STOCK TITAN

Equitable Holdings (NYSE: EQH) CFO logs stock grant and tax share withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings Chief Financial Officer Robin M. Raju reported equity compensation activity and related tax withholding in company stock. On March 2, 2026, he received a grant or award of 62,831.18 shares of common stock at $0.0000 per share, increasing his directly held stake. On the same date, the company withheld 15,186 shares and 32,076 shares of common stock at $40.22 per share to cover tax liabilities tied to the vesting of earlier Restricted Stock Units and Performance Shares earned under the 2019 Omnibus Incentive Plan. Following these transactions, he directly owned 185,382.84 shares, including Restricted Stock Units.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Raju Robin M

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 F 15,186(1) D $40.22 154,627.66(2) D
Common Stock 03/02/2026 A 62,831.18(3) A $0 217,458.84(2) D
Common Stock 03/02/2026 F 32,076(4) D $40.22 185,382.84(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.
2. Total includes Restricted Stock Units.
3. Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2023 through December 31, 2025.
4. Shares withheld to cover taxes upon vesting of Performance Shares.
Remarks:
/s/ Swathi Padmanabhan as attorney-in-fact for Robin Raju 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did EQH CFO Robin Raju report on March 2, 2026?

Equitable Holdings CFO Robin M. Raju reported equity compensation activity on March 2, 2026. He received a grant of 62,831.18 common shares and had 47,262 shares withheld to cover tax obligations from vesting RSUs and Performance Shares.

Were the EQH insider share disposals by the CFO open-market sales?

The reported share disposals by the Equitable Holdings CFO were not open-market sales. They were tax-withholding dispositions, where 15,186 and 32,076 shares were withheld by the company to satisfy tax liabilities from vesting equity awards and Performance Shares.

How many Equitable Holdings shares does the CFO own after these Form 4 transactions?

After these Form 4 transactions, Equitable Holdings CFO Robin M. Raju directly owned 185,382.84 common shares. This total includes Restricted Stock Units and reflects the impact of both the new equity grant and shares withheld for tax obligations.

What type of equity award did the EQH CFO receive in this Form 4 filing?

The Equitable Holdings CFO received a grant or award of 62,831.18 common shares at zero cost per share. This award reflects Performance Shares earned under the 2019 Omnibus Incentive Plan based on performance objectives for January 1, 2023 through December 31, 2025.

Why were Equitable Holdings shares withheld from the CFO in this filing?

Shares were withheld from the Equitable Holdings CFO to cover tax liabilities. Specifically, 15,186 shares were withheld upon vesting of Restricted Stock Units and 32,076 shares upon vesting of Performance Shares earned under the company’s 2019 Omnibus Incentive Plan.
Equitable Holdings Inc

NYSE:EQH

View EQH Stock Overview

EQH Rankings

EQH Latest News

EQH Latest SEC Filings

EQH Stock Data

11.01B
281.15M
Asset Management
Insurance Agents, Brokers & Service
Link
United States
NEW YORK