6,200 Restricted Common Shares Proposed for Sale — EQH (NYSE: EQH)

Rhea-AI Filing Summary

J. Eckert IV submitted a Form 144 notice to sell restricted common stock. The filing lists 6,200 restricted shares tied to a 02/28/2026 vesting under a registered plan and records a prior sale of 7,300 shares on 05/15/2026 for $310,140.50.

Insights

Securities Compliance Expert

Routine Rule 144 notice for restricted shares; prior sale disclosed.

The filing lists 6,200 restricted common shares associated with a 02/28/2026 vesting event under a registered plan. It also records a prior disposition of 7,300 shares on 05/15/2026 for $310,140.50.

Timing and cash‑flow treatment are stated as sale transactions; any transfer methods or broker arrangements are not detailed in the excerpt. Subsequent SEC submissions or broker confirmations will show completion details.

Key Figures

Restricted shares to be sold: 6,200 shares Shares sold in past 3 months: 7,300 shares Proceeds from prior sale: $310,140.50 +1 more

4 metrics

Restricted shares to be sold 6,200 shares vesting date <date>02/28/2026</date>

Shares sold in past 3 months 7,300 shares <date>05/15/2026</date>

Proceeds from prior sale $310,140.50 sale on <date>05/15/2026</date>

Broker/Agent listed Morgan Stanley Smith Barney LLC address shown in filing header

Key Terms

Restricted Stock Vesting, Form 144, Services Rendered

3 terms

Restricted Stock Vesting regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer | 6200 | 02/28/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Filer Information | 144: Filer Information | 144: Issuer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Services Rendered other

"6200 | 02/28/2026 | Services Rendered"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/10/2026 - 04:08 PM Accepted by SEC EDGAR 06/10/2026 - 04:07 PM Learn about SEC filing dates

FAQ

What does EQH's Form 144 disclose about the planned sale?

The Form 144 notifies intent to sell 6,200 restricted common shares tied to a 02/28/2026 vesting. The filing also records a prior sale of 7,300 shares on 05/15/2026 for $310,140.50, showing recent dispositions.

Who is the filing party on the EQH Form 144 and what role is shown?

The filing names J. Eckert IV as the filer and lists Morgan Stanley Smith Barney LLC as broker/agent. The securities are described as restricted stock vested under a registered plan dated 02/28/2026.

How many shares were sold recently according to the EQH excerpt?

The excerpt records a past disposition of 7,300 shares on 05/15/2026 with proceeds shown as $310,140.50. That sale appears separate from the 6,200 shares listed as available to sell following vesting.

Does the Form 144 excerpt state how the 6,200 shares vested?

Yes. The 6,200 shares are described as resulting from a Restricted Stock Vesting Under a Registered Plan with an event date of 02/28/2026, and consideration is listed as Services Rendered.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6200	259346.00	281519000	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/28/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			6200	02/28/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
WILLIAM J ECKERT IV 1345 Avenue of the Americas New York NY 10105	Common	05/15/2026	7300	310140.50

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)