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Equitable Holdings (EQH) President Nick Lane reports 333.48 new RSUs

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. officer Nick Lane reported an automatic grant of dividend equivalents on restricted stock units (RSUs) tied to the company’s common stock. On 12/01/2025, he acquired 333.48 additional RSUs at a price of $0, reflecting dividends paid on the underlying shares. Each RSU represents a contingent right to receive one share of common stock and will vest, settle, and expire on the same terms as the original RSU awards.

Following this transaction, Lane beneficially owned a total of 139,957.8 shares and RSUs in Equitable Holdings, Inc., held directly. He is identified as an officer of the company, serving as President of Equitable Financial, and this filing covers his holdings as a single reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lane Nick

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 A 333.48(1) A $0 139,957.8(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
Reporting person's title is President of Equitable Financial.
/s/ Ralph Petruzzo as attorney-in-fact for Nick Lane 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did EQH report for Nick Lane on 12/01/2025?

Nick Lane reported acquiring 333.48 dividend-equivalent restricted stock units (RSUs) in Equitable Holdings, Inc. (EQH) on 12/01/2025 at a price of $0 per unit.

Why did Nick Lane receive 333.48 additional RSUs in Equitable Holdings, Inc. (EQH)?

The 333.48 RSUs represent dividend equivalents that accrued on previously awarded RSUs when dividends were paid on the underlying EQH common shares.

How many Equitable Holdings, Inc. (EQH) securities does Nick Lane beneficially own after this transaction?

After the reported transaction, Nick Lane beneficially owned 139,957.8 EQH securities in total, which includes his RSUs.

What is the nature of the RSUs reported by Nick Lane in EQH?

Each RSU reported by Nick Lane represents a contingent right to receive one share of Equitable Holdings, Inc. common stock, vesting and expiring on the same terms as the related RSU awards.

What is Nick Lane’s relationship to Equitable Holdings, Inc. (EQH)?

Nick Lane is reported as an officer of Equitable Holdings, Inc., with the title President of Equitable Financial, and files as a single reporting person.

Were the dividend-equivalent RSUs for EQH granted at any cash cost to Nick Lane?

No, the 333.48 dividend-equivalent RSUs were reported with a $0 price, reflecting an automatic grant tied to dividends, not an open-market purchase.

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13.07B
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