EQH (NYSE) affiliate files to sell 7,300 shares via Morgan Stanley

Rhea-AI Filing Summary

EQH (Form 144 notice) reports a proposed sale of 7,300 shares of Common Stock by an affiliate, listed with Morgan Stanley Smith Barney LLC as broker. The notice breaks the 7,300 shares into four restricted‑stock vesting lots dated 02/28/2023, 02/28/2024, 02/28/2025, and 02/28/2026

The filing shows an associated monetary figure of $310,140.50 and lists NYSE and the broker address; no sale execution details or timing beyond the filing metadata are provided in the excerpt.

Insights

Securities Compliance Counsel

Form 144 notice lists 7,300 shares from restricted stock vesting dates and a broker.

The excerpt documents a proposed resale by an affiliate using Morgan Stanley Smith Barney LLC as the broker and itemizes four restricted‑stock vesting lots totaling 7,300 shares. The filing includes $310,140.50 alongside the share total.

Practical dependencies include meeting Rule 144 volume and holding‑period requirements and broker execution; specific timing, price, and whether sales will occur under Rule 144 conditions are not disclosed in the excerpt.

Key Figures

Shares listed for resale: 7,300 shares Vesting date (lot): 1,664 shares on 02/28/2023 Vesting date (lot): 882 shares on 02/28/2024 +3 more

6 metrics

Shares listed for resale 7,300 shares Aggregate of four restricted stock vesting lots

Vesting date (lot) 1,664 shares on 02/28/2023 Restricted stock vesting under a registered plan

Vesting date (lot) 882 shares on 02/28/2024 Restricted stock vesting under a registered plan

Vesting date (lot) 3,950 shares on 02/28/2025 Restricted stock vesting under a registered plan

Vesting date (lot) 804 shares on 02/28/2026 Restricted stock vesting under a registered plan

Monetary figure shown $310,140.50 Amount listed adjacent to broker and share total in the excerpt

Key Terms

Restricted stock vesting under a registered plan, Form 144, Broker listed

3 terms

Restricted stock vesting under a registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer | | | 882"

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker listed financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7300	310140.50	281519000	05/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/28/2024	Restricted stock vesting under a registered plan	Issuer			882	02/28/2024	Services Rendered
Common	02/28/2026	Restricted stock vesting under a registered plan	Issuer			804	02/28/2026	Services Rendered
Common	02/28/2023	Restricted stock vesting under a registered plan	Issuer			1664	02/28/2023	Services Rendered
Common	02/28/2025	Restricted stock vesting under a registered plan	Issuer			3950	02/28/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does EQH's Form 144 disclose about the shares to be sold?

The Form 144 lists a proposed sale of 7,300 shares of Common Stock. The filing itemizes four restricted‑stock vesting lots dated 02/28/2023, 02/28/2024, 02/28/2025, and 02/28/2026.

Which broker is named on the EQH Form 144 filing?

The filing names Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York, NY. The broker is listed in the securities sale section of the excerpt.

Does EQH's excerpt state the aggregate dollar amount related to the sale?

The excerpt shows a monetary figure of $310,140.50 alongside the share total. The filing excerpt does not attach an explicit label explaining that amount within the provided text.

Are the shares described as restricted or free trading in the Form 144 excerpt?

The shares are described as restricted stock vesting under a registered plan with each lot linked to a vesting date, indicating they originate from restricted grants that vested on the listed dates.

Does the Form 144 excerpt disclose when the sales will be executed?

The excerpt does not provide execution dates or sale timing. It lists vesting dates and filing metadata but contains no specific sale schedule or trade dates in the provided text.