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Equitable Holdings (EQH) COO Nick Lane boosts stake with RSU dividend equivalents

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. reported an insider equity award for a senior executive. Chief Operating Officer Nick Lane acquired 294.78 shares of Equitable Holdings common stock on 12/01/2025 at a stated price of $0, increasing his beneficial ownership to 68,602.56 shares.

The transaction reflects dividend equivalents credited on previously granted Restricted Stock Units, which are awarded under the company’s incentive plan. These dividend equivalents grow as dividends are paid on the underlying common shares and convert into additional RSUs that vest and settle on the same schedule and terms as the original RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HURD JEFFREY J

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 A 294.78 A $0(1) 68,602.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
/s/ Ralph Petruzzo as attorney-in-fact for Nick Lane 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Equitable Holdings (EQH) disclose in this Form 4 filing?

The filing reports that Chief Operating Officer Nick Lane acquired 294.78 shares of Equitable Holdings common stock on 12/01/2025 through dividend equivalents on previously granted Restricted Stock Units.

How many Equitable Holdings (EQH) shares does Nick Lane beneficially own after this transaction?

Following the reported transaction, Nick Lane beneficially owns 68,602.56 shares of Equitable Holdings common stock, and this total includes shares represented by Restricted Stock Units.

What is the nature of the shares acquired by the Equitable Holdings (EQH) COO?

The 294.78 shares result from dividend equivalents on previously granted Restricted Stock Units (RSUs). These dividend equivalents are credited as additional RSUs, each representing a contingent right to receive one share of common stock.

Were there any cash payments involved in this Equitable Holdings (EQH) insider transaction?

The acquired 294.78 shares are reported at a price of $0, indicating they arose from equity-based compensation (dividend equivalents on RSUs) rather than an open-market cash purchase.

How do dividend equivalents work on Equitable Holdings (EQH) RSUs in this filing?

Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs. They vest proportionally with the related RSUs and are subject to settlement and expiration on the same terms, and are issued in the form of additional RSUs.

What is Nick Lane’s role at Equitable Holdings (EQH) according to this Form 4?

Nick Lane is identified as an officer of Equitable Holdings, Inc., serving as the company’s Chief Operating Officer.

Equitable Holdings Inc

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