Equitable CAO reports stock awards, tax withholdings

Equitable Holdings Chief Accounting Officer William James Eckert IV reported stock-based compensation activity involving company common shares.

Rhea-AI Filing Summary

Equitable Holdings Chief Accounting Officer William James Eckert IV reported stock-based compensation activity involving company common shares. On 2026-03-02, he received a grant or award of 11,088.7556 shares at $0.0000 per share, reflecting vesting of Performance Shares granted under the 2019 Omnibus Incentive Plan for performance from January 1, 2023 through December 31, 2025.

On the same date, 2,450 shares and 5,661 shares were disposed of at $40.2200 per share to cover tax liabilities upon vesting of previous Restricted Stock Units and Performance Shares, rather than open-market selling. After these transactions, he directly held 22,747.2156 common shares, and the total includes Restricted Stock Units.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Eckert William James IV

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,450	$40.22	$99K
Grant/Award	Common Stock	11,088.7556	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	5,661	$40.22	$228K

Holdings After Transaction: Common Stock — 22,747.2156 shares (Direct)

Footnotes (4)

1. F1. Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.
2. F2. Total includes Restricted Stock Units.
3. F3. Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2023 through December 31, 2025.
4. F4. Shares withheld to cover taxes upon vesting of Performance Shares

FAQ

What insider transactions did EQH’s Chief Accounting Officer report on this Form 4?

Equitable Holdings Chief Accounting Officer William James Eckert IV reported one stock grant of 11,088.7556 common shares and two tax-withholding dispositions of 2,450 and 5,661 shares. All transactions involved common stock and occurred on March 2, 2026.

Were the EQH Form 4 share disposals open-market sales by the insider?

No, the disposals were for tax withholding, not open-market sales. Shares were withheld to cover taxes upon vesting of Restricted Stock Units and Performance Shares, with 2,450 and 5,661 shares delivered at $40.2200 per share for these liabilities.

How many Equitable Holdings (EQH) shares does the insider hold after these transactions?

After the reported grant and tax-withholding dispositions, William James Eckert IV directly holds 22,747.2156 shares of Equitable Holdings common stock. A related footnote specifies that this total includes Restricted Stock Units in addition to vested shares.

What does the stock grant on EQH’s Form 4 represent for the insider?

The 11,088.7556-share grant represents vesting of Performance Shares under Equitable Holdings’ 2019 Omnibus Incentive Plan. These Performance Shares were earned based on certain performance objectives measured from January 1, 2023 through December 31, 2025.

What do transaction codes A and F mean in this EQH Form 4?

Code A reflects a grant, award, or other acquisition of shares, here 11,088.7556 shares at $0.0000. Code F indicates shares delivered to pay an exercise price or tax liability, here 2,450 and 5,661 shares used to cover tax obligations on vesting.

What role does William James Eckert IV hold at Equitable Holdings (EQH)?

William James Eckert IV is an officer of Equitable Holdings, serving as Chief Accounting Officer. The reported Form 4 transactions involve his direct ownership of company common stock and stock-based compensation awards tied to performance and restricted stock vesting.

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Accepted by SEC EDGAR 03/04/2026 - 07:32 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Eckert William James IV

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NY 10105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		F		2,450(1)	D	$40.22	17,319.46	D(2)
Common Stock	03/02/2026		A		11,088.7556(3)	A	$0	28,408.2156	D(2)
Common Stock	03/02/2026		F		5,661(4)	D	$40.22	22,747.2156	D(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

2. Total includes Restricted Stock Units.

3. Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2023 through December 31, 2025.

4. Shares withheld to cover taxes upon vesting of Performance Shares

Remarks:

	/s/ Swathi Padmanabhan as attorney-in-fact for William Eckert	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.