Equitable (NYSE: EQH) CEO trades shares under Rule 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Equitable Holdings President and CEO Mark Pearson reported option exercises and share sales in EQH stock. On February 18, 2026, he exercised employee stock options for 27,200 shares at $23.18 per share, receiving the same number of common shares.
On the same date, he sold 39,700 common shares at a weighted average price of $45.50 per share in open-market transactions. These trades, and the related option exercises, were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following these transactions, he directly owned 763,455.01 common shares, which the disclosure notes includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 39,700 shares ($1,806,350)
Net Sell
3 txns
Insider
Pearson Mark
Role
President and CEO
Sold
39,700 shs ($1.81M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) | 27,200 | $23.18 | $630K |
| Exercise | Common Stock | 27,200 | $23.18 | $630K |
| Sale | Common Stock | 39,700 | $45.50 | $1.81M |
Holdings After Transaction:
Employee Stock Option (right to buy) — 136,000 shares (Direct);
Common Stock — 803,155.01 shares (Direct)
Footnotes (1)
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. This transaction was executed in multiple trades at prices ranging from $45.1000 to $45.7200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.
FAQ
What insider transactions did Equitable (EQH) CEO Mark Pearson report on this Form 4?
Mark Pearson reported exercising options for 27,200 shares of Equitable Holdings common stock and selling 39,700 shares in open-market trades. Both the option exercises and sales occurred on February 18, 2026, as disclosed in the Form 4 filing.
Was the Equitable (EQH) CEO’s Form 4 trading under a Rule 10b5-1 plan?
Yes. The filing states that the option exercises and related share sales were effected under a Rule 10b5-1 trading plan. This plan was adopted by Mark Pearson on May 16, 2025, providing a pre-arranged framework for trading EQH shares.
What type of equity awards were involved in the Equitable (EQH) CEO’s Form 4 filing?
The filing involves an employee stock option grant and common stock. The options were granted under Equitable’s 2019 Omnibus Incentive Plan and vested in three installments beginning on February 26, 2021, enabling the 27,200-share option exercise.