Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
T. Rowe Price Associates, Inc. reports beneficial ownership of 16,789,618 shares of Equitable Holdings common stock, equal to 5.5% of the outstanding class. The filer discloses sole voting power over 15,626,720 shares and sole dispositive power over 16,761,971 shares, with no shared voting or dispositive power reported. The filing is an amendment to a Schedule 13G and identifies the reporting person as an investment adviser.
The statement affirms these shares are held in the ordinary course of business and were not acquired to change or influence control of the issuer.
Equitable Holdings, Inc. reported consolidated assets of $303,088 million and total investments of $121,798 million at June 30, 2025, up from $295,727 million and $116,441 million at year-end 2024. Cash and cash equivalents increased materially to $14,957 million from $6,964 million, reflecting strong policyholder deposits and financing activity.
The quarter produced a net loss of $283 million and a loss attributable to Holdings of $349 million, driven principally by large net derivative losses of $1,374 million. Net investment income was $1,355 million for the quarter and $2,603 million for the six months. The company recorded a $499 million pre-tax loss and a $263 million pre-tax increase in AOCI related to the novation of certain legacy variable annuity policies in Q1 2025. Strategic actions included a $758 million purchase of 19.7 million AB Holding units, raising economic interest in AB to ~68.6%, and completion of the RGA reinsurance transaction (closed July 31, 2025).
Equitable Holdings, Inc. (NYSE: EQH) filed a Form 8-K dated August 5, 2025 to furnish—not file—its second-quarter 2025 earnings materials under Item 2.02 (Results of Operations) and Item 7.01 (Reg FD).
The filing attaches:
- Exhibit 99.1: a press release announcing financial results for the quarter ended June 30, 2025
- Exhibit 99.2: a detailed Financial Supplement for the same period
- Investor presentation: available on EQH’s IR site at 4:15 p.m. ET on August 5, 2025
No quantitative metrics, guidance, or strategic commentary are included in the 8-K; investors must consult the referenced exhibits for full financial details.
Equitable Holdings Chief Accounting Officer William James Eckert IV executed a significant insider transaction on June 20, 2025. The executive sold 4,000 shares of common stock at a price of $53.085 per share, resulting in a transaction value of approximately $212,340.
Following the transaction, Eckert maintains beneficial ownership of 19,827.25 shares, which includes Restricted Stock Units (RSUs). The sale was executed as a direct ownership transaction and was reported through Form 4 filing on June 23, 2025.
Key transaction details:
- Transaction Type: Sale of Common Stock
- Share Price: $53.085
- Transaction Date: June 20, 2025
- Filing Date: June 28, 2025
- Ownership Type: Direct (D)
Form 144 filing for Equitable Holdings indicates a proposed sale of 4,000 shares of common stock with an aggregate market value of $212,340 (approximately $53.09 per share) through Morgan Stanley Smith Barney LLC.
Key details of the transaction:
- Securities were originally acquired on February 14, 2024 through restricted stock vesting under a registered plan
- Planned execution date: June 20, 2025
- Trading venue: NYSE
- Total shares outstanding: 303,895,221
The filing indicates no other securities were sold by the insider during the past 3 months. This Form 144 represents a notice of proposed sale of securities pursuant to Rule 144 under the Securities Act of 1933, requiring disclosure of material information regarding planned insider stock sales.
Mark Pearson, President, CEO and Director of Equitable Holdings (EQH), executed several transactions on June 16, 2025 under a pre-established Rule 10b5-1 trading plan from May 30, 2024:
- Exercised 20,000 employee stock options at $23.18 per share
- Subsequently sold a total of 30,000 shares in multiple transactions: - 9,029 shares at avg. $52.93 - 10,971 shares at avg. $53.38 - 5,105 shares at avg. $52.98 - 4,895 shares at avg. $53.39
- Following these transactions, Pearson holds 724,367 shares directly (including RSUs) and 346,400 employee stock options
The exercised options were granted under the company's 2019 Omnibus Incentive Plan and had vested in three installments starting February 26, 2021. The transactions represent a partial monetization of his equity position while maintaining significant ownership in the company.