Form 144: Morgan Stanley Smith Barney LLC (EQH) lists 5,906 shares proposed for sale

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice listing proposed sales of Common shares tied to restricted stock vesting under a registered plan. The filing lists share line items of 3,393, 1,706, and 807, and shows a numeric entry of 5,906 and $251,536.54 in the securities information block.

Key Figures

Aggregate numeric entry: 5,906 Line item - shares: 3,393 shares Line item - shares: 1,706 shares +3 more

6 metrics

Aggregate numeric entry 5,906 Securities information block

Line item - shares 3,393 shares Restricted stock vesting under a registered plan (05/21/2025)

Line item - shares 1,706 shares Restricted stock vesting under a registered plan (05/22/2024)

Line item - shares 807 shares Restricted stock vesting under a registered plan (05/24/2023)

Monetary figure shown $251,536.54 Securities information block

Document date shown 05/07/2026 Date tied to Services Rendered entries

Key Terms

Restricted stock vesting, Form 144, Issuer

3 terms

Restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Securities To Be Sold / Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted stock vesting under a registered plan | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5906	251536.54	281519390	05/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/21/2025	Restricted stock vesting under a registered plan	Issuer			3393	05/07/2026	Services Rendered
Common	05/22/2024	Restricted stock vesting under a registered plan	Issuer			1706	05/07/2026	Services Rendered
Common	05/24/2023	Restricted stock vesting under a registered plan	Issuer			807	05/07/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for EQH (Morgan Stanley Smith Barney LLC) report?

The form reports proposed sales of Common shares tied to restricted stock vesting under a registered plan. It lists line items of 3,393, 1,706, and 807 shares and a numeric entry of 5,906.

Are the shares in the filing unrestricted or from a registered plan for EQH?

The filing states the shares arise from restricted stock vesting under a registered plan. Each listed line item is labeled as such with an issuer designation for the source of the shares.

What dollar amount appears in the Form 144 excerpt for EQH?

The excerpt shows $251,536.54 in the securities information block. The filing text does not attach an explicit label beyond its placement in that block.

What dates are associated with the restricted stock in the filing?

The rows show grant or vesting dates of 05/21/2025, 05/22/2024, and 05/24/2023, and an apparent document date of 05/07/2026 tied to the Services Rendered entries.

Who is listed as the filer in the provided Form 144 excerpt?

The filer is shown as Morgan Stanley Smith Barney LLC Executive Financial Services with an address at 1 New York Plaza, as displayed in the securities information block.