Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Equitable Holdings, Inc. (NYSE: EQH) SEC filings page provides access to the company’s official regulatory disclosures as a New York Stock Exchange–listed financial services holding company. Through these documents, investors can review how Equitable Holdings reports on its retirement, protection, asset management and wealth management activities, as well as its capital structure and material agreements.
Current and periodic reports such as Forms 8-K, 10-Q and 10-K contain information on quarterly and annual financial results, segment performance and key business developments. Recent 8-K filings have covered earnings releases for specific quarters, changes to segment reporting following a life reinsurance transaction, and updates to revolving credit agreements and reimbursement agreements related to letter of credit facilities.
Transaction-related filings detail material definitive agreements and other events. For Equitable Holdings, these include disclosures about a large coinsurance and modified coinsurance transaction with RGA Reinsurance Company covering a quota share of in-force individual life insurance contracts, as well as an investment advisory agreement under which AllianceBernstein manages assets associated with the ceded policies. Other filings describe tender offers for existing debt securities and the establishment or termination of credit facilities.
Equitable Holdings also files documents related to its capital markets and listed securities, including its common stock and depositary shares representing interests in Series A and Series C preferred stock. These filings outline the securities registered under Section 12(b) of the Exchange Act and any related corporate actions.
On Stock Titan, AI-powered tools can help interpret lengthy filings by highlighting key items such as segment changes, reinsurance arrangements, credit agreements and capital management actions. Real-time updates from EDGAR, combined with AI-generated summaries, enable users to quickly understand the implications of new 8-Ks, 10-Qs, 10-Ks and other filings for Equitable Holdings.
Equitable Holdings, Inc. reported a routine equity compensation update for its Chief Financial Officer, Robin Raju. On 12/01/2025, Raju acquired 329.77 shares of Equitable common stock at a price of $0 per share through dividend equivalents on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan.
Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs and convert into additional RSUs that vest and settle on the same terms as the original awards. After this transaction, Raju beneficially owned a total of 140,587.66 shares of common stock, which includes RSUs, held in direct ownership.
Equitable Holdings, Inc. (EQH) President and CEO and director Mark Pearson reported Form 4 transactions dated 11/18/2025. He exercised an employee stock option for 27,200 shares of common stock at an exercise price of $23.18 per share, then sold 35,965 shares at a weighted average price of $43.1051 and a further 3,735 shares at a weighted average price of $43.5268, with both sales executed in multiple trades.
Following these transactions, Pearson beneficially owns 680,275 and then 676,540 EQH shares directly, a figure that includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The filing notes that the option grant for 27,200 shares was made under the company’s 2019 Omnibus Incentive Plan and vested in three installments beginning on February 26, 2021. All reported sales and the option exercise were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025.
Equitable Holdings, Inc. (EQH) reported an insider stock sale by its Chief Operating Officer, Jeffrey J. Hurd. On 11/17/2025, Hurd sold 3,790 shares of common stock at a weighted average price of $42.8064 and an additional 3,000 shares at a weighted average price of $43.8783. These transactions were executed under a Rule 10b5-1 trading plan adopted on May 1, 2025, which is designed to pre-arrange trades to avoid discretionary timing. Following the sales, Hurd beneficially owned 68,307.78 shares of EQH common stock, which total includes Restricted Stock Units.
Equitable Holdings insider plans sale of common stock under Rule 144. The notice covers the proposed sale of 119,100 shares of common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $5,111,772 and 286,532,039 shares outstanding.
The seller acquired 37,500 shares on 02/28/2024 as restricted stock units granted by the issuer and 81,600 shares on 11/18/2025 through a stock option exercise paid in cash. Over the prior three months, the same insider sold 39,700 shares of common stock on 09/18/2025 for gross proceeds of $2,152,758 and another 39,700 shares on 10/20/2025 for $1,912,224.
EQH filed a Form 144 indicating that an affiliate plans to sell 6,790 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $303,648.80. The shares were acquired on 02/28/2024 as restricted stock units from the issuer, and the issuer has 286,532,039 shares of common stock outstanding. During the past three months, the same account completed two 10b5-1 sales of 6,790 shares each, on 09/15/2025 and 10/15/2025, for gross proceeds of $364,537.45 and $332,632.59, respectively. The seller represents that they are not aware of undisclosed material adverse information about the issuer’s operations.
Equitable Holdings, Inc. (EQH) filed a Form 13F Holdings Report, disclosing institutional equity holdings reported for the period. The filing lists 1,616 line items in the information table with an aggregate reported value of $13,598,576,476 (rounded to the nearest dollar).
The report includes 3 other included managers: Equitable Investment Management Group, LLC; EQUITABLE ADVISORS, LLC; and Equitable Investment Management, LLC. This is an administrative holdings disclosure that summarizes positions managed by the firm and its listed affiliates.
Equitable Holdings reported a sharp swing to loss in its latest quarter. For the first nine months of 2025, net income was a loss of $1,348 million, compared with profit of $788 million a year earlier, and net loss attributable to Holdings was $1,595 million. The biggest driver was a large life reinsurance deal with RGA: the company ceded a 75% quota share of in-force individual life and Closed Block business, transferred $11.6 billion of assets and booked a $1.1 billion loss in investment gains (losses), net.
Equitable also recorded a $499 million loss from novating certain legacy variable annuity policies, reflecting reductions in market risk benefit assets and liabilities. Despite these hits, operating cash flow was positive at $868 million and cash and cash equivalents more than doubled to $13,604 million at September 30, 2025. Total equity fell to $1,604 million from $3,423 million, pressured by losses, preferred share redemptions and significant buybacks, partly offset by a $2,538 million improvement in other comprehensive income.
The company continued reshaping its asset management exposure, completing a tender offer for 19.7 million AB Holding units for $758 million, which helped lift its economic interest in AllianceBernstein from about 62% to about 69%.
Equitable Holdings (EQH) filed an 8-K stating it furnished a press release announcing financial results for the quarter ended September 30, 2025. The company also furnished a detailed Financial Supplement for the same period.
The investor presentation for the quarter will be accessible on EQH’s investor relations site at 4:15 p.m. ET on November 4, 2025. Per General Instruction B.2, the materials under Items 2.02 and 7.01 are furnished, not filed. Exhibits include 99.1 (press release) and 99.2 (financial supplement).
Equitable Holdings Inc. (EQH) filed a Form 4 reporting purchases of a total of 75,000 AllianceBernstein L.P. AB Units on October 30, 2025 in privately negotiated transactions at $38.8097 per unit.
Following these purchases, EQH’s direct beneficial ownership increased to 81,520,154 AB Units. As of October 29, 2025, affiliates held 75,851,289 AB Units (Alpha Units Holdings, LLC) and 41,934,582 AB Units (Alpha Units Holding II, LLC).
Equitable Holdings (EQH) announced changes to how it reports its business segments following the July 31, 2025 closing of its reinsurance Transaction with RGA Reinsurance Company. Beginning in the third quarter of 2025, the company will combine its Individual Retirement and Group Retirement segments into a single Retirement segment and move its legacy business and life insurance business (previously in Protection Solutions) into Corporate and Other.
Equitable furnished an updated Financial Supplement (Exhibit 99.1) for the period ended June 30, 2025 with recast historical segment results and GAAP reconciliations. The changes affect only segment presentation and have no impact on previously reported Consolidated Financial Statements. The company cautions that recast audited financial statements may differ, perhaps materially, from Exhibit 99.1. An investor presentation (Exhibit 99.2) outlining key impacts is also furnished and will be available on October 22, 2025. The materials are furnished under Regulation FD and are not deemed filed.