1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. F2. Total includes RSUs.

Key Figures

RSU dividend-equivalent grant: 131.27 shares Grant price: $0.00 per share Total holdings after transaction: 55,865.8303 shares

3 metrics

RSU dividend-equivalent grant 131.27 shares Dividend equivalents on existing RSUs

Grant price $0.00 per share Award classified as grant/award acquisition

Total holdings after transaction 55,865.8303 shares Direct holdings including RSUs after award

Key Terms

Restricted Stock Units, dividend equivalents, incentive plan, contingent right

4 terms

Restricted Stock Units financial

"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalents financial

"Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

incentive plan financial

"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan."

contingent right financial

"Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did EQH executive Seth P. Bernstein report?

Seth P. Bernstein reported an automatic award related to existing Restricted Stock Units, acquiring 131.27 shares-equivalent of Equitable Holdings common stock. The award reflects dividend equivalents under the company’s incentive plan rather than an open-market purchase or sale.

Was the EQH Form 4 transaction a market buy or sell of shares?

The Form 4 does not show a market buy or sell. It records a grant classified as a dividend-equivalent award on existing RSUs at a price of $0.00 per share, reflecting compensation mechanics instead of trading activity in the open market.

How many EQH shares does Seth P. Bernstein hold after this Form 4?

After the reported RSU-related grant, Seth P. Bernstein’s direct holdings total 55,865.8303 shares of Equitable Holdings common stock. This figure includes Restricted Stock Units as noted in the footnotes to the filing, providing a combined equity exposure amount.

What are dividend equivalents on EQH Restricted Stock Units (RSUs)?

Dividend equivalents on RSUs are additional units that accrue when dividends are paid on underlying common shares. For Equitable Holdings, these equivalents vest proportionally with the original RSUs and are settled or expire on the same terms as the related RSU awards.

How many EQH RSU dividend-equivalent shares were granted in this filing?

The filing reports 131.27 common stock share-equivalents granted as dividend equivalents on previously awarded RSUs. Each new RSU represents a contingent right to receive one share of Equitable Holdings common stock, subject to the same vesting and settlement terms as the original RSUs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/10/2026 - 04:29 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BERNSTEIN SETH P

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		A		131.27(1)	A	$0	55,865.8303(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

2. Total includes RSUs.

Remarks:

Reporting person's title is Head of Asset Management.

	/s/ Stella Lee as attorney-in-fact for Seth Bernstein	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)