Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd exercised employee stock options and sold shares in a pre-planned transaction. He exercised options for 9,358 shares of common stock at $21.34 per share and then sold a total of 14,358 shares in multiple open-market trades around $40–$41 per share. After these transactions, he directly held 89,403.4032 shares of common stock, and that total includes RSUs. The filing notes that both the option exercise and related sales were executed under a Rule 10b5-1 trading plan adopted by Hurd.
Equitable Holdings, Inc. President and CEO Mark Pearson exercised stock options for 1,387 shares of common stock at $23.18 per share and then sold 1,387 shares at a weighted average price of $40.0271 on the same day. These transactions were carried out under a pre-arranged Rule 10b5-1 trading plan. Following the sale, he directly holds about 801,683.2978 shares of common stock, and his direct position remains large relative to the shares sold.
Equitable Holdings is considering repurchasing shares of its common stock before completing its pending merger with Corebridge Financial, which was announced on March 26, 2026. Any such buybacks would occur during the proxy process and remain fully at Equitable’s discretion.
The company would first need a waiver from Corebridge, because their merger agreement currently prohibits share repurchases while the deal is pending. Equitable emphasizes there is no assurance repurchases will occur, and if they do, the timing, amount, price and methods would be determined solely by the company.
The filing also includes extensive forward-looking statements language, highlighting risks that could affect both potential repurchases and completion or benefits of the proposed merger, including regulatory approvals, integration challenges, market conditions and other factors described in future SEC filings.
Jeffrey Hurd reported sales of Common Stock under 10b5-1 instructions. The filing lists a 10b5-1 sale of 9,358 shares for $374,840.30 and a separate 10b5-1 sale of 5,000 shares for $200,000, both dated 04/08/2026. The record also shows an exercise of stock options for 9,358 shares dated 04/15/2026 and restricted stock units of 5,000 dated 02/28/2025.
Equitable Holdings filing a Form 144 reporting proposed sales of common stock. The filing lists a 10,000-share sale tied to an exercise of stock options on 04/15/2026 and multiple prior 10b5-1 sales: 10,000 shares on 04/08/2026, 10,000 shares on 02/17/2026, and 20,000 shares on 02/17/2026. Cash proceeds are shown for each transaction.
Equitable Holdings, Inc. President and CEO Mark Pearson reported an exercise-and-sell transaction in company stock. He exercised employee stock options to acquire 25,813 shares of Common Stock at an exercise price of $23.18 per share, then sold 38,313 shares of Common Stock at a weighted average price of $40.0479 per share.
The filing notes these option exercises and sales were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Pearson on May 16, 2025, indicating they were scheduled in advance. Following these transactions, Pearson directly holds 801,683.2978 shares of Equitable Holdings Common Stock, reflecting a continued sizable ownership stake.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd exercised employee stock options and sold shares in a planned transaction. He exercised options for 9,358 shares of common stock at $21.34 per share, then sold 9,358 shares at a weighted average price of $40.0556 and an additional 5,000 shares at $40.00 per share.
After these trades, he directly held 89,403.4032 shares, and the total includes RSUs. The exercise and sale were carried out under a Rule 10b5-1 trading plan adopted on May 1, 2025, indicating the transactions were pre-scheduled rather than timed discretionarily.
Equitable Holdings, Inc. officer Nick Lane exercised employee stock options for 10,000 shares of common stock at $23.18 per share and, on the same day, sold 10,000 shares in open-market trades at a weighted average price of $40.0381. The transactions were executed under a pre-arranged Rule 10b5-1 trading plan. Following these moves, he directly holds about 124,218 shares of common stock and 14,417 remaining stock options.
Equitable Holdings, Inc. entered into a Voting and Support Agreement with Nippon Life Insurance Company and Corebridge Financial, Inc. in connection with the previously announced merger agreement among Equitable, Corebridge and newly formed holding companies.
The agreement generally requires Nippon Life to vote its Covered Stock of Corebridge in favor of the merger-related proposals and to refrain from transferring that stock before Corebridge stockholders approve the merger, subject to limited exceptions. Nippon Life must also use its reasonable best efforts to secure required regulatory and governmental approvals and keep Equitable and Corebridge informed of substantive communications with regulators.
At closing, HoldCo and Nippon Life are expected to enter a new stockholder’s agreement and a new registration rights agreement, each substantially similar to existing arrangements, which will then terminate. The Voting and Support Agreement will end upon closing of the merger, termination of the merger agreement, or certain other specified events.
EQH affiliate files Form 144 to sell 10,000 shares following an exercise of stock options. The notice lists 10,000 shares offered on 04/08/2026 via cash proceeds and names Morgan Stanley Smith Barney LLC as broker. The filing also reports recent 10b5-1 sales by Nick Lane totaling four transactions of 10,000, 20,000, 10,000 and 20,000 shares on 01/15/2026 and 02/17/2026, with reported proceeds alongside each trade.