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Equitable Holdings (EQH) CEO Mark Pearson reports 1,405.01 RSU dividend equivalents

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. President and CEO Mark Pearson, who is also a director, reported an automatic equity accrual linked to his existing awards. On 12/01/2025, he acquired 1,405.01 shares of common stock in the form of dividend equivalents on previously granted Restricted Stock Units (RSUs) at a price of $0. Dividend equivalents are additional RSUs that accumulate when cash dividends are paid on the underlying common shares and vest on the same schedule as the original RSUs. Following this transaction, Pearson beneficially owns 677,945.01 shares of common stock, including RSUs, held in direct form.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pearson Mark

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 A 1,405.01(1) A $0 677,945.01(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
/s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Equitable Holdings (EQH) report for Mark Pearson?

Equitable Holdings (EQH) reported that President and CEO Mark Pearson acquired 1,405.01 shares of common stock on 12/01/2025 in the form of dividend equivalents on previously awarded Restricted Stock Units (RSUs) at a price of $0.

How many Equitable Holdings (EQH) shares does Mark Pearson beneficially own after this Form 4?

After the reported transaction, Mark Pearson beneficially owns 677,945.01 shares of Equitable Holdings common stock, a total that includes his RSUs.

What are dividend equivalents on RSUs in the context of Equitable Holdings (EQH)?

Dividend equivalents on RSUs are additional Restricted Stock Units that accrue when cash dividends are paid on the common shares underlying existing RSUs. For Equitable Holdings, these dividend equivalents vest and settle on the same terms and schedule as the related RSUs, with each RSU representing a contingent right to receive one share of common stock.

Did Mark Pearson pay cash for the new Equitable Holdings (EQH) RSUs reported?

No, the 1,405.01 RSUs reported for Mark Pearson were acquired at a price of $0 as dividend equivalents tied to previously granted RSUs under Equitable Holdings' incentive plan.

What roles does Mark Pearson hold at Equitable Holdings (EQH) according to this filing?

According to the filing, Mark Pearson serves as both a Director and the President and CEO of Equitable Holdings, Inc.

Who signed the Equitable Holdings (EQH) Form 4 for Mark Pearson?

The Form 4 was signed by /s/ Ralph Petruzzo acting as attorney-in-fact for Mark Pearson on 12/03/2025.

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