Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice listing proposed sales of Common shares tied to restricted stock vesting under a registered plan. The filing lists share line items of 3,393, 1,706, and 807, and shows a numeric entry of 5,906 and $251,536.54 in the securities information block.
Equitable Holdings, Inc. reported sharply higher profitability for the first quarter of 2026. Net income attributable to Holdings rose to $621 million, and diluted earnings per share increased to $2.14 from $0.16 a year earlier, even as total revenues eased to $4.23 billion from $4.58 billion.
Total assets were $310.4 billion and total equity was $1.86 billion as of March 31, 2026. Cash and cash equivalents stood at $9.9 billion. The company also highlights an agreement for an all‑stock merger with Corebridge Financial, expected to close by the end of 2026, subject to shareholder and regulatory approvals.
Equitable Holdings, Inc. executives answered Q&A on fiscal 2026 first-quarter results and the proposed merger with Corebridge, restating prior EPS guidance and day‑one accretion for the deal. Management reiterated 10%+ run‑rate synergies (with 6%–8% from expense synergies and at least $500M of identified expense savings) and said revenue synergies are being quantified for disclosure in the first half of 2027.
Management reported stabilized Retirement spreads (net investment margin near 169 bps, spread income up $11M quarter‑over‑quarter, and an MVA gain of ~$10M this quarter), RILA sales up 14% YoY, planned share buybacks tied to a proxy window in May–June with coordination with Corebridge, and stated $70B–$80B of originated liabilities and ~$100B of assets that could move to AllianceBernstein post‑close.
Equitable Holdings and Corebridge announced an all-stock merger intended to close by year-end 2026. The presentation highlights Q1 2026 net inflows: $1.3bn in Retirement and $2.0bn in Wealth Management, offset by $7.1bn of Asset Management net outflows. Management expects at least $500m of expense synergies and states the deal is immediately accretive with 10%+ EPS and cash generation accretion by year-end 2028.
The companies present pro-forma metrics including >10% AUM increase, ~15% AUA increase, >$30bn adjusted book value, >$25bn statutory capital, >$5bn adjusted operating earnings (2027E run rate) and >$4bn cash generation (pro-forma 2027E). A joint integration committee is established and management cites distribution, product breadth, and scale benefits. The communication includes customary forward-looking cautions and S-4/ proxy filing guidance.
Equitable Holdings reported sharply stronger first-quarter 2026 results and highlighted a planned all-stock merger with Corebridge Financial. Net income rose to $621 million, or $2.14 per share, up from $63 million a year earlier. Non-GAAP operating earnings were $472 million, or $1.62 per share, and $1.68 excluding $19 million of notable items, which management said was about a 25% year-over-year EPS increase. Total assets under management and administration reached $1.1 trillion, up 9%.
Retirement delivered $1.3 billion of net inflows and 10% growth in first-year premiums to $6.0 billion, while Wealth Management generated $2.0 billion of advisory net inflows and grew assets under administration to $131 billion. Asset Management produced operating earnings of $140 million with AUM of $838.6 billion, though segment net outflows were $7.1 billion, mainly in active equities.
The company returned $223 million to shareholders through dividends and buybacks and reaffirmed its 60–70% payout ratio target for 2026. Management reiterated 2026 goals of $1.8 billion in cash generation and over 15% growth in earnings per share. The announced Corebridge merger, targeted to close by year-end 2026 subject to approvals, is expected to be immediately accretive to EPS and cash generation and to deliver at least 10% run-rate EPS accretion by year-end 2028.
Equitable Holdings Inc Schedule 13G shows Vanguard Capital Management beneficially owned 15,216,306 shares of Common Stock as of 03/31/2026, representing 5.42% of the class. The filing reports sole voting power of 2,583,384 shares and sole dispositive power over 15,216,306 shares. The filing is signed on 04/29/2026 by Ashley Grim as Head of Global Fund Administration and states the position includes holdings across Vanguard affiliates and managed accounts.
Equitable Holdings Inc Schedule 13G shows Vanguard Portfolio Management reported beneficial ownership of 14,700,544 shares of common stock as of 03/31/2026. The filing states this represents 5.24% of the class, with 75,015 shares of sole voting power and 14,700,544 shares of sole dispositive power. The filing explains these holdings reflect positions managed by Vanguard Portfolio Management LLC and certain affiliates, including shares held by Vanguard funds and managed accounts. The report is signed by Ashley Grim as Head of Global Fund Administration on 04/29/2026.
Equitable Holdings, Inc. President and CEO Mark Pearson reported an option exercise and an open-market share sale. He exercised employee stock options for 27,200 shares of common stock at an exercise price of $23.18 per share, converting them into common shares.
On the same date, he sold 39,700 common shares in open-market transactions at a weighted average price of $41.6282 per share, under a pre-arranged Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, he directly holds about 789,183.2978 common shares and 81,600 employee stock options.
Equitable Holdings, Inc. filed an amended annual report to add Part III information on directors, executive officers, corporate governance, compensation, ownership and auditor matters that would normally appear in a proxy statement. The filing also reiterates that Equitable agreed to an all-stock merger with Corebridge Financial under a new holding company structure, with both boards unanimously approving the Merger Agreement.
The amendment details a largely independent board, committee structures and audit oversight, including three audit committee financial experts. It outlines a pay-for-performance executive compensation program that received 94.3% shareholder support in 2025, with most pay delivered in variable cash and equity tied to Non-GAAP Operating Earnings, cash flow, value of new business and strategic initiatives.
For 2025, management highlights include $1.7 billion of Non-GAAP Operating Earnings, $2.6 billion of cash flow to the holding company and record $1.1 trillion of assets under management and advisement. Capital strength is emphasized with a combined NAIC RBC ratio of about 475% and $1.8 billion of capital returned to shareholders, alongside a major life reinsurance transaction with RGA that released $2 billion of capital.
Equitable Holdings, Inc. officer Nick Lane exercised employee stock options to acquire 10,000 shares of common stock at $23.18 per share and on the same date sold 10,000 shares at a weighted average price of $40.4421 per share.
The transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 18, 2025. Following these trades, Lane directly holds 124,218.2658 shares of common stock, a figure that includes Restricted Stock Units.